Vault-13

TRUST FOR PROFESSIONAL MANAG CLSE

CONVERGENCE LNG · ETP · CUSIP 89834G760

46 institutional holders +14 vs Q3 2024
6,208,6456.2m shares reported held*
$142.2mreported value*
15 new 16 added 5 reduced 3 sold out net bought ≈ $31.0m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.90.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 8Q4 22: 9Q1 23: 10Q2 23: 8Q3 23: 7Q4 23: 9Q1 24: 15Q2 24: 22Q3 24: 32Q4 24: 4646Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20228
Q4 20229
Q1 202310
Q2 20238
Q3 20237
Q4 20239
Q1 202415
Q2 202422
Q3 202432
Q4 202446

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 2 bought or addedQ1 23: 6 cut or sold outQ2 23: 3 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 4 cut or sold outQ4 23: 4 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 2 cut or sold outQ2 24: 17 bought or addedQ2 24: 2 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 6 cut or sold outQ4 24: 31 bought or addedQ4 24: 8 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202326
Q2 202336
Q3 202324
Q4 202344
Q1 2024102
Q2 2024172
Q3 2024206
Q4 2024318

Biggest buyers

MAINSTAY CAPITAL MANAGEMENT LLC /ADV Added +443,713+443.7k
LPL Financial LLC Added +278,036+278.0k
Janney Montgomery Scott LLC New +198,453+198.5k
Integrated Wealth Concepts LLC New +84,539+84.5k
Accurate Wealth Management, LLC Added +57,842+57.8k
Per Stirling Capital Management, LLC. Added +37,736+37.7k
STEPHENS INC /AR/ New +36,418+36.4k
Retireful, LLC New +33,787+33.8k
Good Life Advisors, LLC Added +27,844+27.8k
Insight Wealth Strategies, LLC New +26,887+26.9k

Biggest sellers

CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -27,330-27.3k
Sowell Financial Services LLC Sold out -20,518-20.5k
Sigma Planning Corp Reduced -13,130-13.1k
GOLDMAN SACHS GROUP INC Sold out -9,113-9.1k
Brookstone Capital Management Reduced -7,156-7.2k
Riverwater Partners LLC Reduced -3,672-3.7k
Mariner, LLC Reduced -856-856
Belpointe Asset Management LLC Reduced -90-90

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 8.85% of their portfolio GRAND BLANC, MI 2,541,5802.5m $58.2m $58.2m 8.85% Added +443.7k +443,713
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 720,113720.1k $16.5m $16.5m 0.01% Added +278.0k +278,036
3 Riverwater Partners LLC 6.31% of their portfolio Milwaukee, WI 565,872565.9k $13.0m $13.0m 6.31% Reduced -3.7k -3,672
4 FLAGSHIP HARBOR ADVISORS, LLC 0.64% of their portfolio BOSTON, MA 532,915532.9k $12.2m $12.2m 0.64% Added +20.1k +20,113
5 COTTONWOOD CAPITAL ADVISORS, LLC 5.42% of their portfolio SALT LAKE CITY, UT 329,928329.9k $7.6m $7.6m 5.42% Added +10.8k +10,820
6 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 198,453198.5k $4.5m $4.5m 0.01% New
7 Good Life Advisors, LLC 0.27% of their portfolio READING, PA 159,791159.8k $3.7m $3.7m 0.27% Added +27.8k +27,844
8 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 146,083146.1k $3.3m $3.3m 0.00% Added +2.1k +2,103
9 Mariner, LLC 0.00% of their portfolio Overland Park, KS 98,41498.4k $2.3m $2.3m 0.00% Reduced -856 -856
10 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 84,53984.5k $1.9m $1.9m 0.02% New
11 Per Stirling Capital Management, LLC. 0.26% of their portfolio AUSTIN, TX 79,65679.7k $1.8m $1.8m 0.26% Added +37.7k +37,736
12 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 77,63377.6k $1.8m $1.8m 0.06% Reduced -13.1k -13,130
13 Accurate Wealth Management, LLC 0.33% of their portfolio WESLEY CHAPEL, FL 73,98474.0k $1.7m $1.7m 0.33% Added +57.8k +57,842
14 Belpointe Asset Management LLC 0.07% of their portfolio RENO, NV 55,97556.0k $1.2m $1.2m 0.07% Reduced -90 -90
15 Archford Capital Strategies, LLC 0.16% of their portfolio SWANSEA, IL 47,21947.2k $1.1m $1.1m 0.16% Added +2.9k +2,877
16 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 36,41836.4k $834.3k $834.3k 0.01% New
17 SeaCrest Wealth Management, LLC 0.09% of their portfolio PURCHASE, NY 35,63335.6k $816.4k $816.4k 0.09% Added +17.3k +17,332
18 Retireful, LLC 0.44% of their portfolio HASLETT, MI 33,78733.8k $774.1k $774.1k 0.44% New
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 32,63032.6k $747.6k $747.6k 0.00% Unchanged
20 CARY STREET PARTNERS FINANCIAL LLC 0.02% of their portfolio RICHMOND, VA 32,60232.6k $746.9k $746.9k 0.02% First filing
21 GG Group Ventures, LLC 0.91% of their portfolio ORLANDO, FL 30,23930.2k $692.8k $692.8k 0.91% Added +7.4k +7,355
22 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 28,58628.6k $654.9k $654.9k 0.01% Added +13.0k +13,032
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,84527.8k $637.9k $637.9k 0.00% Added +18.3k +18,308
24 Insight Wealth Strategies, LLC 0.08% of their portfolio SAN RAMON, CA 26,88726.9k $616.0k $616.0k 0.08% New
25 Elyxium Wealth, LLC 0.36% of their portfolio BEVERLY HILLS, CA 25,75525.8k $590.0k $590.0k 0.36% New
26 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.07% of their portfolio ALAMO, CA 23,27423.3k $533.2k $533.2k 0.07% Added +10.5k +10,522
27 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 23,13423.1k $530.0k $530.0k 0.01% Reduced -7.2k -7,156
28 Heck Capital Advisors, LLC 0.05% of their portfolio Rhinelander, WI 19,99120.0k $458.0k $458.0k 0.05% New
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,63215.6k $358.1k $358.1k 0.00% New
30 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 14,70814.7k $337.0k $337.0k 0.01% Added +2.6k +2,584
31 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 13,63313.6k $318.9k $318.9k 0.00% Added +3.1k +3,140
32 Tyler-Stone Wealth Management 0.05% of their portfolio Beachwood, OH 13,02413.0k $298.4k $298.4k 0.05% Unchanged
33 WEALTHEDGE INVESTMENT ADVISORS, LLC 0.13% of their portfolio NEW YORK, NY 12,80612.8k $293.4k $293.4k 0.13% First filing
34 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,68812.7k $290.7k $290.7k 0.00% New
35 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,2509.2k $211.9k $211.9k 0.01% New
36 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 9,1389.1k $209.0k $209.0k 0.00% New
37 Sloy Dahl & Holst, LLC 0.03% of their portfolio Vancouver, WA 9,0109.0k $206.4k $206.4k 0.03% New
38 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,4596.5k $155.4k $155.4k 0.00% Unchanged
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0001.0k $23.0k $23.0k 0.00% Unchanged
40 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 999999 $22.9k $22.9k 0.00% New
41 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 622622 $14.2k $14.2k 0.00% Unchanged
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 332332 $8.0k $8.0k 0.00% New
43 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 208208 $4.8k $4.8k 0.00% Unchanged
44 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 200200 $4.6k $4.6k 0.00% Unchanged
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $5 $5 0.00% New
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged