Vault-13

UBER TECHNOLOGIES INC UBER 0 12.15.25

NOTE 12/1 · US DOMESTIC · CUSIP 90353TAJ9

66 institutional holders +1 vs Q3 2022
91,132,00091.1m shares reported held*
$3.1bnreported value*
9 new 14 added 15 reduced 7 sold out net bought ≈ $111.7m (+64.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.54. Options: 0 managers hold calls (— notional), 1 hold puts ($10.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 65Q4 22: 6666Q3 22Q4 22
Numbers
QuarterHolders
Q3 202265
Q4 202266

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $0Q3 22 puts: $32.7mQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $10.5mQ4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$32.7m—
Q4 2022$0$10.5m—

Biggest buyers

LORD, ABBETT & CO. LLC New +61,886,000+61.9m
BlackRock Inc. Added +34,188,000+34.2m
CAMDEN ASSET MANAGEMENT L P /CA Added +30,741,000+30.7m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +25,569,011+25.6m
VOYA INVESTMENT MANAGEMENT LLC Added +11,390,000+11.4m
M&G INVESTMENT MANAGEMENT LTD New +6,547,000+6.5m
Man Group plc New +5,000,000+5.0m
FMR LLC Added +4,000,000+4.0m
LAZARD ASSET MANAGEMENT LLC Added +3,550,000+3.5m
Nicholas Investment Partners, LP Added +3,000,000+3.0m

Biggest sellers

BNP PARIBAS FINANCIAL MARKETS Reduced -10,114,000-10.1m
LORD, ABBETT & CO. LLC Reduced -9,622,000-9.6m
AVIVA PLC Reduced -6,335,000-6.3m
Antara Capital LP Sold out -5,014,000-5.0m
Lombard Odier Asset Management (Europe) Ltd Sold out -2,438,000-2.4m
Verition Fund Management LLC Sold out -2,400,000-2.4m
JPMORGAN CHASE & CO Reduced -1,898,000-1.9m
BNP PARIBAS FINANCIAL MARKETS Sold out -1,384,736-1.4m
DEUTSCHE BANK AG\ Sold out -1,273,000-1.3m
SSI INVESTMENT MANAGEMENT LLC Reduced -905,000-905.0k

Biggest calls

None

Biggest puts

Davidson Kempner Capital Management LP Not comparable $10.5m12.5m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.32% of their portfolio ATLANTA, GA 326,360,000326.4m $276.5m $276.5m 0.32% Added +11.4m +11,390,000
2 BlackRock Inc. 0.00% of their portfolio New York, NY 93,105,00093.1m $78.4m $78.4m 0.00% Added +34.2m +34,188,000
3 Calamos Advisors LLC 0.30% of their portfolio NAPERVILLE, IL 74,555,00074.6m $63.1m $63.1m 0.30% Reduced -72.0k -72,000
4 LAZARD ASSET MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 62,909,00062.9m $53.3m $53.3m 0.07% Added +3.5m +3,550,000
5 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 61,886,00061.9m $52.3m $52.3m 0.09% Reduced -9.6m -9,622,000
6 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 61,886,00061.9m $52.3m $52.3m 0.09% New
7 ADVENT CAPITAL MANAGEMENT /DE/ 0.78% of their portfolio NEW YORK, NY 51,370,00051.4m $43.5m $43.5m 0.78% Added +356.0k +356,000
8 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 40,000,00040.0m $33.9m $33.9m 0.02% Unchanged
9 CAMDEN ASSET MANAGEMENT L P /CA 1.00% of their portfolio Los Angeles, CA 36,668,00036.7m $30.9m $30.9m 1.00% Added +30.7m +30,741,000
10 AVIVA PLC 0.13% of their portfolio LONDON, X0 32,000,00032.0m $26.8m $26.8m 0.13% Reduced -6.3m -6,335,000
11 MacKay Shields LLC 0.64% of their portfolio New York, NY 29,544,00029.5m $25.0m $25.0m 0.64% Unchanged
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 27,275,00027.3m $23.0m $23.0m 0.00% Unchanged
13 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 27,000,00027.0m $22.7m $22.7m 0.06% Reduced -10.1m -10,114,000
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1.37% of their portfolio Toronto, A6 25,601,00025.6m $2.2bn $2.2bn 1.37% Added +25.6m +25,569,011
15 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 25,350,00025.4m $21.4m $21.4m 0.01% Unchanged
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22,430,00022.4m $18.9m $18.9m 0.00% Added +122.0k +122,000
17 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 20,327,00020.3m $17.1m $17.1m 0.00% Added +1.9m +1,855,000
18 SSI INVESTMENT MANAGEMENT LLC 0.96% of their portfolio Los Angeles, CA 17,930,00017.9m $15.1m $15.1m 0.96% Reduced -905.0k -905,000
19 Birch Grove Capital LP 6.99% of their portfolio New York, NY 16,500,00016.5m $14.0m $14.0m 6.99% Unchanged
20 SHENKMAN CAPITAL MANAGEMENT INC 0.70% of their portfolio NEW YORK, NY 13,307,00013.3m $11.3m $11.3m 0.70% Reduced -238.0k -238,000
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,794,00011.8m $10.0m $10.0m 0.00% Reduced -1.9m -1,898,000
22 PUTNAM INVESTMENTS LLC 0.02% of their portfolio BOSTON, MA 11,168,00011.2m $9.4m $9.4m 0.02% Added +2.7m +2,696,000
23 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 6,588,0006.6m $5.5m $5.5m 0.01% Unchanged
24 M&G INVESTMENT MANAGEMENT LTD 0.04% of their portfolio London, X0 6,547,0006.5m $5.5m $5.5m 0.04% New
25 Nicholas Investment Partners, LP 0.46% of their portfolio RANCHO SANTA FE, CA 6,250,0006.2m $5.3m $5.3m 0.46% Added +3.0m +3,000,000
26 Man Group plc 0.02% of their portfolio LONDON, X0 5,000,0005.0m $4.2m $4.2m 0.02% New
27 FMR LLC 0.00% of their portfolio BOSTON, MA 4,385,0004.4m $3.7m $3.7m 0.00% Added +4.0m +4,000,000
28 FLOSSBACH VON STORCH SE 0.01% of their portfolio COLOGNE, 2M 4,300,0004.3m $3.6m $3.6m 0.01% Unchanged
29 Liberty Mutual Group Asset Management Inc. 0.85% of their portfolio Boston, MA 3,750,0003.8m $3.2m $3.2m 0.85% Unchanged
30 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 3,478,0003.5m $3.0m $3.0m 0.01% Added +2.5m +2,478,000
31 Amundi 0.00% of their portfolio Paris, I0 3,143,0003.1m $2.7m $2.7m 0.00% Unchanged
32 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,000,0003.0m $2.5m $2.5m 0.00% Unchanged
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,910,0002.9m $2.5m $2.5m 0.00% Added +1.8m +1,792,000
34 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 2,500,0002.5m $2.1m $2.1m 0.00% New
35 Lombard Odier Asset Management (Europe) Ltd 0.12% of their portfolio LONDON, X0 2,438,0002.4m $2.8m $2.8m 0.12% New
36 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 2,250,0002.2m $1.9m $1.9m 0.01% First filing
37 ONTARIO TEACHERS PENSION PLAN BOARD 0.02% of their portfolio Toronto, A6 2,000,0002.0m $1.7m $1.7m 0.02% Unchanged
38 Anson Funds Management LP 0.41% of their portfolio DALLAS, TX 2,000,0002.0m $1.7m $1.7m 0.41% Unchanged
39 JUPITER ASSET MANAGEMENT LTD 0.02% of their portfolio London, X0 1,800,0001.8m $1.5m $1.5m 0.02% Reduced -700.0k -700,000
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,612,0001.6m $1.4m $1.4m 0.00% Reduced -3.0k -3,000
41 Eos Management, L.P. 0.64% of their portfolio NEW YORK, NY 1,500,0001.5m $1.3m $1.3m 0.64% Unchanged
42 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,349,0001.3m $1.1m $1.1m 0.00% Unchanged
43 Sonora Investment Management Group, LLC 0.08% of their portfolio TUCSON, AZ 990,000990.0k $829.5k $829.5k 0.08% New
44 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 920,000920.0k $779.0k $779.0k 0.00% Unchanged
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $422.9k $422.9k 0.00% Reduced -200.0k -200,000
46 Fore Capital, LLC 0.74% of their portfolio New York, NY 500,000500.0k $423.6k $423.6k 0.74% Unchanged
47 Kohlberg Kravis Roberts & Co. L.P. 0.01% of their portfolio NEW YORK, NY 475,000475.0k $402.4k $402.4k 0.01% New
48 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 362,000362.0k $305.0k $305.0k 0.01% Unchanged
49 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 356,000356.0k $302.2k $302.2k 0.00% Unchanged
50 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 250,000250.0k $210.6k $210.6k 0.00% Unchanged
51 BASSO CAPITAL MANAGEMENT, L.P. 0.23% of their portfolio STAMFORD, CT 250,000250.0k $210.6k $210.6k 0.23% New
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 234,000234.0k $198.0k $198.0k 0.00% Added +9.0k +9,000
53 Psagot Value Holdings Ltd. / (Israel) 0.05% of their portfolio Tel Aviv, L3 200,000200.0k $171.0k $171.0k 0.05% Unchanged
54 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 125,000125.0k $105.8k $105.8k 0.00% Unchanged
55 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 112,000112.0k $94.9k $94.9k 0.00% Reduced -28.0k -28,000
56 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 31,00031.0k $26.0k $26.0k 0.00% Unchanged
57 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 31,00031.0k $26.1k $26.1k 0.00% Reduced -7.0k -7,000
58 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 17,00017.0k $14.3k $14.3k 0.00% Reduced -1.0k -1,000
59 NINE MASTS CAPITAL Ltd 4.33% of their portfolio CENTRAL, K3 16,00016.0k $13.6m $13.6m 4.33% Unchanged
60 Beck Bode, LLC 0.00% of their portfolio DEDHAM, MA 10,00010.0k $8.4k $8.4k 0.00% Reduced -8.0k -8,000
61 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 9,8589.9k $3.0k $3.0k 0.00% New
62 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 9,3209.3k $791.0k $791.0k 0.01% Unchanged
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,0008.0k $673.8k $673.8k 0.00% Unchanged
64 K2 PRINCIPAL FUND, L.P. 0.92% of their portfolio TORONTO, A6 4,0004.0k $3.4m $3.4m 0.92% Unchanged
65 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,0003.0k $2.5k $2.5k 0.00% Reduced -743.0k -743,000
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged