Vault-13

UBER TECHNOLOGIES INC UBER 0.875 12.01.28 2028

NOTE 0.875%12/0 · US DOMESTIC · CUSIP 90353TAM2

95 institutional holders +0 vs Q4 2025
122,536,095122.5m shares reported held*
$1.9bnreported value*
13 new 38 added 24 reduced 14 sold out net bought ≈ $111.2m (+83.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.84.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 24: 75Q1 25: 92Q2 25: 96Q3 25: 99Q4 25: 95Q1 26: 9595Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q4 202475
Q1 202592
Q2 202596
Q3 202599
Q4 202595
Q1 202695

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 25: 53 bought or addedQ1 25: 33 cut or sold outQ1 25Q2 25: 44 bought or addedQ2 25: 47 cut or sold outQ2 25Q3 25: 46 bought or addedQ3 25: 37 cut or sold outQ3 25Q4 25: 46 bought or addedQ4 25: 41 cut or sold outQ4 25Q1 26: 51 bought or addedQ1 26: 38 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q1 20255333
Q2 20254447
Q3 20254637
Q4 20254641
Q1 20265138

Biggest buyers

TUDOR INVESTMENT CORP ET AL New +59,000,000+59.0m
STEELHEAD PARTNERS LLC Added +45,000,000+45.0m
ZAZOVE ASSOCIATES LLC New +40,000,000+40.0m
CAMDEN ASSET MANAGEMENT L P /CA Added +30,000,000+30.0m
SSI INVESTMENT MANAGEMENT LLC New +20,239,000+20.2m
Lombard Odier Asset Management (Europe) Ltd Added +19,845,000+19.8m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Added +19,500,000+19.5m
AMERIPRISE FINANCIAL INC New +11,020,000+11.0m
TORONTO DOMINION BANK New +10,449,000+10.4m
M&G PLC Added +10,339,000+10.3m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -70,935,000-70.9m
TUDOR INVESTMENT CORP ET AL Sold out -49,000,000-49.0m
SSI INVESTMENT MANAGEMENT LLC Sold out -23,537,000-23.5m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -23,518,000-23.5m
WELLINGTON MANAGEMENT GROUP LLP Reduced -12,039,000-12.0m
Nuveen, LLC Reduced -10,582,000-10.6m
Aequim Alternative Investments LP Reduced -10,000,000-10.0m
MORGAN STANLEY Reduced -9,880,000-9.9m
SUSQUEHANNA ADVISORS GROUP, INC. Sold out -9,657,000-9.7m
JPMORGAN CHASE & CO Reduced -8,229,000-8.2m

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.16% of their portfolio ATLANTA, GA 127,535,000127.5m $153.6m $153.6m 0.16% Reduced -70.9m -70,935,000
2 ADVENT CAPITAL MANAGEMENT /DE/ 4.24% of their portfolio NEW YORK, NY 118,720,000118.7m $143.3m $143.3m 4.24% Reduced -23.5m -23,518,000
3 STEELHEAD PARTNERS LLC 8.69% of their portfolio SEATTLE, WA 100,000,000100.0m $120.8m $120.8m 8.69% Added +45.0m +45,000,000
4 Davidson Kempner Capital Management LP 2.14% of their portfolio New York, NY 100,000,000100.0m $120.2m $120.2m 2.14% Added +10.0m +10,000,000
5 CAMDEN ASSET MANAGEMENT L P /CA 3.97% of their portfolio Los Angeles, CA 97,109,00097.1m $116.8m $116.8m 3.97% Added +30.0m +30,000,000
6 Calamos Advisors LLC 0.42% of their portfolio NAPERVILLE, IL 90,006,00090.0m $108.8m $108.8m 0.42% Reduced -3.9m -3,872,000
7 VICTORY CAPITAL MANAGEMENT INC 0.06% of their portfolio San Antonio, TX 75,526,00075.5m $91.1m $91.1m 0.06% Added +6.4m +6,403,000
8 TUDOR INVESTMENT CORP ET AL 0.38% of their portfolio STAMFORD, CT 59,000,00059.0m $71.1m $71.1m 0.38% New
9 Universal- Beteiligungs- und Servicegesellschaft mbH 0.12% of their portfolio FRANKFURT AM MAIN, 2M 55,912,00055.9m $67.7m $67.7m 0.12% Added +5.0m +4,979,000
10 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 55,561,00055.6m $669.1k $669.1k 0.00% Added +658.0k +658,000
11 M&G PLC 0.31% of their portfolio London, X0 49,978,00050.0m $60.5m $60.5m 0.31% Added +10.3m +10,339,000
12 MacKay Shields LLC 2.00% of their portfolio New York, NY 45,352,00045.4m $54.6m $54.6m 2.00% Added +2.7m +2,708,000
13 ZAZOVE ASSOCIATES LLC 2.29% of their portfolio INCLINE VILLAGE, NV 40,000,00040.0m $48.3m $48.3m 2.29% New
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 36,676,00036.7m $44.4m $44.4m 0.00% Reduced -131.0k -131,000
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 36,568,00036.6m $44.0m $44.0m 0.00% Added +6.2m +6,150,000
16 CAPSTONE INVESTMENT ADVISORS, LLC 0.33% of their portfolio NEW YORK, NY 32,871,00032.9m $39.6m $39.6m 0.33% Added +9.0m +9,000,000
17 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 32,681,00032.7m $39.4m $39.4m 0.01% Added +170.0k +170,000
18 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.03% of their portfolio FRANKFURT AM MAIN, 2M 31,250,00031.2m $37.6m $37.6m 0.03% Added +19.5m +19,500,000
19 Lombard Odier Asset Management (Europe) Ltd 1.91% of their portfolio LONDON, X0 28,798,00028.8m $34.8m $34.8m 1.91% Added +19.8m +19,845,000
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 24,000,00024.0m $28.9m $28.9m 0.01% Unchanged
21 SILVERBACK ASSET MANAGEMENT LLC 5.47% of their portfolio DURHAM, NC 23,000,00023.0m $27.8m $27.8m 5.47% Added +4.0m +4,000,000
22 FMR LLC 0.00% of their portfolio BOSTON, MA 20,975,00021.0m $25.2m $25.2m 0.00% Added +35.0k +35,000
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,710,00020.7m $24.6m $24.6m 0.00% Reduced -8.2m -8,229,000
24 SSI INVESTMENT MANAGEMENT LLC 1.68% of their portfolio Los Angeles, CA 20,239,00020.2m $24.3m $24.3m 1.68% New
25 Mirabaud Asset Management (France) SAS 10.93% of their portfolio PARIS, I0 18,000,00018.0m $21.4m $21.4m 10.93% First filing
26 ONTARIO TEACHERS PENSION PLAN BOARD 0.53% of their portfolio Toronto, A6 15,000,00015.0m $18.2m $18.2m 0.53% Unchanged
27 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 14,270,00014.3m $17.2m $17.2m 0.03% Added +930.0k +930,000
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,121,00014.1m $17.0m $17.0m 0.00% Added +204.0k +204,000
29 Amundi 0.00% of their portfolio Paris, I0 13,975,00014.0m $197.0k $197.0k 0.00% Added +1.1m +1,125,000
30 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 13,892,00013.9m $16.7m $16.7m 0.00% Reduced -10.6m -10,582,000
31 PIER 88 INVESTMENT PARTNERS LLC 4.07% of their portfolio SAN FRANCISCO, CA 13,179,00013.2m $15.8m $15.8m 4.07% Added +1.7m +1,708,000
32 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 11,861,00011.9m $14.4m $14.4m 0.00% Reduced -12.0m -12,039,000
33 KIM, LLC 2.10% of their portfolio WICHITA, KS 11,800,00011.8m $14.2m $14.2m 2.10% Reduced -3.0m -3,000,000
34 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 11,094,00011.1m $13.4m $13.4m 0.02% Reduced -1.0m -1,000,000
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,020,00011.0m $13.3m $13.3m 0.00% New
36 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 10,449,00010.4m $12.6m $12.6m 0.02% New
37 Aequim Alternative Investments LP 0.23% of their portfolio MILL VALLEY, CA 10,000,00010.0m $12.0m $12.0m 0.23% Reduced -10.0m -10,000,000
38 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 9,997,00010.0m $12.0m $12.0m 0.00% Reduced -1.4m -1,447,000
39 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 8,725,0008.7m $10.5m $10.5m 0.00% Unchanged
40 INCOME RESEARCH & MANAGEMENT 6.10% of their portfolio Boston, MA 8,560,0008.6m $10.3m $10.3m 6.10% Added +4.1m +4,130,000
41 RWC Asset Management LLP 0.41% of their portfolio LONDON, X0 8,197,0008.2m $9.9m $9.9m 0.41% Added +5.8m +5,797,000
42 RATIONAL ADVISORS, INC. 1.00% of their portfolio San Juan, PR 8,169,0008.2m $9.8m $9.8m 1.00% Added +2.1m +2,080,000
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,819,0007.8m $9.4m $9.4m 0.00% New
44 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,682,0007.7m $9.2m $9.2m 0.00% Reduced -9.9m -9,880,000
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 7,200,0007.2m $8.7m $8.7m 0.01% Added +200.0k +200,000
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 6,384,0006.4m $7.7m $7.7m 0.00% Reduced -3.2m -3,243,000
47 Nicholas Investment Partners, LP 0.53% of their portfolio RANCHO SANTA FE, CA 6,090,0006.1m $7.3m $7.3m 0.53% Unchanged
48 CONNING INC. 0.23% of their portfolio HARTFORD, CT 5,750,0005.8m $7.0m $7.0m 0.23% Added +1.0m +1,000,000
49 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 5,480,0005.5m $6.6m $6.6m 0.04% Unchanged
50 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 5,148,0005.1m $6.2m $6.2m 0.02% Added +467.0k +467,000
51 Man Group plc 0.01% of their portfolio LONDON, X0 4,805,0004.8m $5.8m $5.8m 0.01% Added +2.4m +2,390,000
52 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,795,0004.8m $5.8m $5.8m 0.00% Reduced -679.0k -679,000
53 MIZUHO SECURITIES USA LLC 0.13% of their portfolio NEW YORK, NY 4,624,0004.6m $5.6m $5.6m 0.13% Reduced -1.5m -1,491,000
54 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 4,484,0004.5m $5.4m $5.4m 0.01% Added +36.0k +36,000
55 OFI INVEST ASSET MANAGEMENT 0.06% of their portfolio ISSY LES MOULINEAUX, I0 4,000,0004.0m $4.2m $4.2m 0.06% Unchanged
56 SHENKMAN CAPITAL MANAGEMENT INC 0.58% of their portfolio NEW YORK, NY 3,995,0004.0m $4.8m $4.8m 0.58% Added +1.2m +1,249,000
57 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,181,0003.2m $3.8m $3.8m 0.00% Added +1.4m +1,405,000
58 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 3,000,0003.0m $3.6m $3.6m 0.01% Unchanged
59 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 3,000,0003.0m $3.6m $3.6m 0.02% Unchanged
60 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,692,0002.7m $3.2m $3.2m 0.00% Reduced -886.0k -886,000
61 OAKTREE CAPITAL MANAGEMENT LP 0.04% of their portfolio LOS ANGELES, CA 2,000,0002.0m $2.4m $2.4m 0.04% New
62 Warberg Asset Management LLC 0.69% of their portfolio WINNETKA, IL 1,953,0002.0m $2.4m $2.4m 0.69% Added +50.0k +50,000
63 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,500,0001.5m $1.8m $1.8m 0.00% Added +250.0k +250,000
64 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,450,0001.4m $1.8m $1.8m 0.00% Reduced -50.0k -50,000
65 AEGON USA Investment Management, LLC 1.32% of their portfolio CEDAR RAPIDS, IA 1,403,0001.4m $1.7m $1.7m 1.32% Unchanged
66 Police & Firemen's Retirement System of New Jersey 0.01% of their portfolio TRENTON, NJ 1,034,0001.0m $1.2m $1.2m 0.01% Reduced -197.0k -197,000
67 LuminArx Capital Management LP 0.91% of their portfolio NEW YORK, NY 1,000,0001.0m $1.2m $1.2m 0.91% Unchanged
68 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 950,000950.0k $1.1m $1.1m 0.01% Unchanged
69 FLOSSBACH VON STORCH SE 0.00% of their portfolio COLOGNE, 2M 700,000700.0k $847.8k $847.8k 0.00% Unchanged
70 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 568,000568.0k $686.3k $686.3k 0.02% Added +116.0k +116,000
71 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 553,000553.0k $665.0k $665.0k 0.00% Added +71.0k +71,000
72 Kohlberg Kravis Roberts & Co. L.P. 0.01% of their portfolio NEW YORK, NY 520,000520.0k $626.2k $626.2k 0.01% New
73 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 460,000460.0k $554.0k $554.0k 0.01% Reduced -293.0k -293,000
74 Central Pacific Bank - Trust Division 0.07% of their portfolio HONOLULU, HI 460,000460.0k $553.1k $553.1k 0.07% Reduced -135.0k -135,000
75 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 320,000320.0k $386.6k $386.6k 0.00% Unchanged
76 DNCA FINANCE 0.02% of their portfolio PARIS, I0 260,000260.0k $313.9k $313.9k 0.02% Reduced -750.0k -750,000
77 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 226,000226.0k $271.8k $271.8k 0.00% Added +68.0k +68,000
78 Ethic Inc. 0.25% of their portfolio NEW YORK, NY 224,902224.9k $16.2m $16.2m 0.25% New
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 205,000205.0k $246.5k $246.5k 0.00% Added +186.0k +186,000
80 LOOMIS SAYLES & CO L P 0.02% of their portfolio BOSTON, MA 179,409179.4k $12.9m $12.9m 0.02% Reduced -68.1k -68,097
81 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 139,000139.0k $167.1k $167.1k 0.00% Reduced -7.0k -7,000
82 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 72,00072.0k $86.6k $86.6k 0.00% Added +24.0k +24,000
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 51,00051.0k $61.3k $61.3k 0.00% Unchanged
84 NOMURA HOLDINGS INC 0.03% of their portfolio TOKYO, M0 46,68546.7k $3.4m $3.4m 0.03% Reduced -179.8k -179,775
85 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 40,00040.0k $48.4k $48.4k 0.01% Added +10.0k +10,000
86 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 28,00028.0k $33.7k $33.7k 0.00% New
87 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 25,00025.0k $30.1k $30.1k 0.00% New
88 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,00023.0k $27.8k $27.8k 0.00% Unchanged
89 K2 PRINCIPAL FUND, L.P. 1.02% of their portfolio TORONTO, A6 8,0008.0k $9.7m $9.7m 1.02% Unchanged
90 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 5,0005.0k $6.1k $6.1k 0.00% Unchanged
91 Alken Asset Management Ltd 9.19% of their portfolio LONDON, X0 4,2504.2k $5.1m $5.1m 9.19% Added +100 +100
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,0003.0k $3.6k $3.6k 0.00% New
93 LAFFER TENGLER INVESTMENTS, INC. 0.32% of their portfolio Scottsdale, AZ 1,7791.8k $2.2m $2.2m 0.32% New
94 ODDO BHF ASSET MANAGEMENT SAS 0.02% of their portfolio PARIS, I0 508508 $613.3k $613.3k 0.02% Unchanged
95 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 00 $0 $0 0.00% Unchanged