Vault-13

UBER TECHNOLOGIES INC UBER 0.875 12.01.28 2028

NOTE 0.875%12/0 · US DOMESTIC · CUSIP 90353TAM2

95 institutional holders -4 vs Q3 2025
39,342,74839.3m shares reported held*
$3.6bnreported value*
10 new 36 added 25 reduced 16 sold out net bought ≈ $77.5m (+10.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.44.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 24: 75Q1 25: 92Q2 25: 96Q3 25: 99Q4 25: 9595Q4 24Q1 25Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q4 202475
Q1 202592
Q2 202596
Q3 202599
Q4 202595

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 25: 53 bought or addedQ1 25: 33 cut or sold outQ1 25Q2 25: 44 bought or addedQ2 25: 47 cut or sold outQ2 25Q3 25: 46 bought or addedQ3 25: 37 cut or sold outQ3 25Q4 25: 46 bought or addedQ4 25: 41 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20255333
Q2 20254447
Q3 20254637
Q4 20254641

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +190,970,000+191.0m
ADVENT CAPITAL MANAGEMENT /DE/ Added +16,787,000+16.8m
Amundi New +12,850,000+12.8m
VICTORY CAPITAL MANAGEMENT INC Added +10,674,000+10.7m
GOLDMAN SACHS GROUP INC Added +9,309,000+9.3m
Lombard Odier Asset Management (Europe) Ltd New +8,953,000+9.0m
BANK OF MONTREAL /CAN/ Added +7,500,000+7.5m
MIZUHO SECURITIES USA LLC New +6,115,000+6.1m
BlackRock, Inc. Added +5,450,000+5.5m
TUDOR INVESTMENT CORP ET AL Added +5,000,000+5.0m

Biggest sellers

JPMORGAN CHASE & CO Reduced -42,405,000-42.4m
SUSQUEHANNA ADVISORS GROUP, INC. Reduced -41,172,000-41.2m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -35,500,000-35.5m
CITADEL ADVISORS LLC Sold out -29,000,000-29.0m
LAZARD ASSET MANAGEMENT LLC Reduced -26,338,000-26.3m
TWO SIGMA INVESTMENTS, LP Sold out -20,700,000-20.7m
Point72 Asset Management, L.P. Sold out -19,000,000-19.0m
Nuveen, LLC Reduced -17,526,000-17.5m
AMERIPRISE FINANCIAL INC Sold out -13,500,000-13.5m
MILLENNIUM MANAGEMENT LLC Sold out -13,500,000-13.5m

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.25% of their portfolio ATLANTA, GA 198,470,000198.5m $257.9m $257.9m 0.25% Added +191.0m +190,970,000
2 ADVENT CAPITAL MANAGEMENT /DE/ 4.27% of their portfolio NEW YORK, NY 142,238,000142.2m $184.9m $184.9m 4.27% Added +16.8m +16,787,000
3 Calamos Advisors LLC 0.50% of their portfolio NAPERVILLE, IL 93,878,00093.9m $122.0m $122.0m 0.50% Reduced -1.8m -1,780,000
4 Davidson Kempner Capital Management LP 1.71% of their portfolio New York, NY 90,000,00090.0m $116.7m $116.7m 1.71% Added +2.5m +2,500,000
5 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 69,123,00069.1m $89.8m $89.8m 0.05% Added +10.7m +10,674,000
6 CAMDEN ASSET MANAGEMENT L P /CA 2.20% of their portfolio Los Angeles, CA 67,109,00067.1m $87.0m $87.0m 2.20% Reduced -35.5m -35,500,000
7 STEELHEAD PARTNERS LLC 5.28% of their portfolio SEATTLE, WA 55,000,00055.0m $71.5m $71.5m 5.28% Added +3.0m +3,000,000
8 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 54,903,00054.9m $713.5k $713.5k 0.00% Reduced -26.3m -26,338,000
9 Universal- Beteiligungs- und Servicegesellschaft mbH 0.11% of their portfolio FRANKFURT AM MAIN, 2M 50,933,00050.9m $66.3m $66.3m 0.11% Added +1.6m +1,575,000
10 TUDOR INVESTMENT CORP ET AL 0.35% of their portfolio STAMFORD, CT 49,000,00049.0m $63.7m $63.7m 0.35% Added +5.0m +5,000,000
11 MacKay Shields LLC 1.94% of their portfolio New York, NY 42,644,00042.6m $55.4m $55.4m 1.94% Reduced -347.0k -347,000
12 M&G PLC 0.26% of their portfolio London, X0 39,639,00039.6m $51.5m $51.5m 0.26% Reduced -1.0m -1,048,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 36,807,00036.8m $47.9m $47.9m 0.00% Added +1.0m +1,032,000
14 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 32,511,00032.5m $42.2m $42.2m 0.01% Reduced -249.0k -249,000
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 30,418,00030.4m $39.5m $39.5m 0.00% Added +5.5m +5,450,000
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 28,939,00028.9m $37.6m $37.6m 0.00% Reduced -42.4m -42,405,000
17 Nuveen, LLC 0.01% of their portfolio CHARLOTTE, NC 24,474,00024.5m $31.7m $31.7m 0.01% Reduced -17.5m -17,526,000
18 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 24,000,00024.0m $31.3m $31.3m 0.01% Added +7.5m +7,500,000
19 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 23,900,00023.9m $31.1m $31.1m 0.01% Reduced -5.6m -5,568,000
20 CAPSTONE INVESTMENT ADVISORS, LLC 0.25% of their portfolio NEW YORK, NY 23,871,00023.9m $31.0m $31.0m 0.25% Reduced -2.5m -2,500,000
21 SSI INVESTMENT MANAGEMENT LLC 2.07% of their portfolio Los Angeles, CA 23,537,00023.5m $30.5m $30.5m 2.07% Reduced -907.0k -907,000
22 FMR LLC 0.00% of their portfolio BOSTON, MA 20,940,00020.9m $27.2m $27.2m 0.00% Unchanged
23 Aequim Alternative Investments LP 0.51% of their portfolio MILL VALLEY, CA 20,000,00020.0m $26.0m $26.0m 0.51% Added +5.0m +5,000,000
24 SILVERBACK ASSET MANAGEMENT LLC 3.69% of their portfolio DURHAM, NC 19,000,00019.0m $24.7m $24.7m 3.69% Added +2.5m +2,500,000
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 17,562,00017.6m $22.8m $22.8m 0.00% Added +1.3m +1,318,000
26 ONTARIO TEACHERS PENSION PLAN BOARD 0.43% of their portfolio Toronto, A6 15,000,00015.0m $19.5m $19.5m 0.43% Unchanged
27 KIM, LLC 2.20% of their portfolio WICHITA, KS 14,800,00014.8m $19.2m $19.2m 2.20% Added +4.8m +4,800,000
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,917,00013.9m $18.1m $18.1m 0.00% Reduced -5.3m -5,336,000
29 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 13,340,00013.3m $17.3m $17.3m 0.03% Added +1.3m +1,305,000
30 Amundi 0.45% of their portfolio Paris, I0 12,850,00012.8m $1.7bn $1.7bn 0.45% New
31 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 12,094,00012.1m $15.8m $15.8m 0.02% Added +3.6m +3,594,000
32 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 11,750,00011.8m $15.3m $15.3m 0.01% Unchanged
33 PIER 88 INVESTMENT PARTNERS LLC 3.33% of their portfolio SAN FRANCISCO, CA 11,471,00011.5m $14.9m $14.9m 3.33% Reduced -1.2m -1,250,000
34 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 11,444,00011.4m $14.9m $14.9m 0.01% Added +2.2m +2,164,000
35 SUSQUEHANNA ADVISORS GROUP, INC. 0.00% of their portfolio BALA CYNWYD, PA 9,657,0009.7m $125.4k $125.4k 0.00% Reduced -41.2m -41,172,000
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,627,0009.6m $12.5m $12.5m 0.00% Added +9.3m +9,309,000
37 Lombard Odier Asset Management (Europe) Ltd 0.59% of their portfolio LONDON, X0 8,953,0009.0m $11.6m $11.6m 0.59% New
38 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 8,725,0008.7m $11.3m $11.3m 0.00% Reduced -2.5m -2,500,000
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 7,000,0007.0m $9.1m $9.1m 0.01% Unchanged
40 MIZUHO SECURITIES USA LLC 0.14% of their portfolio NEW YORK, NY 6,115,0006.1m $8.3m $8.3m 0.14% New
41 Nicholas Investment Partners, LP 0.58% of their portfolio RANCHO SANTA FE, CA 6,090,0006.1m $7.9m $7.9m 0.58% Reduced -2.1m -2,100,000
42 RATIONAL ADVISORS, INC. 0.81% of their portfolio San Juan, PR 6,089,0006.1m $7.9m $7.9m 0.81% Reduced -1.2m -1,250,000
43 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 6,000,0006.0m $7.8m $7.8m 0.01% Added +2.5m +2,500,000
44 GABELLI FUNDS LLC 0.05% of their portfolio Rye, NY 5,480,0005.5m $7.1m $7.1m 0.05% Unchanged
45 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 5,474,0005.5m $7.1m $7.1m 0.00% Reduced -3.9m -3,857,000
46 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,976,0005.0m $6.5m $6.5m 0.00% Reduced -393.0k -393,000
47 CONNING INC. 0.21% of their portfolio HARTFORD, CT 4,750,0004.8m $6.2m $6.2m 0.21% Unchanged
48 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 4,681,0004.7m $6.1m $6.1m 0.02% Added +1.4m +1,433,000
49 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 4,448,0004.4m $5.8m $5.8m 0.01% Added +146.0k +146,000
50 INCOME RESEARCH & MANAGEMENT 3.02% of their portfolio Boston, MA 4,430,0004.4m $5.7m $5.7m 3.02% Added +425.0k +425,000
51 OFI INVEST ASSET MANAGEMENT 0.06% of their portfolio ISSY LES MOULINEAUX, I0 4,000,0004.0m $4.4m $4.4m 0.06% Unchanged
52 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,578,0003.6m $4.7m $4.7m 0.00% Added +976.0k +976,000
53 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 3,000,0003.0m $3.9m $3.9m 0.01% Unchanged
54 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 3,000,0003.0m $3.9m $3.9m 0.02% Unchanged
55 SHENKMAN CAPITAL MANAGEMENT INC 0.38% of their portfolio NEW YORK, NY 2,746,0002.7m $3.6m $3.6m 0.38% Reduced -3.3m -3,347,000
56 Man Group plc 0.01% of their portfolio LONDON, X0 2,415,0002.4m $3.1m $3.1m 0.01% Added +400.0k +400,000
57 RWC Asset Management LLP 0.15% of their portfolio LONDON, X0 2,400,0002.4m $3.1m $3.1m 0.15% Unchanged
58 WESTWOOD HOLDINGS GROUP INC 0.02% of their portfolio DALLAS, TX 2,000,0002.0m $2.0m $2.0m 0.02% Unchanged
59 Warberg Asset Management LLC 0.74% of their portfolio WINNETKA, IL 1,903,0001.9m $2.5m $2.5m 0.74% Added +1.6m +1,572,000
60 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,776,0001.8m $2.3m $2.3m 0.00% Reduced -738.0k -738,000
61 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,500,0001.5m $2.0m $2.0m 0.00% Added +300.0k +300,000
62 AEGON USA Investment Management, LLC 1.29% of their portfolio CEDAR RAPIDS, IA 1,403,0001.4m $1.8m $1.8m 1.29% Unchanged
63 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 1,335,0001.3m $1.7m $1.7m 0.05% Reduced -40.0k -40,000
64 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,250,0001.2m $1.6m $1.6m 0.00% Added +550.0k +550,000
65 Police & Firemen's Retirement System of New Jersey 0.01% of their portfolio TRENTON, NJ 1,231,0001.2m $1.6m $1.6m 0.01% Added +542.0k +542,000
66 DNCA FINANCE 0.08% of their portfolio PARIS, I0 1,010,0001.0m $1.3m $1.3m 0.08% Unchanged
67 LuminArx Capital Management LP 1.24% of their portfolio NEW YORK, NY 1,000,0001.0m $1.3m $1.3m 1.24% First filing
68 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 950,000950.0k $1.2m $1.2m 0.01% Unchanged
69 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 753,000753.0k $978.9k $978.9k 0.01% Reduced -2.5m -2,540,000
70 FLOSSBACH VON STORCH SE 0.00% of their portfolio COLOGNE, 2M 700,000700.0k $910.5k $910.5k 0.00% Added +500.0k +500,000
71 Central Pacific Bank - Trust Division 0.09% of their portfolio HONOLULU, HI 595,000595.0k $771.7k $771.7k 0.09% Added +91.0k +91,000
72 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 482,000482.0k $625.2k $625.2k 0.00% Added +173.0k +173,000
73 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 452,000452.0k $587.6k $587.6k 0.02% New
74 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 320,000320.0k $416.0k $416.0k 0.00% Unchanged
75 Ares Systematic Credit Ltd 0.32% of their portfolio LONDON, X0 300,000300.0k $390.1k $390.1k 0.32% First filing
76 LOOMIS SAYLES & CO L P 0.02% of their portfolio BOSTON, MA 247,506247.5k $20.2m $20.2m 0.02% Added +145.1k +145,057
77 NOMURA HOLDINGS INC 0.05% of their portfolio TOKYO, M0 226,460226.5k $18.5m $18.5m 0.05% Added +20.2k +20,178
78 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 158,000158.0k $204.9k $204.9k 0.00% Reduced -3.0k -3,000
79 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 146,000146.0k $185.5k $185.5k 0.00% Added +6.0k +6,000
80 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 51,00051.0k $66.1k $66.1k 0.00% New
81 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 48,00048.0k $62.3k $62.3k 0.00% Unchanged
82 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 30,00030.0k $39.1k $39.1k 0.01% Added +1.0k +1,000
83 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 23,88023.9k $3.1m $3.1m 0.00% Unchanged
84 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,00023.0k $30.0k $30.0k 0.00% Reduced -6.0k -6,000
85 VIRTUS ADVISERS, LLC 0.01% of their portfolio HARTFORD, CT 20,00020.0k $25.9k $25.9k 0.01% Unchanged
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,00019.0k $24.6k $24.6k 0.00% New
87 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,00015.0k $19.5k $19.5k 0.00% New
88 K2 PRINCIPAL FUND, L.P. 1.07% of their portfolio TORONTO, A6 8,0008.0k $10.4m $10.4m 1.07% New
89 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 5,0005.0k $6.5k $6.5k 0.00% New
90 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 5,0005.0k $6.5k $6.5k 0.00% Unchanged
91 Alken Asset Management Ltd 0.09% of their portfolio LONDON, X0 4,1504.2k $5.4k $5.4k 0.09% Added +700 +700
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $2.6k $2.6k 0.00% Unchanged
93 LAFFER TENGLER INVESTMENTS, INC. 0.35% of their portfolio Scottsdale, AZ 1,7801.8k $2.3m $2.3m 0.35% New
94 ODDO BHF ASSET MANAGEMENT SAS 0.02% of their portfolio PARIS, I0 508508 $660.8k $660.8k 0.02% Not comparable
95 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 00 $0 $0 0.00% Unchanged