Vault-13

TRUST FOR PROFESSIONAL MANAG CLSE

CONVERGENCE LNG · ETP · CUSIP 89834G760

61 institutional holders +8 vs Q3 2025
5,612,8535.6m shares reported held*
$153.6mreported value*
11 new 32 added 9 reduced 3 sold out net bought ≈ $29.9m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.36.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 8Q4 22: 9Q1 23: 10Q2 23: 8Q3 23: 7Q4 23: 9Q1 24: 15Q2 24: 22Q3 24: 32Q4 24: 46Q1 25: 44Q2 25: 43Q3 25: 53Q4 25: 6161Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 20228
Q4 20229
Q1 202310
Q2 20238
Q3 20237
Q4 20239
Q1 202415
Q2 202422
Q3 202432
Q4 202446
Q1 202544
Q2 202543
Q3 202553
Q4 202561

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 10 bought or addedQ1 24: 2 cut or sold outQ2 24: 17 bought or addedQ2 24: 2 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 6 cut or sold outQ4 24: 31 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 24 bought or addedQ1 25: 20 cut or sold outQ2 25: 22 bought or addedQ2 25: 24 cut or sold outQ2 25Q3 25: 36 bought or addedQ3 25: 10 cut or sold outQ4 25: 43 bought or addedQ4 25: 12 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024102
Q2 2024172
Q3 2024206
Q4 2024318
Q1 20252420
Q2 20252224
Q3 20253610
Q4 20254312

Biggest buyers

Janney Montgomery Scott LLC Added +271,528+271.5k
Rockefeller Capital Management L.P. Added +169,258+169.3k
LIBERTY SQUARE WEALTH PARTNERS LLC Added +153,513+153.5k
LPL Financial LLC Added +86,762+86.8k
ENVESTNET ASSET MANAGEMENT INC Added +62,206+62.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +57,173+57.2k
PARK AVENUE SECURITIES LLC Added +40,678+40.7k
WCG Wealth Advisors LLC New +34,022+34.0k
GENESIS PRIVATE WEALTH, LLC Added +32,634+32.6k
FLAGSHIP HARBOR ADVISORS, LLC Added +30,205+30.2k

Biggest sellers

Integrated Wealth Concepts LLC Sold out -50,774-50.8k
Heck Capital Advisors, LLC Reduced -9,300-9.3k
Quantinno Capital Management LP Sold out -8,738-8.7k
Tactive Advisors, LLC Reduced -8,640-8.6k
Archford Capital Strategies, LLC Reduced -6,456-6.5k
LaSalle St. Investment Advisors, LLC Reduced -4,589-4.6k
Sigma Planning Corp Reduced -3,675-3.7k
Accurate Wealth Management, LLC Reduced -3,575-3.6k
Riverwater Partners LLC Reduced -2,502-2.5k
Advisory Services Network, LLC Sold out -1,555-1.6k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FLAGSHIP HARBOR ADVISORS, LLC 0.91% of their portfolio BOSTON, MA 705,459705.5k $19.3m $19.3m 0.91% Added +30.2k +30,205
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 696,058696.1k $19.0m $19.0m 0.01% Added +86.8k +86,762
3 Riverwater Partners LLC 5.46% of their portfolio Milwaukee, WI 515,745515.7k $14.1m $14.1m 5.46% Reduced -2.5k -2,502
4 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 351,785351.8k $9.6m $9.6m 0.02% Added +271.5k +271,528
5 COTTONWOOD CAPITAL ADVISORS, LLC 6.61% of their portfolio SALT LAKE CITY, UT 339,478339.5k $9.3m $9.3m 6.61% Added +930 +930
6 LIBERTY SQUARE WEALTH PARTNERS LLC 2.45% of their portfolio BETHLEHEM, PA 314,529314.5k $8.6m $8.6m 2.45% Added +153.5k +153,513
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 292,322292.3k $8.1m $8.1m 0.01% Added +57.2k +57,173
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 247,412247.4k $6.8m $6.8m 0.00% Added +62.2k +62,206
9 Sowell Financial Services LLC 0.23% of their portfolio NORTH LITTLE ROCK, AR 226,164226.2k $6.2m $6.2m 0.23% Added +14.7k +14,734
10 Tactive Advisors, LLC 1.79% of their portfolio Jacksonville, FL 222,982223.0k $6.1m $6.1m 1.79% Reduced -8.6k -8,640
11 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 169,688169.7k $4.6m $4.6m 0.01% Added +169.3k +169,258
12 Accurate Wealth Management, LLC 0.55% of their portfolio WESLEY CHAPEL, FL 156,059156.1k $4.3m $4.3m 0.55% Reduced -3.6k -3,575
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 127,619127.6k $3.5m $3.5m 0.00% Added +70 +70
14 Global Retirement Partners, LLC 0.06% of their portfolio San Rafael, CA 121,799121.8k $3.3m $3.3m 0.06% Added +2.8k +2,832
15 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 118,460118.5k $3.2m $3.2m 0.03% Added +40.7k +40,678
16 Elyxium Wealth, LLC 0.83% of their portfolio BEVERLY HILLS, CA 109,947109.9k $3.0m $3.0m 0.83% Added +5.5k +5,512
17 Mariner, LLC 0.00% of their portfolio Overland Park, KS 93,50693.5k $2.6m $2.6m 0.00% Added +175 +175
18 Fifth Third Securities, Inc. 0.15% of their portfolio Cincinnati, OH 84,96985.0k $2.3m $2.3m 0.15% Added +324 +324
19 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 52,62252.6k $1.4m $1.4m 0.01% Added +23.5k +23,540
20 Empirical Asset Management, LLC 0.33% of their portfolio WELLESLEY, MA 42,44542.4k $1.2m $1.2m 0.33% Added +12.4k +12,382
21 GENESIS PRIVATE WEALTH, LLC 0.34% of their portfolio ASHBURN, VA 40,41240.4k $1.1m $1.1m 0.34% Added +32.6k +32,634
22 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 39,13939.1k $1.1m $1.1m 0.01% Added +6.6k +6,596
23 RPS ADVISORY SOLUTIONS LLC 0.48% of their portfolio LOUISVILLE, KY 37,40937.4k $1.0m $1.0m 0.48% Added +6.7k +6,703
24 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 37,16037.2k $1.0m $1.0m 0.02% Added +2.5k +2,500
25 Operose Advisors LLC 0.23% of their portfolio MILWAUKEE, WI 36,72536.7k $1.0m $1.0m 0.23% Unchanged
26 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 34,02234.0k $929.8k $929.8k 0.03% New
27 Cannon Wealth Management Services, LLC 0.64% of their portfolio WINSTON SALEM, NC 33,15533.2k $906.1k $906.1k 0.64% Added +13.2k +13,156
28 Archford Capital Strategies, LLC 0.10% of their portfolio SWANSEA, IL 32,37932.4k $884.9k $884.9k 0.10% Reduced -6.5k -6,456
29 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 31,57031.6k $862.8k $862.8k 0.01% Added +21.3k +21,304
30 Per Stirling Capital Management, LLC. 0.08% of their portfolio AUSTIN, TX 25,01125.0k $683.6k $683.6k 0.08% New
31 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 24,67924.7k $674.5k $674.5k 0.01% New
32 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.06% of their portfolio ALAMO, CA 22,69022.7k $620.1k $620.1k 0.06% Added +6.4k +6,376
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,57921.6k $589.8k $589.8k 0.00% New
34 LaSalle St. Investment Advisors, LLC 0.08% of their portfolio ELMHURST, IL 18,25918.3k $499.0k $499.0k 0.08% Reduced -4.6k -4,589
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,17618.2k $496.7k $496.7k 0.00% Added +10.1k +10,078
36 Fiscal Wisdom Wealth Management, LLC 0.45% of their portfolio Canton, CT 17,60817.6k $481.2k $481.2k 0.45% Added +8.8k +8,785
37 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 17,12517.1k $468.0k $468.0k 0.01% Added +703 +703
38 ACT WEALTH MANAGEMENT, LLC 0.13% of their portfolio PLANO, TX 14,38514.4k $393.1k $393.1k 0.13% Added +3.8k +3,752
39 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 11,69011.7k $319.5k $319.5k 0.02% Added +535 +535
40 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,23011.2k $306.9k $306.9k 0.01% Reduced -3.7k -3,675
41 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 11,00511.0k $300.8k $300.8k 0.01% New
42 Ausdal Financial Partners, Inc. 0.01% of their portfolio Davenport, IA 10,99011.0k $300.4k $300.4k 0.01% Added +815 +815
43 Heck Capital Advisors, LLC 0.02% of their portfolio Rhinelander, WI 10,69110.7k $292.2k $292.2k 0.02% Reduced -9.3k -9,300
44 Coastal Bridge Advisors, LLC 0.02% of their portfolio WESTPORT, CT 10,62710.6k $290.4k $290.4k 0.02% New
45 Sloy Dahl & Holst, LLC 0.03% of their portfolio Vancouver, WA 9,8709.9k $269.7k $269.7k 0.03% Unchanged
46 Able Wealth Management LLC 0.08% of their portfolio Toms River, NJ 9,3199.3k $254.7k $254.7k 0.08% Added +1.4k +1,365
47 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.00% of their portfolio LOS ANGELES, CA 9,0019.0k $246.0k $246.0k 0.00% New
48 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 8,7168.7k $238.2k $238.2k 0.00% Reduced -1 -1
49 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 7,6887.7k $213.7k $213.7k 0.02% New
50 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,4595.5k $149.2k $149.2k 0.00% Unchanged
51 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,2722.3k $62.1k $62.1k 0.00% Added +2.3k +2,272
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 950950 $26.0k $26.0k 0.00% New
53 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 622622 $17.0k $17.0k 0.00% Unchanged
54 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 588588 $16.1k $16.1k 0.00% Unchanged
55 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 500500 $13.7k $13.7k 0.00% New
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 355355 $9.7k $9.7k 0.00% Unchanged
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 332332 $9.0k $9.0k 0.00% Unchanged
58 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 208208 $5.7k $5.7k 0.00% Unchanged
59 Advisors Preferred, LLC 0.00% of their portfolio ROCKVILLE, MD 207207 $5.7k $5.7k 0.00% Reduced -1.3k -1,281
60 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $48 $48 0.00% New
61 New Millennium Group LLC 0.00% of their portfolio SANDY, UT 11 $18 $18 0.00% Unchanged