Vault-13

U S XPRESS ENTERPRISES INC USX

COM CL A · Common Stock · CUSIP 90338N202

70 institutional holders +22 vs Q4 2022
18,277,39118.3m shares reported held*
$118.7mreported value*
33 new 19 added 11 reduced 13 sold out net bought ≈ $30.1m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.49. Options: 6 managers hold calls ($2.2m notional), 8 hold puts ($3.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 55Q4 22: 48Q1 23: 7070Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202255
Q4 202248
Q1 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 18 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 24 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221826
Q1 20235224

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $0Q3 22 puts: $38.0kQ3 22P/C —Q4 22 calls: $13.2kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.2mQ1 23 puts: $3.5mQ1 23P/C 1.60
Numbers
QuarterCallsPutsP/C
Q3 2022$0$38.0k—
Q4 2022$13.2k$00.00
Q1 2023$2.2m$3.5m1.60

Biggest buyers

Man Group plc New +1,800,000+1.8m
TUDOR INVESTMENT CORP ET AL New +1,650,000+1.6m
Carlson Capital, L.P. New +1,200,000+1.2m
GABELLI FUNDS LLC New +1,036,068+1.0m
GABELLI & Co INVESTMENT ADVISERS, INC. New +761,595+761.6k
Balyasny Asset Management L.P. New +536,585+536.6k
Ergoteles LLC Added +422,135+422.1k
BARDIN HILL MANAGEMENT PARTNERS LP New +383,292+383.3k
MILLENNIUM MANAGEMENT LLC Added +379,245+379.2k
ACADIAN ASSET MANAGEMENT LLC Added +327,382+327.4k

Biggest sellers

T. Rowe Price Investment Management, Inc. Sold out -2,753,550-2.8m
Aristotle Capital Boston, LLC Reduced -1,501,584-1.5m
Twenty Acre Capital LP Reduced -892,740-892.7k
SEI INVESTMENTS CO Reduced -239,338-239.3k
D. E. Shaw & Co., Inc. Sold out -204,052-204.1k
Weiss Multi-Strategy Advisers LLC Sold out -145,370-145.4k
Invesco Ltd. Sold out -139,790-139.8k
DIMENSIONAL FUND ADVISORS LP Reduced -129,112-129.1k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Reduced -90,000-90.0k
AM INVESTMENT STRATEGIES LLC Sold out -63,000-63.0k

Biggest calls

GROUP ONE TRADING LLC Added $1.6m264.2k shares
SIMPLEX TRADING, LLC Added $356.0k60.1k shares
Belvedere Trading LLC New $112.9k19.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $93.3k15.7k shares
CITADEL ADVISORS LLC New $26.7k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $961.7k161.9k shares
Belvedere Trading LLC New $642.1k108.1k shares
CSS LLC/IL New $507.3k85.4k shares
JPMORGAN CHASE & CO New $476.0k80.2k shares
CITADEL ADVISORS LLC New $444.9k74.9k shares
SIMPLEX TRADING, LLC New $222.0k37.5k shares
GROUP ONE TRADING LLC New $209.7k35.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Man Group plc 0.04% of their portfolio LONDON, X0 1,800,0001.8m $10.7m $10.7m 0.04% New
2 TUDOR INVESTMENT CORP ET AL 0.19% of their portfolio STAMFORD, CT 1,650,0001.6m $9.8m $9.8m 0.19% New
3 Aristotle Capital Boston, LLC 0.29% of their portfolio BOSTON, MA 1,554,1281.6m $9.2m $9.2m 0.29% Reduced -1.5m -1,501,584
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,268,2181.3m $7.5m $7.5m 0.00% Added +119.3k +119,314
5 Carlson Capital, L.P. 0.67% of their portfolio DALLAS, TX 1,200,0001.2m $7.1m $7.1m 0.67% New
6 GABELLI FUNDS LLC 0.05% of their portfolio Rye, NY 1,036,0681.0m $6.2m $6.2m 0.05% New
7 BECKER CAPITAL MANAGEMENT INC 0.20% of their portfolio Portland, OR 865,988866.0k $5.1m $5.1m 0.20% Reduced -4.2k -4,159
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 815,312815.3k $4.8m $4.8m 0.01% Unchanged
9 GABELLI & Co INVESTMENT ADVISERS, INC. 0.87% of their portfolio Rye, NY 761,595761.6k $4.5m $4.5m 0.87% New
10 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 560,468560.5k $3.3m $3.3m 0.01% Added +327.4k +327,382
11 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 536,585536.6k $3.2m $3.2m 0.01% New
12 Twenty Acre Capital LP 3.40% of their portfolio NEWTOWN, PA 501,129501.1k $3.0m $3.0m 3.40% Reduced -892.7k -892,740
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 491,879491.9k $2.9m $2.9m 0.00% Added +259.8k +259,822
14 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 490,038490.0k $2.9m $2.9m 0.00% Added +379.2k +379,245
15 Ergoteles LLC 0.11% of their portfolio NEW YORK, NY 474,101474.1k $2.8m $2.8m 0.11% Added +422.1k +422,135
16 BARDIN HILL MANAGEMENT PARTNERS LP 0.57% of their portfolio NEW YORK, NY 383,292383.3k $2.3m $2.3m 0.57% New
17 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 382,300382.3k $2.3m $2.3m 0.00% Reduced -129.1k -129,112
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.06% of their portfolio HOUSTON, TX 360,000360.0k $2.1m $2.1m 0.06% Reduced -90.0k -90,000
19 GSA CAPITAL PARTNERS LLP 0.20% of their portfolio LONDON, X0 342,764342.8k $2.0m $2.0m 0.20% Added +242.9k +242,948
20 Pinnacle Holdings, LLC 0.85% of their portfolio TULSA, OK 307,223307.2k $1.8m $1.8m 0.85% Added +46.4k +46,443
21 PRELUDE CAPITAL MANAGEMENT, LLC 0.12% of their portfolio NEW YORK, NY 302,248302.2k $1.8m $1.8m 0.12% New
22 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 295,802295.8k $1.8m $1.8m 0.01% New
23 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 283,244283.2k $1.7m $1.7m 0.00% Added +46.1k +46,051
24 BlackRock Inc. 0.00% of their portfolio New York, NY 261,373261.4k $1.6m $1.6m 0.00% Added +12.3k +12,306
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 245,998246.0k $1.5m $1.5m 0.00% Added +23.2k +23,157
26 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 217,289217.3k $1.3m $1.3m 0.00% Reduced -239.3k -239,338
27 TIG Advisors, LLC 0.09% of their portfolio New York, NY 195,362195.4k $1.2m $1.2m 0.09% New
28 Trium Capital LLP 0.46% of their portfolio LONDON, X0 183,249183.2k $1.1m $1.1m 0.46% New
29 Olympiad Research LP 1.16% of their portfolio Stamford, CT 168,067168.1k $998.3k $998.3k 1.16% First filing
30 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 154,230154.2k $916.1k $916.1k 0.02% Unchanged
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 141,318141.3k $839.4k $839.4k 0.00% Added +106.3k +106,320
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 121,048121.0k $719.0k $719.0k 0.00% Added +95.0k +95,048
33 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 119,701119.7k $715.8k $715.8k 0.00% Added +1.7k +1,691
34 BCK CAPITAL MANAGEMENT LP 0.59% of their portfolio STAMFORD, CT 115,000115.0k $683.1k $683.1k 0.59% New
35 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 113,773113.8k $675.8k $675.8k 0.00% Added +18.7k +18,700
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 112,587112.6k $668.8k $668.8k 0.00% New
37 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 103,567103.6k $615.0k $615.0k 0.01% New
38 PenderFund Capital Management Ltd. 0.25% of their portfolio VANCOUVER, A1 97,48997.5k $783 $783 0.25% New
39 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 94,90094.9k $563.7k $563.7k 0.00% New
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 82,52182.5k $490.2k $490.2k 0.00% New
41 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 77,60077.6k $460.9k $460.9k 0.00% Reduced -22.2k -22,200
42 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 72,50072.5k $430.6k $430.6k 0.03% New
43 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 69,70069.7k $414.0k $414.0k 0.00% Reduced -54.3k -54,300
44 Sagefield Capital LP 0.09% of their portfolio DALLAS, TX 68,10068.1k $404.5k $404.5k 0.09% New
45 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 67,76267.8k $402.5k $402.5k 0.00% New
46 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 53,90053.9k $321.0k $321.0k 0.00% Reduced -7.1k -7,100
47 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 50,48250.5k $299.9k $299.9k 0.00% Added +5.7k +5,725
48 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 50,40050.4k $299.4k $299.4k 0.01% New
49 NJ State Employees Deferred Compensation Plan 0.04% of their portfolio TRENTON, NJ 47,00047.0k $279.2k $279.2k 0.04% Unchanged
50 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 41,70041.7k $247.7k $247.7k 0.00% Unchanged
51 GAM Holding AG 0.01% of their portfolio Zurich, V8 36,00036.0k $213.8k $213.8k 0.01% Not comparable
52 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 33,17733.2k $198.0k $198.0k 0.01% New
53 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 28,75328.8k $170.8k $170.8k 0.00% New
54 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 28,50028.5k $169.3k $169.3k 0.00% New
55 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 22,18322.2k $131.8k $131.8k 0.00% Added +5.6k +5,558
56 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 21,99722.0k $130.7k $130.7k 0.00% New
57 WEST PACES ADVISORS INC. 0.04% of their portfolio ATLANTA, GA 21,47521.5k $127.6k $127.6k 0.04% Added +10.0k +10,000
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,00120.0k $118.8k $118.8k 0.00% New
59 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 19,27319.3k $114.5k $114.5k 0.00% New
60 Virtu Financial LLC 0.01% of their portfolio New York, NY 17,41817.4k $103.0k $103.0k 0.01% New
61 HHM Wealth Advisors, LLC 0.02% of their portfolio CHATTANOOGA, TN 16,00016.0k $95.0k $95.0k 0.02% Added +4.0k +4,000
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,79612.8k $76.0k $76.0k 0.00% Added +6.0k +6,041
63 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,2993.3k $19.6k $19.6k 0.00% Reduced -10.0k -10,000
64 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 2,9072.9k $17.3k $17.3k 0.00% New
65 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,0002.0k $11.9k $11.9k 0.00% New
66 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,5151.5k $9.0k $9.0k 0.00% Reduced -647 -647
67 CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio HOUSTON, TX 869869 $5.2k $5.2k 0.00% New
68 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $1.2k $1.2k 0.00% New
69 FMR LLC 0.00% of their portfolio BOSTON, MA 3030 $178 $178 0.00% New
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged