Vault-13

TWO RDS SHARED TR

ANFIELD DIVERSIF · CUSIP 90213U115

16 institutional holders +2 vs Q3 2022
6,166,3556.2m shares reported held*
$52.0mreported value*
5 new 4 added 5 reduced 4 sold out net sold ≈ $5.5m (-658.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.43.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 1616Q3 22Q4 22
Numbers
QuarterHolders
Q3 202214
Q4 202216

Biggest buyers

Foundations Investment Advisors, LLC Added +275,239+275.2k
PROVENCE WEALTH MANAGEMENT GROUP New +88,045+88.0k
First Interstate Bank New +16,524+16.5k
CITADEL ADVISORS LLC New +15,746+15.7k
UBS Group AG Added +1,214+1.2k
Geneos Wealth Management Inc. Added +562+562
Advisory Services Network, LLC New +367+367
MONEY CONCEPTS CAPITAL CORP New +209+209
Kelly Financial Services LLC Added +3+3

Biggest sellers

Anfield Capital Management, LLC Reduced -943,172-943.2k
Capital Wealth Alliance, LLC Sold out -58,614-58.6k
DEBUSSY CAPITAL MANAGEMENT LP Sold out -21,808-21.8k
First International Bank & Trust Reduced -13,903-13.9k
JANE STREET GROUP, LLC Sold out -12,318-12.3k
Selective Wealth Management, Inc. Sold out -3,326-3.3k
Avior Wealth Management, LLC Reduced -1,587-1.6k
Cambridge Investment Research Advisors, Inc. Reduced -1,154-1.2k
WELLS FARGO & COMPANY/MN Reduced -1-1

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First International Bank & Trust 10.38% of their portfolio WATFORD CITY, ND 3,619,5163.6m $30.5m $30.5m 10.38% Reduced -13.9k -13,903
2 Foundations Investment Advisors, LLC 0.71% of their portfolio PHOENIX, AZ 2,118,1632.1m $17.8m $17.8m 0.71% Added +275.2k +275,239
3 Anfield Capital Management, LLC 0.87% of their portfolio IRVINE, CA 202,090202.1k $1.8m $1.8m 0.87% Reduced -943.2k -943,172
4 PROVENCE WEALTH MANAGEMENT GROUP 0.60% of their portfolio IRVINE, CA 88,04588.0k $741.3k $741.3k 0.60% New
5 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 56,03756.0k $471.1k $471.1k 0.04% Reduced -1.6k -1,587
6 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 33,32233.3k $281.0k $281.0k 0.00% Reduced -1.2k -1,154
7 First Interstate Bank 0.01% of their portfolio Billings, MT 16,52416.5k $139.0k $139.0k 0.01% New
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,74615.7k $132.6k $132.6k 0.00% New
9 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 7,0487.0k $59.3k $59.3k 0.00% Added +562 +562
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,6754.7k $39.4k $39.4k 0.00% Added +1.2k +1,214
11 Richard W. Paul & Associates, LLC 0.02% of their portfolio NOVI, MI 4,5084.5k $38.0k $38.0k 0.02% First filing
12 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 367367 $3.1k $3.1k 0.00% New
13 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 209209 $1.8k $1.8k 0.00% New
14 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 105105 $882 $882 0.00% Added +3 +3
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $0 $0 0.00% Reduced -1 -1
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged