Vault-13

UBS AG LONDON BRANCH BDCZ

ETRACS MVIS BUSI · ETP · CUSIP 90274D416

12 institutional holders -1 vs Q4 2023
130,955131.0k shares reported held*
$2.6mreported value*
0 new 4 added 4 reduced 1 sold out net sold ≈ $116.1k (-5.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.54.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 18Q1 23: 16Q2 23: 14Q3 23: 11Q4 23: 13Q1 24: 1212Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202217
Q4 202218
Q1 202316
Q2 202314
Q3 202311
Q4 202313
Q1 202412

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 7 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 4 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 5 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202297
Q1 2023810
Q2 202347
Q3 202346
Q4 202346
Q1 202445

Biggest buyers

Eudaimonia Partners, LLC Added +2,656+2.7k
CreativeOne Wealth, LLC Added +1,138+1.1k
MORGAN STANLEY Added +537+537
Creekmur Asset Management LLC Added +3+3

Biggest sellers

Hilltop Holdings Inc. Reduced -5,279-5.3k
EUDAIMONIA ADVISORS LLC Reduced -2,297-2.3k
Advisory Services Network, LLC Sold out -2,271-2.3k
OSAIC HOLDINGS, INC. Reduced -429-429
WELLS FARGO & COMPANY/MN Reduced -1-1

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Eudaimonia Partners, LLC 0.22% of their portfolio Winchester, TN 46,59946.6k $910.5k $910.5k 0.22% Added +2.7k +2,656
2 EUDAIMONIA ADVISORS LLC 0.36% of their portfolio Winchester, TN 34,70334.7k $678.1k $678.1k 0.36% Reduced -2.3k -2,297
3 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 21,54721.5k $421.0k $421.0k 0.02% Added +1.1k +1,138
4 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 15,91715.9k $311.0k $311.0k 0.03% Reduced -5.3k -5,279
5 Lindbrook Capital, LLC 0.01% of their portfolio CALABASAS, CA 4,0004.0k $78.2k $78.2k 0.01% Unchanged
6 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 3,1723.2k $62.0k $62.0k 0.00% Unchanged
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,5602.6k $50.0k $50.0k 0.00% Reduced -429 -429
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,6111.6k $31.5k $31.5k 0.00% Added +537 +537
9 CoreFirst Bank & Trust 0.01% of their portfolio TOPEKA, KS 476476 $9.3k $9.3k 0.01% Unchanged
10 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 240240 $4.7k $4.7k 0.00% Unchanged
11 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 130130 $2.5k $2.5k 0.00% Added +3 +3
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $1 $1 0.00% Reduced -1 -1