Vault-13

UBS AG LONDON BRANCH UCIB

ETRACS UBS BLOOM · ETP · CUSIP 90274D390

11 institutional holders +1 vs Q4 2025
591,148591.1k shares reported held*
$19.5mreported value*
2 new 2 added 4 reduced 1 sold out net bought ≈ $2.3m (+69.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.97.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 10Q1 23: 9Q2 23: 9Q3 23: 8Q4 23: 12Q1 24: 11Q2 24: 13Q3 24: 12Q4 24: 10Q1 25: 11Q2 25: 11Q3 25: 10Q4 25: 10Q1 26: 1111Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202212
Q4 202210
Q1 20239
Q2 20239
Q3 20238
Q4 202312
Q1 202411
Q2 202413
Q3 202412
Q4 202410
Q1 202511
Q2 202511
Q3 202510
Q4 202510
Q1 202611

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 24: 4 bought or addedQ2 24: 4 cut or sold outQ3 24: 1 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 3 bought or addedQ4 24: 4 cut or sold outQ1 25: 5 bought or addedQ1 25: 2 cut or sold outQ1 25Q2 25: 4 bought or addedQ2 25: 2 cut or sold outQ3 25: 5 bought or addedQ3 25: 3 cut or sold outQ3 25Q4 25: 5 bought or addedQ4 25: 3 cut or sold outQ1 26: 4 bought or addedQ1 26: 5 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202444
Q3 202417
Q4 202434
Q1 202552
Q2 202542
Q3 202553
Q4 202553
Q1 202645

Biggest buyers

&PARTNERS New +45,493+45.5k
ENVESTNET ASSET MANAGEMENT INC Added +43,709+43.7k
Smartleaf Asset Management LLC New +2,014+2.0k
Legacy Wealth Asset Management, LLC Added +206+206

Biggest sellers

Corient Private Wealth LP Reduced -10,270-10.3k
JANE STREET GROUP, LLC Reduced -9,786-9.8k
RHS Financial, LLC Reduced -1,644-1.6k
Dorsey & Whitney Trust CO LLC Reduced -76-76
UBS Group AG Sold out -30-30

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 211,612211.6k $7.0m $7.0m 0.00% Added +43.7k +43,709
2 Legacy Wealth Asset Management, LLC 1.39% of their portfolio WOODBURY, MN 172,848172.8k $5.7m $5.7m 1.39% Added +206 +206
3 RHS Financial, LLC 1.80% of their portfolio SAN FRANCISCO, CA 115,372115.4k $3.8m $3.8m 1.80% Reduced -1.6k -1,644
4 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 45,49345.5k $1.5m $1.5m 0.01% New
5 Bruce G. Allen Investments, LLC 0.36% of their portfolio DENVER, CO 16,53816.5k $545.2k $545.2k 0.36% Unchanged
6 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,27010.3k $338.6k $338.6k 0.00% Reduced -10.3k -10,270
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,3508.3k $275.3k $275.3k 0.00% Reduced -9.8k -9,786
8 Dorsey & Whitney Trust CO LLC 0.01% of their portfolio SIOUX FALLS, SD 7,8107.8k $257.5k $257.5k 0.01% Reduced -76 -76
9 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 2,0142.0k $67.0k $67.0k 0.00% New
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 661661 $21.8k $21.8k 0.00% Unchanged
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 180180 $6.0k $6.0k 0.00% Unchanged