Vault-13

TWO RDS SHARED TR

ANFIELD DIVERSIF · CUSIP 90213U115

19 institutional holders +4 vs Q1 2023
7,592,7677.6m shares reported held*
$64.5mreported value*
5 new 4 added 5 reduced 2 sold out net bought ≈ $7.8m (+917.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.50.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 16Q1 23: 15Q2 23: 1919Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202214
Q4 202216
Q1 202315
Q2 202319

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 7 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202299
Q1 202338
Q2 202397

Biggest buyers

Foundations Investment Advisors, LLC Added +637,678+637.7k
Compound Planning, Inc. New +153,519+153.5k
First International Bank & Trust Added +141,766+141.8k
OLD MISSION CAPITAL LLC New +24,600+24.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +19,339+19.3k
ASSETMARK, INC New +256+256
CREATIVE FINANCIAL DESIGNS INC /ADV New +142+142
Kelly Financial Services LLC Added +1+1
WELLS FARGO & COMPANY/MN Added +1+1

Biggest sellers

Avior Wealth Management, LLC Reduced -21,824-21.8k
Anfield Capital Management, LLC Reduced -16,072-16.1k
CITADEL ADVISORS LLC Sold out -15,746-15.7k
PROVENCE WEALTH MANAGEMENT GROUP Reduced -4,875-4.9k
TOWNSQUARE CAPITAL LLC Reduced -965-965
UBS Group AG Reduced -371-371
Advisory Services Network, LLC Sold out -314-314

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First International Bank & Trust 10.38% of their portfolio WATFORD CITY, ND 3,834,1723.8m $32.6m $32.6m 10.38% Added +141.8k +141,766
2 Foundations Investment Advisors, LLC 0.91% of their portfolio PHOENIX, AZ 3,224,0073.2m $27.4m $27.4m 0.91% Added +637.7k +637,678
3 Anfield Capital Management, LLC 0.68% of their portfolio IRVINE, CA 182,061182.1k $1.5m $1.5m 0.68% Reduced -16.1k -16,072
4 Compound Planning, Inc. 0.60% of their portfolio NEW YORK, NY 153,519153.5k $1.3m $1.3m 0.60% New
5 PROVENCE WEALTH MANAGEMENT GROUP 0.34% of their portfolio IRVINE, CA 68,77568.8k $584.6k $584.6k 0.34% Reduced -4.9k -4,875
6 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 29,84129.8k $252.9k $252.9k 0.02% Reduced -21.8k -21,824
7 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 24,99325.0k $212.4k $212.4k 0.00% Reduced -965 -965
8 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 24,60024.6k $209.1k $209.1k 0.01% New
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,33919.3k $164.4k $164.4k 0.00% New
10 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,98718.0k $153.0k $153.0k 0.00% Unchanged
11 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 7,0487.0k $59.9k $59.9k 0.00% Unchanged
12 Richard W. Paul & Associates, LLC 0.02% of their portfolio NOVI, MI 4,5084.5k $38.3k $38.3k 0.02% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,3251.3k $11.3k $11.3k 0.00% Reduced -371 -371
14 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 256256 $2.2k $2.2k 0.00% New
15 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 142142 $1.2k $1.2k 0.00% New
16 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 106106 $900 $900 0.00% Added +1 +1
17 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 8787 $740 $740 0.00% First filing
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $8 $8 0.00% Added +1 +1
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged