Vault-13

U S GLOBAL INVS INC GROW

CL A · Common Stock · CUSIP 902952100

35 institutional holders +0 vs Q1 2024
3,516,7393.5m shares reported held*
$9.1mreported value*
3 new 3 added 18 reduced 3 sold out net sold ≈ $642.6k (-246.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($133.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.60. Options: 4 managers hold calls ($47.8k notional), 5 hold puts ($57.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 40Q4 22: 38Q1 23: 38Q2 23: 39Q3 23: 37Q4 23: 40Q1 24: 35Q2 24: 3535Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202240
Q4 202238
Q1 202338
Q2 202339
Q3 202337
Q4 202340
Q1 202435
Q2 202435

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 8 cut or sold outQ2 23: 10 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 8 cut or sold outQ4 23: 16 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 11 bought or addedQ1 24: 17 cut or sold outQ2 24: 6 bought or addedQ2 24: 21 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221510
Q1 2023168
Q2 20231015
Q3 2023138
Q4 20231611
Q1 20241117
Q2 2024621

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 23 calls: $16.4kQ3 23 puts: $2.9kQ3 23P/C 0.17Q4 23 calls: $155.9kQ4 23 puts: $1.7kQ4 23P/C 0.01Q1 24 calls: $32.3kQ1 24 puts: $60.3kQ1 24P/C 1.87Q2 24 calls: $47.8kQ2 24 puts: $57.2kQ2 24P/C 1.20
Numbers
QuarterCallsPutsP/C
Q3 2023$16.4k$2.9k0.17
Q4 2023$155.9k$1.7k0.01
Q1 2024$32.3k$60.3k1.87
Q2 2024$47.8k$57.2k1.20

Biggest buyers

Biggest sellers

MORGAN STANLEY Reduced -83,184-83.2k
Empowered Funds, LLC Reduced -43,740-43.7k
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -26,700-26.7k
BlackRock Inc. Reduced -25,526-25.5k
VANGUARD GROUP INC Reduced -15,552-15.6k
DIMENSIONAL FUND ADVISORS LP Reduced -15,317-15.3k
MILLENNIUM MANAGEMENT LLC Sold out -14,098-14.1k
Tidal Investments LLC Reduced -9,348-9.3k
Parallax Volatility Advisers, L.P. Reduced -7,609-7.6k
SMH CAPITAL ADVISORS INC Reduced -4,684-4.7k

Biggest calls

GROUP ONE TRADING LLC Added $27.1k10.4k shares
CITADEL ADVISORS LLC Added $15.7k6.0k shares
SIMPLEX TRADING, LLC Reduced $5.0k2.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $37.1k14.2k shares
CITADEL ADVISORS LLC Reduced $14.4k5.5k shares
SIMPLEX TRADING, LLC Unchanged $5.0k2.1k shares
GROUP ONE TRADING LLC Unchanged $783300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 5.5% new 582.2k≈ $1.8m 2026-04-30

Fell to 5% or below in the last year: Gator Capital Management, LLC (10.7%, 2026-06-02), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$32.3k0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 617,936617.9k $1.6m $1.6m 0.00% Reduced -15.6k -15,552
2 ROYCE & ASSOCIATES LP 0.01% of their portfolio New York, NY 604,954605.0k $1.6m $1.6m 0.01% Unchanged
3 Perritt Capital Management Inc 0.79% of their portfolio Chicago, IL 552,621552.6k $1.4m $1.4m 0.79% Reduced -640 -640
4 Kanen Wealth Management LLC 0.74% of their portfolio COCONUT CREEK, FL 456,885456.9k $1.2m $1.2m 0.74% Unchanged
5 BlackRock Inc. 0.00% of their portfolio New York, NY 313,909313.9k $819.3k $819.3k 0.00% Reduced -25.5k -25,526
6 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 148,915148.9k $388.7k $388.7k 0.00% Reduced -15 -15
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 119,311119.3k $311.5k $311.5k 0.00% Reduced -2.1k -2,148
8 SMH CAPITAL ADVISORS INC 0.86% of their portfolio FORT WORTH, TX 107,318107.3k $280.1k $280.1k 0.86% Reduced -4.7k -4,684
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 103,193103.2k $269.3k $269.3k 0.01% Added +3.6k +3,600
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 70,52870.5k $184.1k $184.1k 0.00% Added +4.8k +4,841
11 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 60,18560.2k $157.1k $157.1k 0.00% Reduced -9.3k -9,348
12 Empowered Funds, LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 50,94050.9k $133.0k $133.0k 0.00% Reduced -43.7k -43,740
13 Catalyst Capital Advisors LLC 0.00% of their portfolio San Juan, PR 49,50049.5k $129.2k $129.2k 0.00% Unchanged
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 45,35245.4k $118.4k $118.4k 0.00% Unchanged
15 VIMA LLC 0.24% of their portfolio TROY, MI 41,45841.5k $108.2k $108.2k 0.24% Reduced -2.6k -2,557
16 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 40,36740.4k $105.4k $105.4k 0.00% Reduced -15.3k -15,317
17 Formidable Asset Management, LLC 0.02% of their portfolio CINCINNATI, OH 36,25036.2k $94.6k $94.6k 0.02% Reduced -4.0k -3,950
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 27,03027.0k $70.5k $70.5k 0.00% Reduced -83.2k -83,184
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 22,89922.9k $59.8k $59.8k 0.00% Reduced -50 -50
20 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 22,82222.8k $59.6k $59.6k 0.00% Unchanged
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,58216.6k $43.3k $43.3k 0.00% Reduced -4.3k -4,269
22 JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.00% of their portfolio MILTON, GA 16,00016.0k $0 $0 0.00% Unchanged
23 Parallax Volatility Advisers, L.P. 0.00% of their portfolio San Francisco, CA 11,88811.9k $31.0k $31.0k 0.00% Reduced -7.6k -7,609
24 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 11,00011.0k $28.7k $28.7k 0.00% Unchanged
25 Founders Capital Management 0.01% of their portfolio HOUSTON, TX 8,0008.0k $20.9k $20.9k 0.01% Unchanged
26 Ridgewood Investments LLC 0.01% of their portfolio SPRINGFIELD, NJ 5,0005.0k $13.1k $13.1k 0.01% New
27 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,9423.9k $10.3k $10.3k 0.00% Added +860 +860
28 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 1,2001.2k $3.1k $3.1k 0.00% Unchanged
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 563563 $1.5k $1.5k 0.00% New
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 501501 $1.3k $1.3k 0.00% Reduced -93 -93
31 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 387387 $1.0k $1.0k 0.00% Reduced -30 -30
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 103103 $268 $268 0.00% New
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 8484 $219 $219 0.00% Reduced -239 -239
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5656 $146 $146 0.00% Unchanged
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged