Vault-13

TWO RDS SHARED TR

ANFIELD DIVERSIF · CUSIP 90213U115

20 institutional holders +1 vs Q2 2023
7,667,0167.7m shares reported held*
$65.1mreported value*
4 new 4 added 8 reduced 3 sold out net bought ≈ $630.0k (+74.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.49.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 16Q1 23: 15Q2 23: 19Q3 23: 2020Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202214
Q4 202216
Q1 202315
Q2 202319
Q3 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 9 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 7 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 11 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202299
Q1 202338
Q2 202397
Q3 2023811

Biggest buyers

Foundations Investment Advisors, LLC Added +417,244+417.2k
AE Wealth Management LLC New +41,075+41.1k
Concorde Asset Management, LLC New +37,154+37.2k
JANE STREET GROUP, LLC New +31,655+31.7k
CITADEL ADVISORS LLC New +21,353+21.4k
TOWNSQUARE CAPITAL LLC Added +12,242+12.2k
UBS Group AG Added +5,738+5.7k
Kelly Financial Services LLC Added +1+1

Biggest sellers

First International Bank & Trust Reduced -442,671-442.7k
OLD MISSION CAPITAL LLC Sold out -24,600-24.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -8,323-8.3k
PROVENCE WEALTH MANAGEMENT GROUP Reduced -7,500-7.5k
Anfield Capital Management, LLC Reduced -6,220-6.2k
Avior Wealth Management, LLC Reduced -1,458-1.5k
Geneos Wealth Management Inc. Reduced -562-562
Cambridge Investment Research Advisors, Inc. Reduced -407-407
ASSETMARK, INC Sold out -256-256
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -129-129

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 0.95% of their portfolio PHOENIX, AZ 3,641,2513.6m $30.9m $30.9m 0.95% Added +417.2k +417,244
2 First International Bank & Trust 10.36% of their portfolio WATFORD CITY, ND 3,391,5013.4m $28.8m $28.8m 10.36% Reduced -442.7k -442,671
3 Anfield Capital Management, LLC 0.71% of their portfolio IRVINE, CA 175,841175.8k $1.5m $1.5m 0.71% Reduced -6.2k -6,220
4 Compound Planning, Inc. 0.43% of their portfolio NEW YORK, NY 153,519153.5k $1.3m $1.3m 0.43% Unchanged
5 PROVENCE WEALTH MANAGEMENT GROUP 0.32% of their portfolio IRVINE, CA 61,27561.3k $520.0k $520.0k 0.32% Reduced -7.5k -7,500
6 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 41,07541.1k $348.5k $348.5k 0.00% New
7 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 37,23537.2k $316.0k $316.0k 0.01% Added +12.2k +12,242
8 Concorde Asset Management, LLC 0.28% of their portfolio ANN ARBOR, MI 37,15437.2k $315.3k $315.3k 0.28% New
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,65531.7k $268.6k $268.6k 0.00% New
10 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 28,38328.4k $240.1k $240.1k 0.02% Reduced -1.5k -1,458
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,35321.4k $181.2k $181.2k 0.00% New
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,58017.6k $149.0k $149.0k 0.00% Reduced -407 -407
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,01611.0k $93.5k $93.5k 0.00% Reduced -8.3k -8,323
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,0637.1k $59.9k $59.9k 0.00% Added +5.7k +5,738
15 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 6,4866.5k $55.1k $55.1k 0.00% Reduced -562 -562
16 Richard W. Paul & Associates, LLC 0.02% of their portfolio NOVI, MI 4,5084.5k $38.3k $38.3k 0.02% Unchanged
17 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 107107 $905 $905 0.00% Added +1 +1
18 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1313 $110 $110 0.00% Reduced -129 -129
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $7 $7 0.00% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged