Vault-13

TUSIMPLE HLDGS INC TSPH

CL A · Common Stock · CUSIP 90089L108 · ISIN US90089L1089

112 institutional holders -11 vs Q3 2023
55,253,85855.3m shares reported held*
$48.4mreported value*
14 new 34 added 38 reduced 28 sold out net bought ≈ $1.1m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.88. Options: 10 managers hold calls ($3.7m notional), 6 hold puts ($161.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 143Q1 23: 148Q2 23: 125Q3 23: 123Q4 23: 112112Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022159
Q4 2022143
Q1 2023148
Q2 2023125
Q3 2023123
Q4 2023112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 70 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 54 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 47 bought or addedQ3 23: 62 cut or sold outQ3 23Q4 23: 48 bought or addedQ4 23: 66 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227887
Q1 20237070
Q2 20235477
Q3 20234762
Q4 20234866

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $5.8mQ1 23 puts: $181.4kQ1 23P/C 0.03Q2 23 calls: $7.1mQ2 23 puts: $392.4kQ2 23P/C 0.05Q3 23 calls: $6.6mQ3 23 puts: $213.8kQ3 23P/C 0.03Q4 23 calls: $3.7mQ4 23 puts: $161.7kQ4 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q1 2023$5.8m$181.4k0.03
Q2 2023$7.1m$392.4k0.05
Q3 2023$6.6m$213.8k0.03
Q4 2023$3.7m$161.7k0.04

Biggest buyers

Monaco Asset Management SAM Added +1,784,615+1.8m
TANG CAPITAL MANAGEMENT LLC New +1,000,000+1.0m
JACOBS LEVY EQUITY MANAGEMENT, INC Added +796,844+796.8k
MORGAN STANLEY Added +573,585+573.6k
Maven Securities LTD New +500,000+500.0k
HITE Hedge Asset Management LLC Added +408,343+408.3k
BlackRock Inc. Added +368,430+368.4k
RENAISSANCE TECHNOLOGIES LLC New +285,700+285.7k
JANE STREET GROUP, LLC Added +211,738+211.7k
BARCLAYS PLC Added +175,368+175.4k

Biggest sellers

STATE STREET CORP Reduced -1,897,538-1.9m
Mitsubishi UFJ Asset Management Co., Ltd. Reduced -1,550,000-1.6m
Swiss National Bank Sold out -283,000-283.0k
RBF Capital, LLC Reduced -249,209-249.2k
BANK OF AMERICA CORP /DE/ Reduced -249,111-249.1k
Amundi Sold out -189,017-189.0k
TWO SIGMA ADVISERS, LP Reduced -152,400-152.4k
CREDIT SUISSE AG/ Sold out -142,835-142.8k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -125,806-125.8k
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM Reduced -125,055-125.1k

Biggest calls

CITIGROUP INC Unchanged $1.7m1.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $799.4k908.4k shares
WOLVERINE TRADING, LLC Reduced $442.1k503.6k shares
Caption Management, LLC Unchanged $412.1k469.5k shares
GROUP ONE TRADING LLC Added $219.4k250.0k shares
CITADEL ADVISORS LLC Reduced $144.8k165.0k shares
SIMPLEX TRADING, LLC Added $38.0k44.1k shares
Walleye Trading LLC New $12.3k14.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $0700 shares

Biggest puts

GROUP ONE TRADING LLC Added $93.8k106.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $26.9k30.6k shares
CITADEL ADVISORS LLC Reduced $22.7k25.9k shares
WOLVERINE TRADING, LLC Reduced $11.2k12.8k shares
SIMPLEX TRADING, LLC Added $7.0k8.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 22: 1 buyingQ1 22: 2 sellingQ2 22: 0 buyingQ2 22: 3 sellingQ2 22Q3 22: 0 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20221$279.2k2$166.1k—
Q2 20220—3$57.7k—
Q3 20220—1$56.5k—
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$40.0k$40.0k
DateInsiderTradeSharesPrice ValueTheir holding
2023-11-02 Tapia Eric R Chief Financial Officer Sold plan 13,550 $1.20 $16.3k13.6k shares -15%
2023-10-17 Tapia Eric R Chief Financial Officer Sold plan 22,184 $1.07 $23.7k22.2k shares -32%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 12,884,04112.9m $11.3m $11.3m 0.00% Added +368.4k +368,430
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 7,344,7467.3m $6.4m $6.4m 0.00% Reduced -76.1k -76,115
3 NVIDIA CORP 1.32% of their portfolio SANTA CLARA, CA 3,465,3723.5m $3.0m $3.0m 1.32% First filing
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 3,370,2483.4m $3.0m $3.0m 0.00% Added +172.5k +172,468
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,333,3453.3m $2.9m $2.9m 0.00% Reduced -1.9m -1,897,538
6 Monaco Asset Management SAM 1.03% of their portfolio Monaco, O9 3,053,5873.1m $2.7m $2.7m 1.03% Added +1.8m +1,784,615
7 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 2,151,5122.2m $1.9m $1.9m 0.00% Added +35.3k +35,278
8 JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio FLORHAM PARK, NJ 1,709,5041.7m $1.5m $1.5m 0.01% Added +796.8k +796,844
9 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 1,441,3001.4m $1.3m $1.3m 0.00% Reduced -152.4k -152,400
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,309,7601.3m $1.1m $1.1m 0.00% Reduced -60.3k -60,256
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,235,3281.2m $1.1m $1.1m 0.00% Added +174.0k +173,978
12 HITE Hedge Asset Management LLC 0.11% of their portfolio BRAINTREE, MA 1,193,2601.2m $1.0m $1.0m 0.11% Added +408.3k +408,343
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,138,0111.1m $998.9k $998.9k 0.00% Added +36.2k +36,216
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,122,2141.1m $985.1k $985.1k 0.00% Added +573.6k +573,585
15 TANG CAPITAL MANAGEMENT LLC 0.08% of their portfolio SAN DIEGO, CA 1,000,0001.0m $877.8k $877.8k 0.08% New
16 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 919,325919.3k $698.7k $698.7k 0.00% Reduced -1.6m -1,550,000
17 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 862,730862.7k $757.3k $757.3k 0.00% Added +106.8k +106,817
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 563,577563.6k $494.7k $494.7k 0.00% Reduced -6.6k -6,628
19 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 512,382512.4k $449.8k $449.8k 0.00% Added +6.7k +6,702
20 Maven Securities LTD 0.05% of their portfolio ST HELIER, Y9 500,000500.0k $438.9k $438.9k 0.05% New
21 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 429,675429.7k $377.2k $377.2k 0.00% Added +14.9k +14,927
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 393,900393.9k $345.8k $345.8k 0.00% Added +211.7k +211,738
23 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 285,700285.7k $251.0k $251.0k 0.00% New
24 FMR LLC 0.00% of their portfolio BOSTON, MA 281,909281.9k $247.5k $247.5k 0.00% Reduced -7.0k -6,999
25 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 273,129273.1k $239.8k $239.8k 0.00% Reduced -8.7k -8,745
26 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 266,091266.1k $233.6k $233.6k 0.00% Added +29.6k +29,604
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 255,676255.7k $224.4k $224.4k 0.00% Added +95.9k +95,899
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 240,582240.6k $211.0k $211.0k 0.00% Reduced -249.1k -249,111
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 233,402233.4k $204.9k $204.9k 0.00% Added +116.1k +116,117
30 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 231,896231.9k $203.6k $203.6k 0.00% Added +175.4k +175,368
31 RBF Capital, LLC 0.01% of their portfolio RENO, NV 218,412218.4k $191.7k $191.7k 0.01% Reduced -249.2k -249,209
32 NORGES BANK 0.00% of their portfolio OSLO, Q8 212,765212.8k $186.8k $186.8k 0.00% Unchanged
33 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 185,890185.9k $163.2k $163.2k 0.00% Added +117.5k +117,510
34 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 183,645183.6k $161.2k $161.2k 0.00% Added +34.8k +34,818
35 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 181,108181.1k $159.0k $159.0k 0.00% Reduced -72.5k -72,494
36 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 167,080167.1k $146.7k $146.7k 0.00% Reduced -7.5k -7,500
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 152,044152.0k $133.5k $133.5k 0.00% Added +21.3k +21,278
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 151,001151.0k $132.5k $132.5k 0.00% Reduced -85.7k -85,710
39 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 146,119146.1k $128.3k $128.3k 0.00% Reduced -60.4k -60,409
40 Connective Capital Management, LLC 0.11% of their portfolio PALO ALTO, CA 140,800140.8k $123.6k $123.6k 0.11% New
41 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 95,69095.7k $84.0k $84.0k 0.00% Added +74.8k +74,761
42 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 84,68284.7k $74.3k $74.3k 0.00% Unchanged
43 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 83,17683.2k $73.0k $73.0k 0.00% Reduced -336 -336
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 78,91378.9k $69.4k $69.4k 0.00% Reduced -6.7k -6,657
45 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 78,22578.2k $68.7k $68.7k 0.00% Reduced -390 -390
46 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 77,20277.2k $67.8k $67.8k 0.00% Reduced -97.7k -97,698
47 Caption Management, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 75,91375.9k $66.6k $66.6k 0.01% Unchanged
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 69,54869.5k $61.0k $61.0k 0.00% Unchanged
49 Virtu Financial LLC 0.00% of their portfolio New York, NY 60,85660.9k $53.0k $53.0k 0.00% New
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 57,72157.7k $50.7k $50.7k 0.00% Added +2.5k +2,504
51 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 57,51357.5k $50.5k $50.5k 0.00% Added +505 +505
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 53,57353.6k $46.0k $46.0k 0.00% Added +19.2k +19,209
53 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 47,75047.8k $41.9k $41.9k 0.00% Unchanged
54 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 45,49445.5k $39.9k $39.9k 0.00% Added +33.7k +33,657
55 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 43,58143.6k $38.0k $38.0k 0.00% Reduced -65.7k -65,725
56 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 43,18843.2k $37.9k $37.9k 0.00% Added +22.6k +22,562
57 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 38,76138.8k $35.0k $35.0k 0.00% Added +3.2k +3,195
58 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 30,13530.1k $26.5k $26.5k 0.00% Added +12.9k +12,859
59 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 30,02130.0k $26.4k $26.4k 0.00% Added +26.0k +26,021
60 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 27,69727.7k $24.3k $24.3k 0.00% Added +6.0k +5,958
61 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 27,54327.5k $24.2k $24.2k 0.00% Reduced -125.1k -125,055
62 Legal & General Group Plc 0.00% of their portfolio London, X0 25,69525.7k $22.6k $22.6k 0.00% Reduced -56.7k -56,749
63 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,37425.4k $22.3k $22.3k 0.00% Reduced -14.0k -13,984
64 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 25,27825.3k $22.0k $22.0k 0.00% Reduced -5.5k -5,506
65 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 21,07921.1k $18.5k $18.5k 0.00% Reduced -2.1k -2,106
66 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 19,01519.0k $16.7k $16.7k 0.00% Added +3.5k +3,521
67 Bayesian Capital Management, LP 0.00% of their portfolio Brooklyn, NY 17,30017.3k $15.2k $15.2k 0.00% Reduced -8.0k -8,000
68 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 17,19517.2k $15.1k $15.1k 0.00% Reduced -3.7k -3,658
69 Psagot Value Holdings Ltd. / (Israel) 0.01% of their portfolio Tel Aviv, L3 16,64016.6k $14.0k $14.0k 0.01% Reduced -30.4k -30,425
70 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 16,29016.3k $14.3k $14.3k 0.00% Unchanged
71 HERITAGE INVESTORS MANAGEMENT CORP 0.00% of their portfolio BETHESDA, MD 15,76715.8k $14.0k $14.0k 0.00% Unchanged
72 BOKF, NA 0.00% of their portfolio TULSA, OK 14,55014.6k $12.8k $12.8k 0.00% Unchanged
73 Sicart Associates LLC 0.00% of their portfolio NEW YORK, NY 13,67013.7k $12.0k $12.0k 0.00% Unchanged
74 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 13,17213.2k $12.0k $12.0k 0.00% Reduced -1.5k -1,459
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,09612.1k $10.6k $10.6k 0.00% Added +9 +9
76 Atom Investors LP 0.00% of their portfolio AUSTIN, TX 10,64610.6k $9.3k $9.3k 0.00% New
77 Itau Unibanco Holding S.A. 0.00% of their portfolio SAO PAULO, D5 7,2647.3k $6.4k $6.4k 0.00% Reduced -2.7k -2,719
78 Leonteq Securities AG 0.00% of their portfolio ZURICH, V8 5,5445.5k $4.9k $4.9k 0.00% Reduced -108.1k -108,085
79 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 4,0724.1k $3.6k $3.6k 0.00% Unchanged
80 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3,9744.0k $3.0k $3.0k 0.00% New
81 CarsonAllaria Wealth Management, Ltd. 0.00% of their portfolio GLEN CARBON, IL 3,1523.2k $2.8k $2.8k 0.00% Reduced -75 -75
82 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 2,9062.9k $2.0k $2.0k 0.00% Reduced -9.0k -8,972
83 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 2,0002.0k $1.8k $1.8k 0.00% New
84 Strengthening Families & Communities, LLC 0.00% of their portfolio BOSTON, MA 1,7741.8k $1.6k $1.6k 0.00% New
85 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 1,6871.7k $389 $389 0.00% First filing
86 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,0911.1k $958 $958 0.00% Reduced -7.2k -7,240
87 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 1,0901.1k $957 $957 0.00% Unchanged
88 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 800800 $702 $702 0.00% New
89 Game Plan Financial Advisors, LLC 0.00% of their portfolio WESTLAKE, OH 759759 $667 $667 0.00% First filing
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 758758 $615 $615 0.00% Added +8 +8
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 676676 $1.0k $1.0k 0.00% Reduced -1.5k -1,545
92 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 524524 $1.0k $1.0k 0.00% New
93 Global Wealth Management Investment Advisory, Inc. 0.00% of their portfolio FORT LAUDERDALE, FL 500500 $439 $439 0.00% Unchanged
94 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 500500 $439 $439 0.00% Unchanged
95 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 475475 $417 $417 0.00% New
96 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 400400 $351 $351 0.00% Unchanged
97 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 357357 $313 $313 0.00% New
98 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 324324 $284 $284 0.00% Unchanged
99 Quent Capital, LLC 0.00% of their portfolio NEW YORK, NY 259259 $227 $227 0.00% Added +34 +34
100 Kozak & Associates, Inc. 0.00% of their portfolio HIGHLANDS RANCH, CO 181181 $128 $128 0.00% Unchanged