Vault-13

TURNING PT BRANDS INC TPB 2.5 07.15.24

NOTE 2.500% 7/1 · US DOMESTIC · CUSIP 90041LAE5

15 institutional holders +1 vs Q3 2022
8,500,0008.5m shares reported held*
$142.6mreported value*
3 new 3 added 3 reduced 3 sold out net sold ≈ $8.1m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.78.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 14Q4 22: 1515Q3 22Q4 22
Numbers
QuarterHolders
Q3 202214
Q4 202215

Biggest buyers

DG Capital Management, LLC Added +3,937,000+3.9m
MANGROVE PARTNERS IM, LLC New +1,400,000+1.4m
FMR LLC Added +800,000+800.0k
DCF Advisers, LLC New +500,000+500.0k
GOLDMAN SACHS GROUP INC New +300,000+300.0k
Penn Mutual Asset Management Added +250,000+250.0k

Biggest sellers

Walleye Capital LLC Reduced -6,400,000-6.4m
Shaolin Capital Management LLC Reduced -6,070,000-6.1m
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -2,250,000-2.2m
DeepCurrents Investment Group LLC Sold out -1,000,000-1.0m
Verition Fund Management LLC Sold out -594,000-594.0k
COWEN AND COMPANY, LLC Reduced -37,000-37.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.00% of their portfolio BOSTON, MA 48,325,00048.3m $42.8m $42.8m 0.00% Added +800.0k +800,000
2 CAMDEN ASSET MANAGEMENT L P /CA 0.88% of their portfolio Los Angeles, CA 30,792,00030.8m $27.3m $27.3m 0.88% Unchanged
3 Davidson Kempner Capital Management LP 0.47% of their portfolio New York, NY 25,000,00025.0m $22.2m $22.2m 0.47% Unchanged
4 Shaolin Capital Management LLC 0.53% of their portfolio Miami, FL 19,730,00019.7m $17.6m $17.6m 0.53% Reduced -6.1m -6,070,000
5 Walleye Capital LLC 0.27% of their portfolio NEW YORK, NY 13,900,00013.9m $12.5m $12.5m 0.27% Reduced -6.4m -6,400,000
6 Strategic Income Management, LLC 6.05% of their portfolio SEATTLE, WA 8,500,0008.5m $7.5m $7.5m 6.05% First filing
7 DG Capital Management, LLC 2.69% of their portfolio NEW YORK, NY 4,937,0004.9m $4.4m $4.4m 2.69% Added +3.9m +3,937,000
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,247,0002.2m $2.0m $2.0m 0.00% Unchanged
9 MANGROVE PARTNERS IM, LLC 0.07% of their portfolio Greenwich, CT 1,400,0001.4m $1.2m $1.2m 0.07% New
10 Penn Mutual Asset Management 1.24% of their portfolio Conshohocken, PA 1,250,0001.2m $1.1m $1.1m 1.24% Added +250.0k +250,000
11 COWEN AND COMPANY, LLC 0.11% of their portfolio NEW YORK, NY 1,200,0001.2m $1.1m $1.1m 0.11% Reduced -37.0k -37,000
12 DCF Advisers, LLC 0.34% of their portfolio MOUNT PLEASANT, SC 500,000500.0k $439.5k $439.5k 0.34% New
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 300,000300.0k $265.8k $265.8k 0.00% New
14 Context Capital Management, LLC 0.16% of their portfolio LAJOLLA, CA 2,5002.5k $2.2m $2.2m 0.16% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged