Vault-13

UBS AG LONDON BRANCH UCIB

ETRACS UBS BLOOM · ETP · CUSIP 90274D390

13 institutional holders +2 vs Q1 2024
498,524498.5k shares reported held*
$13.0mreported value*
2 new 2 added 4 reduced 0 sold out net bought ≈ $519.9k (+19.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.10.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 10Q1 23: 9Q2 23: 9Q3 23: 8Q4 23: 12Q1 24: 11Q2 24: 1313Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202212
Q4 202210
Q1 20239
Q2 20239
Q3 20238
Q4 202312
Q1 202411
Q2 202413

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 2 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 5 cut or sold outQ2 23: 3 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 6 cut or sold outQ4 23: 8 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 3 cut or sold outQ2 24: 4 bought or addedQ2 24: 4 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202224
Q1 202345
Q2 202333
Q3 202326
Q4 202382
Q1 202463
Q2 202444

Biggest buyers

JANE STREET GROUP, LLC New +17,721+17.7k
Cambridge Investment Research Advisors, Inc. Added +14,791+14.8k
RHS Financial, LLC Added +10,820+10.8k
Dorsey & Whitney Trust CO LLC New +7,853+7.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -12,669-12.7k
Legacy Wealth Asset Management, LLC Reduced -12,247-12.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,027-5.0k
MORGAN STANLEY Reduced -1,322-1.3k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RHS Financial, LLC 2.03% of their portfolio SAN FRANCISCO, CA 127,083127.1k $3.3m $3.3m 2.03% Added +10.8k +10,820
2 Legacy Wealth Asset Management, LLC 0.89% of their portfolio WOODBURY, MN 121,421121.4k $3.2m $3.2m 0.89% Reduced -12.2k -12,247
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,677117.7k $3.1m $3.1m 0.00% Reduced -12.7k -12,669
4 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 38,15638.2k $996.0k $996.0k 0.00% Added +14.8k +14,791
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,98427.0k $704.3k $704.3k 0.00% Reduced -5.0k -5,027
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,72117.7k $462.5k $462.5k 0.00% New
7 Bruce G. Allen Investments, LLC 0.36% of their portfolio DENVER, CO 16,53816.5k $431.6k $431.6k 0.36% Unchanged
8 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 13,80013.8k $360.2k $360.2k 0.00% Unchanged
9 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,27010.3k $268.0k $268.0k 0.00% Unchanged
10 Dorsey & Whitney Trust CO LLC 0.01% of their portfolio SIOUX FALLS, SD 7,8537.9k $205.0k $205.0k 0.01% New
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 661661 $17.3k $17.3k 0.00% Reduced -1.3k -1,322
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 360360 $9.4k $9.4k 0.00% Unchanged
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged