Vault-13

U S XPRESS ENTERPRISES INC USX

COM CL A · Common Stock · CUSIP 90338N202

91 institutional holders +21 vs Q1 2023
22,513,76422.5m shares reported held*
$136.1mreported value*
34 new 24 added 17 reduced 15 sold out net bought ≈ $12.4m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.05. Options: 5 managers hold calls ($459.8k notional), 8 hold puts ($2.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 48Q1 23: 70Q2 23: 9191Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202255
Q4 202248
Q1 202370
Q2 202391

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 18 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221826
Q1 20235224
Q2 20235832

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $0Q3 22 puts: $38.0kQ3 22P/C —Q4 22 calls: $13.2kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.2mQ1 23 puts: $3.5mQ1 23P/C 1.60Q2 23 calls: $459.8kQ2 23 puts: $2.4mQ2 23P/C 5.16
Numbers
QuarterCallsPutsP/C
Q3 2022$0$38.0k—
Q4 2022$13.2k$00.00
Q1 2023$2.2m$3.5m1.60
Q2 2023$459.8k$2.4m5.16

Biggest buyers

Man Group plc New +1,800,000+1.8m
BlackRock Inc. Added +1,493,908+1.5m
GARDNER LEWIS ASSET MANAGEMENT L P New +916,630+916.6k
Trium Capital LLP Added +725,431+725.4k
NEXPOINT ASSET MANAGEMENT, L.P. New +679,863+679.9k
Ergoteles LLC Added +590,188+590.2k
New York Life Investment Management LLC New +456,993+457.0k
Crystalline Management Inc. New +327,955+328.0k
STATE STREET CORP Added +326,858+326.9k
GEODE CAPITAL MANAGEMENT, LLC Added +297,425+297.4k

Biggest sellers

Man Group plc Sold out -1,800,000-1.8m
TUDOR INVESTMENT CORP ET AL Sold out -1,650,000-1.6m
BECKER CAPITAL MANAGEMENT INC Reduced -818,789-818.8k
TRUIST FINANCIAL CORP Reduced -602,458-602.5k
Balyasny Asset Management L.P. Sold out -536,585-536.6k
Twenty Acre Capital LP Sold out -501,129-501.1k
BARDIN HILL MANAGEMENT PARTNERS LP Sold out -383,292-383.3k
Pinnacle Holdings, LLC Sold out -307,223-307.2k
GSA CAPITAL PARTNERS LLP Reduced -223,927-223.9k
TIG Advisors, LLC Sold out -195,362-195.4k

Biggest calls

GROUP ONE TRADING LLC Reduced $268.9k43.8k shares
SIMPLEX TRADING, LLC Reduced $189.0k44.7k shares
CITADEL ADVISORS LLC Reduced $1.2k200 shares
CSS LLC/IL New $615100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $998.4k162.6k shares
CSS LLC/IL Added $641.4k104.3k shares
JPMORGAN CHASE & CO Unchanged $492.4k80.2k shares
GROUP ONE TRADING LLC Added $224.1k36.5k shares
Schonfeld Strategic Advisors LLC New $10.0k200.0k shares
CITADEL ADVISORS LLC Reduced $5.5k900 shares
SIMPLEX TRADING, LLC Added $2.0k98.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Man Group plc 0.03% of their portfolio LONDON, X0 1,800,0001.8m $11.1m $11.1m 0.03% New
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,755,2811.8m $10.8m $10.8m 0.00% Added +1.5m +1,493,908
3 Aristotle Capital Boston, LLC 0.29% of their portfolio BOSTON, MA 1,554,1281.6m $9.5m $9.5m 0.29% Unchanged
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,413,2721.4m $8.7m $8.7m 0.00% Added +145.1k +145,054
5 Carlson Capital, L.P. 0.66% of their portfolio DALLAS, TX 1,246,9761.2m $7.7m $7.7m 0.66% Added +47.0k +46,976
6 Ergoteles LLC 0.31% of their portfolio NEW YORK, NY 1,064,2891.1m $6.5m $6.5m 0.31% Added +590.2k +590,188
7 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 936,118936.1k $5.7m $5.7m 0.04% Reduced -100.0k -99,950
8 GARDNER LEWIS ASSET MANAGEMENT L P 2.06% of their portfolio CHADDS FORD, PA 916,630916.6k $5.6m $5.6m 2.06% New
9 Trium Capital LLP 1.56% of their portfolio LONDON, X0 908,680908.7k $5.6m $5.6m 1.56% Added +725.4k +725,431
10 NEXPOINT ASSET MANAGEMENT, L.P. 0.63% of their portfolio Dallas, TX 679,863679.9k $4.2m $4.2m 0.63% New
11 GABELLI & Co INVESTMENT ADVISERS, INC. 0.70% of their portfolio Rye, NY 679,380679.4k $4.2m $4.2m 0.70% Reduced -82.2k -82,215
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 580,669580.7k $3.6m $3.6m 0.00% Added +297.4k +297,425
13 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 574,003574.0k $3.5m $3.5m 0.00% Added +84.0k +83,965
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 551,134551.1k $3.4m $3.4m 0.00% Added +59.3k +59,255
15 PRELUDE CAPITAL MANAGEMENT, LLC 0.26% of their portfolio NEW YORK, NY 511,483511.5k $3.1m $3.1m 0.26% Added +209.2k +209,235
16 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 459,901459.9k $2.8m $2.8m 0.01% Reduced -100.6k -100,567
17 New York Life Investment Management LLC 0.03% of their portfolio New York, NY 456,993457.0k $2.8m $2.8m 0.03% New
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 440,631440.6k $2.7m $2.7m 0.00% Added +326.9k +326,858
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 368,180368.2k $2.3m $2.3m 0.00% Added +285.7k +285,659
20 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 328,750328.8k $2.0m $2.0m 0.01% Added +32.9k +32,948
21 Crystalline Management Inc. 1.43% of their portfolio Montreal, Quebec, Z4 327,955328.0k $2.0m $2.0m 1.43% New
22 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 322,182322.2k $2.0m $2.0m 0.00% Reduced -60.1k -60,118
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 303,152303.2k $1.9m $1.9m 0.00% Added +190.6k +190,565
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 244,308244.3k $1.5m $1.5m 0.00% Added +193.8k +193,826
25 OMERS ADMINISTRATION Corp 0.02% of their portfolio TORONTO, A6 225,000225.0k $1.4m $1.4m 0.02% New
26 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 217,289217.3k $1.3m $1.3m 0.00% Unchanged
27 Virtu Financial LLC 0.10% of their portfolio New York, NY 216,039216.0k $1.3m $1.3m 0.10% Added +198.6k +198,621
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 212,854212.9k $1.3m $1.3m 0.00% Reduced -602.5k -602,458
29 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.03% of their portfolio HOUSTON, TX 195,000195.0k $1.2m $1.2m 0.03% Reduced -165.0k -165,000
30 Carmignac Gestion 0.02% of their portfolio PARIS, I0 184,160184.2k $1.1m $1.1m 0.02% Not comparable
31 CSS LLC/IL 0.09% of their portfolio CHICAGO, IL 179,404179.4k $1.1m $1.1m 0.09% Added +106.9k +106,904
32 GAMCO INVESTORS, INC. ET AL 0.01% of their portfolio GREENWICH, CT 162,662162.7k $998.7k $998.7k 0.01% Added +94.9k +94,900
33 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 154,230154.2k $947.0k $947.0k 0.01% Unchanged
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 142,596142.6k $0 $0 0.00% First filing
35 PenderFund Capital Management Ltd. 0.36% of their portfolio VANCOUVER, A1 141,005141.0k $1.1k $1.1k 0.36% Added +43.5k +43,516
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 137,822137.8k $846.2k $846.2k 0.00% Added +16.8k +16,774
37 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 127,800127.8k $785.0k $785.0k 0.00% New
38 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 118,837118.8k $730.0k $730.0k 0.07% Reduced -223.9k -223,927
39 BCK CAPITAL MANAGEMENT LP 0.54% of their portfolio STAMFORD, CT 115,000115.0k $706.1k $706.1k 0.54% Unchanged
40 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 111,831111.8k $686.6k $686.6k 0.00% Reduced -7.9k -7,870
41 GLAZER CAPITAL, LLC 0.05% of their portfolio New York, NY 110,721110.7k $681.0k $681.0k 0.05% New
42 AM INVESTMENT STRATEGIES LLC 0.19% of their portfolio CHATTANOOGA, TN 100,000100.0k $614.0k $614.0k 0.19% New
43 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 96,55096.5k $592.8k $592.8k 0.01% Added +46.1k +46,150
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 90,10490.1k $553.2k $553.2k 0.00% Added +70.8k +70,831
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 84,83384.8k $520.9k $520.9k 0.00% Added +62.8k +62,836
46 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 75,00075.0k $461.0k $461.0k 0.00% New
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 73,27973.3k $449.9k $449.9k 0.00% Reduced -172.7k -172,719
48 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 68,68068.7k $421.7k $421.7k 0.01% New
49 WATER ISLAND CAPITAL LLC 0.03% of their portfolio NEW YORK, NY 56,59256.6k $347.5k $347.5k 0.03% New
50 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 56,55756.6k $84.8k $84.8k 0.00% New
51 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 53,50053.5k $328.5k $328.5k 0.00% Reduced -24.1k -24,100
52 BECKER CAPITAL MANAGEMENT INC 0.01% of their portfolio Portland, OR 47,19947.2k $289.8k $289.8k 0.01% Reduced -818.8k -818,789
53 NJ State Employees Deferred Compensation Plan 0.04% of their portfolio TRENTON, NJ 47,00047.0k $288.6k $288.6k 0.04% Unchanged
54 Y-Intercept (Hong Kong) Ltd 0.03% of their portfolio HONG KONG, K3 44,02144.0k $270.3k $270.3k 0.03% New
55 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 41,77041.8k $256.5k $256.5k 0.00% New
56 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 41,70041.7k $256.0k $256.0k 0.00% Unchanged
57 GAM Holding AG 0.02% of their portfolio Zurich, V8 36,00036.0k $221.0k $221.0k 0.02% Unchanged
58 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 28,50028.5k $175.0k $175.0k 0.00% Unchanged
59 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 26,20126.2k $160.9k $160.9k 0.00% New
60 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,86624.9k $152.7k $152.7k 0.00% Added +23.4k +23,351
61 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 20,48720.5k $0 $0 0.00% Reduced -33.4k -33,413
62 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 20,23020.2k $124.2k $124.2k 0.00% Reduced -74.7k -74,670
63 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,00120.0k $122.8k $122.8k 0.00% Unchanged
64 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 17,25117.3k $105.9k $105.9k 0.00% New
65 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 16,41416.4k $100.8k $100.8k 0.00% New
66 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 16,40016.4k $100.7k $100.7k 0.00% New
67 HHM Wealth Advisors, LLC 0.02% of their portfolio CHATTANOOGA, TN 16,00016.0k $98.2k $98.2k 0.02% Unchanged
68 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 14,88514.9k $91.4k $91.4k 0.00% New
69 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 12,83612.8k $78.8k $78.8k 0.00% New
70 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 12,66512.7k $77.8k $77.8k 0.00% New
71 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,62512.6k $77.5k $77.5k 0.00% Reduced -9.6k -9,558
72 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 10,28710.3k $63.2k $63.2k 0.00% New
73 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 10,18010.2k $62.5k $62.5k 0.00% Reduced -23.0k -22,997
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9,2079.2k $56.5k $56.5k 0.00% New
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,1556.2k $37.8k $37.8k 0.00% New
76 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 0.01% of their portfolio BOSTON, MA 5,7295.7k $35.2k $35.2k 0.01% New
77 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,4023.4k $21.0k $21.0k 0.00% New
78 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 2,9072.9k $17.8k $17.8k 0.00% Unchanged
79 Legal & General Group Plc 0.00% of their portfolio London, X0 2,8342.8k $17.4k $17.4k 0.00% New
80 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,6992.7k $16.6k $16.6k 0.00% Reduced -600 -600
81 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 2,5542.6k $15.7k $15.7k 0.00% New
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $12.3k $12.3k 0.00% New
83 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,0002.0k $12.3k $12.3k 0.00% Unchanged
84 FMR LLC 0.00% of their portfolio BOSTON, MA 1,9111.9k $11.7k $11.7k 0.00% Added +1.9k +1,881
85 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,7011.7k $10.4k $10.4k 0.00% New
86 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 691691 $4.2k $4.2k 0.00% New
87 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 488488 $3.0k $3.0k 0.00% New
88 UBS Group AG 0.00% of their portfolio ZURICH, V8 426426 $2.6k $2.6k 0.00% Reduced -12.4k -12,370
89 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $1.2k $1.2k 0.00% Unchanged
90 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 3939 $0 $0 0.00% New
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged