Vault-13

TWO RDS SHARED TR

ANFIELD DIVERSIF · CUSIP 90213U115

15 institutional holders -1 vs Q4 2022
6,675,5456.7m shares reported held*
$55.8mreported value*
1 new 2 added 6 reduced 2 sold out net bought ≈ $4.3m (+509.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.36.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 16Q1 23: 1515Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202214
Q4 202216
Q1 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 8 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202299
Q1 202338

Biggest buyers

Foundations Investment Advisors, LLC Added +468,166+468.2k
First International Bank & Trust Added +72,890+72.9k
TOWNSQUARE CAPITAL LLC New +25,958+26.0k

Biggest sellers

First Interstate Bank Sold out -16,524-16.5k
Cambridge Investment Research Advisors, Inc. Reduced -15,335-15.3k
PROVENCE WEALTH MANAGEMENT GROUP Reduced -14,395-14.4k
Avior Wealth Management, LLC Reduced -4,372-4.4k
Anfield Capital Management, LLC Reduced -3,957-4.0k
UBS Group AG Reduced -2,979-3.0k
MONEY CONCEPTS CAPITAL CORP Sold out -209-209
Advisory Services Network, LLC Reduced -53-53

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First International Bank & Trust 10.23% of their portfolio WATFORD CITY, ND 3,692,4063.7m $30.9m $30.9m 10.23% Added +72.9k +72,890
2 Foundations Investment Advisors, LLC 0.77% of their portfolio PHOENIX, AZ 2,586,3292.6m $21.6m $21.6m 0.77% Added +468.2k +468,166
3 Anfield Capital Management, LLC 0.77% of their portfolio IRVINE, CA 198,133198.1k $1.7m $1.7m 0.77% Reduced -4.0k -3,957
4 PROVENCE WEALTH MANAGEMENT GROUP 0.41% of their portfolio IRVINE, CA 73,65073.7k $615.7k $615.7k 0.41% Reduced -14.4k -14,395
5 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 51,66551.7k $431.2k $431.2k 0.03% Reduced -4.4k -4,372
6 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 25,95826.0k $217.0k $217.0k 0.00% New
7 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,98718.0k $150.0k $150.0k 0.00% Reduced -15.3k -15,335
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,74615.7k $131.6k $131.6k 0.00% Unchanged
9 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 7,0487.0k $58.9k $58.9k 0.00% Unchanged
10 Richard W. Paul & Associates, LLC 0.02% of their portfolio NOVI, MI 4,5084.5k $37.7k $37.7k 0.02% Unchanged
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6961.7k $14.2k $14.2k 0.00% Reduced -3.0k -2,979
12 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 314314 $2.6k $2.6k 0.00% Reduced -53 -53
13 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 105105 $878 $878 0.00% Unchanged
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $5 $5 0.00% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged