Vault-13

UBS AG LONDON BRANCH UCIB

ETRACS UBS BLOOM · ETP · CUSIP 90274D390

12 institutional holders
563,852563.9k shares reported held*
$12.8mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.71.

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2022.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RHS Financial, LLC 3.01% of their portfolio SAN FRANCISCO, CA 149,237149.2k $3.4m $3.4m 3.01% —
2 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 143,663143.7k $3.3m $3.3m 0.01% —
3 Legacy Wealth Asset Management, LLC 1.19% of their portfolio WOODBURY, MN 119,637119.6k $2.7m $2.7m 1.19% —
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 115,687115.7k $2.6m $2.6m 0.00% —
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,56416.6k $376.0k $376.0k 0.00% —
6 CPWM, LLC 0.02% of their portfolio Seattle, WA 10,27010.3k $233.0k $233.0k 0.02% —
7 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,4603.5k $79.0k $79.0k 0.00% —
8 Danda Trouve Investment Management, Inc. 0.08% of their portfolio PRAIRIE VILLAGE, KS 1,9481.9k $44.0k $44.0k 0.08% —
9 Covington Capital Management 0.00% of their portfolio LOS ANGELES, CA 1,8851.9k $43.0k $43.0k 0.00% —
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 840840 $19.0k $19.0k 0.00% —
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 661661 $15.0k $15.0k 0.00% —
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —