Vault-13

UBS AG LONDON BRANCH UCIB

ETRACS UBS BLOOM · ETP · CUSIP 90274D390

11 institutional holders +1 vs Q4 2024
441,143441.1k shares reported held*
$11.7mreported value*
2 new 3 added 1 reduced 1 sold out net bought ≈ $547.3k (+20.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.56.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 10Q1 23: 9Q2 23: 9Q3 23: 8Q4 23: 12Q1 24: 11Q2 24: 13Q3 24: 12Q4 24: 10Q1 25: 1111Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202212
Q4 202210
Q1 20239
Q2 20239
Q3 20238
Q4 202312
Q1 202411
Q2 202413
Q3 202412
Q4 202410
Q1 202511

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 23: 3 bought or addedQ2 23: 3 cut or sold outQ3 23: 2 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 8 bought or addedQ4 23: 2 cut or sold outQ1 24: 6 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 4 bought or addedQ2 24: 4 cut or sold outQ3 24: 1 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 3 bought or addedQ4 24: 4 cut or sold outQ1 25: 5 bought or addedQ1 25: 2 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202333
Q3 202326
Q4 202382
Q1 202463
Q2 202444
Q3 202417
Q4 202434
Q1 202552

Biggest buyers

Legacy Wealth Asset Management, LLC Added +14,126+14.1k
ENVESTNET ASSET MANAGEMENT INC Added +13,906+13.9k
Dorsey & Whitney Trust CO LLC New +7,953+8.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +205+205
UBS Group AG New +158+158

Biggest sellers

Fisher Asset Management, LLC Sold out -13,800-13.8k
RHS Financial, LLC Reduced -1,938-1.9k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legacy Wealth Asset Management, LLC 1.01% of their portfolio WOODBURY, MN 137,105137.1k $3.6m $3.6m 1.01% Added +14.1k +14,126
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 132,840132.8k $3.5m $3.5m 0.00% Added +13.9k +13,906
3 RHS Financial, LLC 1.67% of their portfolio SAN FRANCISCO, CA 111,845111.8k $3.0m $3.0m 1.67% Reduced -1.9k -1,938
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,59323.6k $626.5k $626.5k 0.00% Added +205 +205
5 Bruce G. Allen Investments, LLC 0.35% of their portfolio DENVER, CO 16,53816.5k $439.2k $439.2k 0.35% Unchanged
6 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,27010.3k $272.7k $272.7k 0.00% Unchanged
7 Dorsey & Whitney Trust CO LLC 0.01% of their portfolio SIOUX FALLS, SD 7,9538.0k $211.2k $211.2k 0.01% New
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 661661 $17.6k $17.6k 0.00% Unchanged
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 180180 $4.8k $4.8k 0.00% Unchanged
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 158158 $4.2k $4.2k 0.00% New
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged