Vault-13

UBS AG LONDON BRANCH MLPB

ETRACS ALER MLP · ETP · CUSIP 90274D382

32 institutional holders +4 vs Q4 2024
6,549,0166.5m shares reported held*
$168.0mreported value*
5 new 6 added 7 reduced 1 sold out net sold ≈ $2.9m (-105.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.66.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 29Q1 23: 28Q2 23: 25Q3 23: 26Q4 23: 27Q1 24: 29Q2 24: 27Q3 24: 24Q4 24: 28Q1 25: 3232Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202228
Q4 202229
Q1 202328
Q2 202325
Q3 202326
Q4 202327
Q1 202429
Q2 202427
Q3 202424
Q4 202428
Q1 202532

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 23: 4 bought or addedQ2 23: 15 cut or sold outQ3 23: 7 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 3 bought or addedQ4 23: 12 cut or sold outQ1 24: 12 bought or addedQ1 24: 10 cut or sold outQ1 24Q2 24: 9 bought or addedQ2 24: 12 cut or sold outQ3 24: 5 bought or addedQ3 24: 14 cut or sold outQ3 24Q4 24: 8 bought or addedQ4 24: 12 cut or sold outQ1 25: 11 bought or addedQ1 25: 8 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023415
Q3 2023711
Q4 2023312
Q1 20241210
Q2 2024912
Q3 2024514
Q4 2024812
Q1 2025118

Biggest buyers

WELLS FARGO & COMPANY/MN Added +30,372+30.4k
IFP Advisors, Inc New +12,636+12.6k
CITADEL ADVISORS LLC New +10,011+10.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,026+8.0k
Divergent Planning, LLC New +7,300+7.3k
Creative Planning Added +6,210+6.2k
BANK OF AMERICA CORP /DE/ Added +4,250+4.2k
Savvy Advisors, Inc. Added +2,795+2.8k
CWM, LLC New +600+600
UBS Group AG New +61+61

Biggest sellers

CIBC Private Wealth Group LLC Reduced -120,603-120.6k
Marion Wealth Management Reduced -35,693-35.7k
Kestra Advisory Services, LLC Sold out -11,145-11.1k
PNC Financial Services Group, Inc. Reduced -8,247-8.2k
Farther Finance Advisors, LLC Reduced -3,800-3.8k
MBL Wealth, LLC Reduced -2,000-2.0k
Cerity Partners LLC Reduced -925-925
LPL Financial LLC Reduced -772-772

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Private Wealth Group LLC 0.16% of their portfolio ATLANTA, GA 3,203,4633.2m $75.2m $75.2m 0.16% Reduced -120.6k -120,603
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,189,7602.2m $60.8m $60.8m 0.01% Added +30.4k +30,372
3 Marion Wealth Management 4.20% of their portfolio MONROEVILLE, PA 567,020567.0k $15.7m $15.7m 4.20% Reduced -35.7k -35,693
4 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 154,072154.1k $4.3m $4.3m 0.00% Reduced -8.2k -8,247
5 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 107,171107.2k $3.0m $3.0m 0.02% Added +9 +9
6 MBL Wealth, LLC 0.16% of their portfolio CHARLOTTE, NC 55,52755.5k $1.5m $1.5m 0.16% Reduced -2.0k -2,000
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,19439.2k $1.1m $1.1m 0.00% Added +8.0k +8,026
8 Savvy Advisors, Inc. 0.08% of their portfolio NEW YORK, NY 30,09830.1k $835.3k $835.3k 0.08% Added +2.8k +2,795
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 30,03530.0k $8.3k $8.3k 0.00% Added +4.2k +4,250
10 Selway Asset Management 0.30% of their portfolio BOISE, ID 25,84025.8k $717.2k $717.2k 0.30% Unchanged
11 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 20,78020.8k $576.7k $576.7k 0.01% Unchanged
12 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 18,07818.1k $501.7k $501.7k 0.00% Unchanged
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,93417.9k $497.7k $497.7k 0.00% Reduced -772 -772
14 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 15,80815.8k $438.7k $438.7k 0.00% Reduced -925 -925
15 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 15,20015.2k $421.9k $421.9k 0.00% Unchanged
16 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 12,63612.6k $350.7k $350.7k 0.01% New
17 Callan Family Office, LLC 0.02% of their portfolio RADNOR, PA 10,70210.7k $297.0k $297.0k 0.02% Unchanged
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,01110.0k $277.8k $277.8k 0.00% New
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,8009.8k $272.0k $272.0k 0.00% Unchanged
20 FineMark National Bank & Trust 0.01% of their portfolio FORT MYERS, FL 9,4759.5k $263.0k $263.0k 0.01% Unchanged
21 ETF Store, Inc. 0.30% of their portfolio OVERLAND PARK, KS 8,8478.8k $245.5k $245.5k 0.30% Unchanged
22 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,7478.7k $242.8k $242.8k 0.00% Added +6.2k +6,210
23 Divergent Planning, LLC 0.07% of their portfolio BETHESDA, MD 7,3007.3k $205.1k $205.1k 0.07% New
24 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 6,0226.0k $167.1k $167.1k 0.00% Unchanged
25 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,8001.8k $50.0k $50.0k 0.01% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,2901.3k $36.0k $36.0k 0.00% Unchanged
27 BOKF, NA 0.00% of their portfolio TULSA, OK 1,1801.2k $32.8k $32.8k 0.00% Unchanged
28 CWM, LLC 0.00% of their portfolio OMAHA, NE 600600 $17.0k $17.0k 0.00% New
29 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 600600 $16.8k $16.8k 0.00% Reduced -3.8k -3,800
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 6161 $1.7k $1.7k 0.00% New
31 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $28 $28 0.00% Unchanged
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged