Vault-13

TWO RDS SHARED TR SQEW

LEADERSHARES EQT · ETP · CUSIP 90214Q683

31 institutional holders +3 vs Q4 2022
3,614,6233.6m shares reported held*
$104.8mreported value*
5 new 14 added 8 reduced 2 sold out net bought ≈ $18.7m (+645.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.98.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 23Q4 22: 28Q1 23: 3131Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202223
Q4 202228
Q1 202331

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 10 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022146
Q1 20231910

Biggest buyers

Redwood Investment Management, LLC Added +514,911+514.9k
Perennial Investment Advisors, LLC New +126,617+126.6k
LPL Financial LLC Added +93,900+93.9k
Simplicity Solutions, LLC New +23,589+23.6k
OLD MISSION CAPITAL LLC New +17,120+17.1k
ENVESTNET ASSET MANAGEMENT INC Added +16,888+16.9k
Cambridge Investment Research Advisors, Inc. Added +11,382+11.4k
Private Advisor Group, LLC Added +9,730+9.7k
Claro Advisors Inc. New +8,146+8.1k
Atria Wealth Solutions, Inc. Added +3,075+3.1k

Biggest sellers

Ford Financial Group, LLC Sold out -126,520-126.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -27,829-27.8k
Financial Designs Corp Reduced -17,905-17.9k
Evolution Wealth Advisors, LLC Sold out -11,070-11.1k
Mariner, LLC Reduced -3,056-3.1k
Gladstone Institutional Advisory LLC Reduced -1,193-1.2k
Coppell Advisory Solutions LLC Reduced -455-455
Coppell Advisory Solutions Corp. Reduced -455-455
Good Life Advisors, LLC Reduced -258-258
Bleakley Financial Group, LLC Reduced -9-9

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Redwood Investment Management, LLC 3.27% of their portfolio SCOTTSDALE, AZ 1,048,5131.0m $30.4m $30.4m 3.27% Added +514.9k +514,911
2 Financial Designs Corp 14.49% of their portfolio CLAREMONT, CA 669,373669.4k $19.4m $19.4m 14.49% Reduced -17.9k -17,905
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 602,666602.7k $17.5m $17.5m 0.01% Added +16.9k +16,888
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 406,465406.5k $11.8m $11.8m 0.01% Added +93.9k +93,900
5 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 155,503155.5k $4.5m $4.5m 0.06% Reduced -27.8k -27,829
6 Mariner, LLC 0.01% of their portfolio Overland Park, KS 142,014142.0k $4.1m $4.1m 0.01% Reduced -3.1k -3,056
7 Perennial Investment Advisors, LLC 0.69% of their portfolio Los Angeles, CA 126,617126.6k $3.7m $3.7m 0.69% New
8 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 85,59085.6k $2.5m $2.5m 0.02% Added +9.7k +9,730
9 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 77,94277.9k $2.3m $2.3m 0.03% Added +3.1k +3,075
10 Gladstone Institutional Advisory LLC 0.08% of their portfolio Bedminster, NJ 42,32842.3k $1.2m $1.2m 0.08% Reduced -1.2k -1,193
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 30,75530.8k $891.4k $891.4k 0.01% Added +459 +459
12 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 27,95528.0k $810.2k $810.2k 0.05% Added +2.4k +2,413
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,29526.3k $762.0k $762.0k 0.00% Added +11.4k +11,382
14 Simplicity Solutions, LLC 0.02% of their portfolio MINNEAPOLIS, MN 23,58923.6k $683.7k $683.7k 0.02% New
15 Bleakley Financial Group, LLC 0.02% of their portfolio PARSIPPANY, NJ 23,58923.6k $683.7k $683.7k 0.02% Reduced -9 -9
16 Coppell Advisory Solutions LLC 0.19% of their portfolio COPPELL, TX 19,98620.0k $577.0k $577.0k 0.19% Reduced -455 -455
17 Coppell Advisory Solutions Corp. 0.19% of their portfolio COPPELL, TX 19,98620.0k $577.0k $577.0k 0.19% Reduced -455 -455
18 Good Life Advisors, LLC 0.06% of their portfolio READING, PA 17,47417.5k $506.5k $506.5k 0.06% Reduced -258 -258
19 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 17,12017.1k $496.2k $496.2k 0.02% New
20 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 9,2329.2k $267.6k $267.6k 0.03% Added +1.4k +1,413
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,7548.8k $253.7k $253.7k 0.00% Added +975 +975
22 Aurora Private Wealth, Inc. 0.27% of their portfolio ROCKAWAY, NJ 8,6878.7k $252.0k $252.0k 0.27% Added +431 +431
23 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,2358.2k $238.7k $238.7k 0.01% Added +1.7k +1,717
24 Claro Advisors Inc. 0.07% of their portfolio BOSTON, MA 8,1468.1k $236.1k $236.1k 0.07% New
25 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,6935.7k $161.4k $161.4k 0.01% Added +607 +607
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1761.2k $34.1k $34.1k 0.00% Unchanged
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 434434 $12.6k $12.6k 0.00% Unchanged
28 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 269269 $6.7k $6.7k 0.00% New
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 122122 $3.5k $3.5k 0.00% Added +79 +79
30 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 115115 $3.3k $3.3k 0.00% Unchanged
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged