Vault-13

UBER TECHNOLOGIES INC UBER 0 12.15.25

NOTE 12/1 · US DOMESTIC · CUSIP 90353TAJ9

82 institutional holders +2 vs Q1 2024
89,146,79389.1m shares reported held*
$1.3bnreported value*
14 new 21 added 25 reduced 11 sold out net bought ≈ $16.7m (-6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.27.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 66Q1 23: 65Q2 23: 68Q3 23: 75Q4 23: 73Q1 24: 80Q2 24: 8282Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202265
Q4 202266
Q1 202365
Q2 202368
Q3 202375
Q4 202373
Q1 202480
Q2 202482

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 23 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 28 cut or sold outQ2 23: 30 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 24 cut or sold outQ4 23: 32 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 35 cut or sold outQ2 24: 35 bought or addedQ2 24: 36 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222322
Q1 20233528
Q2 20233028
Q3 20233824
Q4 20233241
Q1 20243935
Q2 20243536

Biggest buyers

BANK OF MONTREAL /CAN/ Added +41,437,000+41.4m
ZAZOVE ASSOCIATES LLC New +34,460,000+34.5m
ADVENT CAPITAL MANAGEMENT /DE/ Added +25,821,000+25.8m
STEELHEAD PARTNERS LLC Added +16,165,000+16.2m
JPMORGAN CHASE & CO Added +10,234,000+10.2m
AXA S.A. Added +9,400,000+9.4m
CAMDEN ASSET MANAGEMENT L P /CA New +8,650,000+8.7m
Polar Capital Holdings Plc Added +7,500,000+7.5m
LAZARD ASSET MANAGEMENT LLC New +6,803,000+6.8m
WELLS FARGO & COMPANY/MN Added +6,208,000+6.2m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -36,100,000-36.1m
MORGAN STANLEY Reduced -24,154,000-24.2m
SONA ASSET MANAGEMENT (US) LLC Sold out -24,000,000-24.0m
Aequim Alternative Investments LP Reduced -21,375,000-21.4m
LORD, ABBETT & CO. LLC Reduced -14,786,000-14.8m
SSI INVESTMENT MANAGEMENT LLC Reduced -13,857,000-13.9m
Wellesley Asset Management Reduced -9,693,978-9.7m
DEUTSCHE BANK AG\ Reduced -9,521,000-9.5m
Walleye Capital LLC Reduced -7,500,000-7.5m
Magnetar Financial LLC Reduced -4,500,000-4.5m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.31% of their portfolio ATLANTA, GA 295,985,000296.0m $318.0m $318.0m 0.31% Reduced -36.1m -36,100,000
2 ADVENT CAPITAL MANAGEMENT /DE/ 2.29% of their portfolio NEW YORK, NY 87,826,00087.8m $94.4m $94.4m 2.29% Added +25.8m +25,821,000
3 Calamos Advisors LLC 0.40% of their portfolio NAPERVILLE, IL 75,857,00075.9m $81.4m $81.4m 0.40% Added +67.0k +67,000
4 STEELHEAD PARTNERS LLC 3.34% of their portfolio SEATTLE, WA 60,000,00060.0m $64.4m $64.4m 3.34% Added +16.2m +16,165,000
5 LORD, ABBETT & CO. LLC 0.10% of their portfolio JERSEY CITY, NJ 53,552,00053.6m $57.5m $57.5m 0.10% Reduced -14.8m -14,786,000
6 Wellesley Asset Management 4.92% of their portfolio PORTSMOUTH, NH 43,459,02243.5m $46.5m $46.5m 4.92% Reduced -9.7m -9,693,978
7 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 41,446,00041.4m $43.9m $43.9m 0.01% Added +41.4m +41,437,000
8 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 40,000,00040.0m $43.0m $43.0m 0.01% Unchanged
9 ZAZOVE ASSOCIATES LLC 2.14% of their portfolio INCLINE VILLAGE, NV 34,460,00034.5m $37.0m $37.0m 2.14% New
10 Magnetar Financial LLC 0.74% of their portfolio EVANSTON, IL 33,086,00033.1m $35.7m $35.7m 0.74% Reduced -4.5m -4,500,000
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,156,00030.2m $32.4m $32.4m 0.00% Added +10.2m +10,234,000
12 SHENKMAN CAPITAL MANAGEMENT INC 2.36% of their portfolio NEW YORK, NY 25,166,00025.2m $27.5m $27.5m 2.36% Reduced -4.2m -4,213,000
13 Polar Capital Holdings Plc 0.15% of their portfolio London, X0 23,500,00023.5m $25.3m $25.3m 0.15% Added +7.5m +7,500,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 22,511,00022.5m $24.1m $24.1m 0.00% Reduced -3.8m -3,800,000
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 22,298,00022.3m $23.9m $23.9m 0.01% Reduced -898.0k -898,000
16 BlackRock Inc. 0.00% of their portfolio New York, NY 21,576,00021.6m $23.1m $23.1m 0.00% Added +516.0k +516,000
17 Walleye Capital LLC 0.22% of their portfolio NEW YORK, NY 19,500,00019.5m $21.0m $21.0m 0.22% Reduced -7.5m -7,500,000
18 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 19,070,00019.1m $20.4m $20.4m 0.00% Added +595.0k +595,000
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 18,803,00018.8m $20.2m $20.2m 0.00% Reduced -24.2m -24,154,000
20 AXA S.A. 0.03% of their portfolio PARIS, I0 18,800,00018.8m $20.2m $20.2m 0.03% Added +9.4m +9,400,000
21 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 14,017,00014.0m $15.0m $15.0m 0.02% Added +4.3m +4,269,000
22 Aequim Alternative Investments LP 0.53% of their portfolio MILL VALLEY, CA 13,625,00013.6m $14.6m $14.6m 0.53% Reduced -21.4m -21,375,000
23 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 13,500,00013.5m $14.5m $14.5m 0.01% Unchanged
24 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 11,728,00011.7m $12.6m $12.6m 0.03% Reduced -237.0k -237,000
25 FMR LLC 0.00% of their portfolio BOSTON, MA 10,635,00010.6m $11.4m $11.4m 0.00% Unchanged
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,199,00010.2m $11.0m $11.0m 0.00% Added +6.2m +6,208,000
27 TENOR CAPITAL MANAGEMENT Co., L.P. 0.17% of their portfolio NEW YORK, NY 10,000,00010.0m $10.8m $10.8m 0.17% Added +2.5m +2,500,000
28 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 9,575,0009.6m $10.3m $10.3m 0.00% Added +5.2m +5,150,000
29 Man Group plc 0.03% of their portfolio LONDON, X0 9,309,0009.3m $10.0m $10.0m 0.03% Reduced -1.0m -1,041,000
30 CAMDEN ASSET MANAGEMENT L P /CA 0.28% of their portfolio Los Angeles, CA 8,650,0008.7m $9.3m $9.3m 0.28% New
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 7,768,0007.8m $8.3m $8.3m 0.01% Reduced -2.2m -2,232,000
32 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 7,250,0007.2m $7.8m $7.8m 0.01% Unchanged
33 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 6,803,0006.8m $7.3m $7.3m 0.01% New
34 MacKay Shields LLC 0.21% of their portfolio New York, NY 6,296,0006.3m $6.7m $6.7m 0.21% Reduced -235.0k -235,000
35 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 6,000,0006.0m $6.4m $6.4m 0.01% Added +5.0m +5,000,000
36 Nicholas Investment Partners, LP 0.64% of their portfolio RANCHO SANTA FE, CA 5,750,0005.8m $6.2m $6.2m 0.64% Unchanged
37 M&G PLC 0.03% of their portfolio London, X0 5,385,0005.4m $5.8m $5.8m 0.03% Added +2.2m +2,218,000
38 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 5,000,0005.0m $5.4m $5.4m 0.02% New
39 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,772,0003.8m $4.0m $4.0m 0.00% Added +1.9m +1,908,000
40 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 3,475,0003.5m $3.7m $3.7m 0.00% New
41 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 3,000,0003.0m $3.2m $3.2m 0.00% Unchanged
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 2,772,0002.8m $3.0m $3.0m 0.00% Added +1.7m +1,718,000
43 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,517,0002.5m $2.7m $2.7m 0.00% New
44 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 2,500,0002.5m $2.7m $2.7m 0.00% New
45 Liberty Mutual Group Asset Management Inc. 0.32% of their portfolio Boston, MA 2,050,0002.0m $2.2m $2.2m 0.32% Unchanged
46 KIM, LLC 0.23% of their portfolio WICHITA, KS 2,000,0002.0m $2.1m $2.1m 0.23% Unchanged
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,723,6001.7m $1.8m $1.8m 0.00% New
48 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,330,0001.3m $1.4m $1.4m 0.00% Reduced -1.7m -1,670,000
49 Sonora Investment Management Group, LLC 0.09% of their portfolio TUCSON, AZ 1,025,0001.0m $1.2m $1.2m 0.09% Unchanged
50 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 1,000,0001.0m $1.1m $1.1m 0.03% Reduced -417.0k -417,000
51 SSI INVESTMENT MANAGEMENT LLC 0.08% of their portfolio Los Angeles, CA 954,000954.0k $1.0m $1.0m 0.08% Reduced -13.9m -13,857,000
52 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 900,000900.0k $967.8k $967.8k 0.00% Unchanged
53 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 875,000875.0k $938.0k $938.0k 0.00% Reduced -9.5m -9,521,000
54 Calamos Wealth Management LLC 0.05% of their portfolio NAPERVILLE, IL 839,000839.0k $900.3k $900.3k 0.05% Reduced -71.0k -71,000
55 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 720,000720.0k $773.6k $773.6k 0.00% Unchanged
56 Amundi 0.00% of their portfolio Paris, I0 580,000580.0k $614.3k $614.3k 0.00% Unchanged
57 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 500,000500.0k $520.0k $520.0k 0.00% Unchanged
58 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 253,000253.0k $271.5k $271.5k 0.00% Reduced -19.0k -19,000
59 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 186,000186.0k $199.4k $199.4k 0.00% Added +76.0k +76,000
60 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 125,000125.0k $134.1k $134.1k 0.00% Unchanged
61 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 123,000123.0k $131.9k $131.9k 0.00% Unchanged
62 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 99,00099.0k $106.1k $106.1k 0.00% Reduced -2.0k -2,000
63 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 97,00097.0k $102.9k $102.9k 0.00% New
64 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 86,00086.0k $92.2k $92.2k 0.00% Unchanged
65 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 48,00048.0k $51.5k $51.5k 0.00% Added +35.0k +35,000
66 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 36,00036.0k $36.2k $36.2k 0.00% New
67 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 32,00032.0k $34.2k $34.2k 0.01% Reduced -1.0k -1,000
68 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 30,00030.0k $32.2k $32.2k 0.00% Added +13.0k +13,000
69 Fox Hill Wealth Management 0.02% of their portfolio DEDHAM, MA 28,00028.0k $29.9k $29.9k 0.02% Unchanged
70 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 25,00025.0k $26.8k $26.8k 0.00% Reduced -17.0k -17,000
71 FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. 0.01% of their portfolio SALINE, MI 17,00017.0k $18.0k $18.0k 0.01% Unchanged
72 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 16,40016.4k $1.8m $1.8m 0.01% Added +5.0k +5,000
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 15,00015.0k $16.1k $16.1k 0.00% Unchanged
74 PALISADE CAPITAL MANAGEMENT, LP 0.00% of their portfolio FORT LEE, NJ 14,00014.0k $15.0k $15.0k 0.00% Reduced -2.2m -2,180,000
75 Goodman Financial Corp 0.00% of their portfolio HOUSTON, TX 14,00014.0k $15.0k $15.0k 0.00% New
76 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 12,00012.0k $12.8k $12.8k 0.00% Unchanged
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,0007.0k $7.5k $7.5k 0.00% Unchanged
78 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 6,1856.2k $450.0k $450.0k 0.00% Reduced -239.3k -239,275
79 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 3,0003.0k $3.2k $3.2k 0.00% New
80 Portman Ltd 0.72% of their portfolio GRAND CAYMAN, E9 2,6082.6k $189.5k $189.5k 0.72% New
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0002.0k $2.1k $2.1k 0.00% New
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged