Vault-13

TRUST FOR PROFESSIONAL MANAG APIE

ACTIVEPASSIVE EQ · ETP · CUSIP 89834G737

45 institutional holders +3 vs Q1 2026
29,458,92129.5m shares reported held*
$1.1bnreported value*
9 new 19 added 10 reduced 6 sold out net bought ≈ $44.2m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.74.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q2 23: 6Q3 23: 10Q4 23: 11Q1 24: 14Q2 24: 24Q3 24: 25Q4 24: 37Q1 25: 39Q2 25: 44Q3 25: 39Q4 25: 41Q1 26: 42Q2 26: 4545Q2 23Q1 24Q4 24Q3 25Q2 26
Numbers
QuarterHolders
Q2 20236
Q3 202310
Q4 202311
Q1 202414
Q2 202424
Q3 202425
Q4 202437
Q1 202539
Q2 202544
Q3 202539
Q4 202541
Q1 202642
Q2 202645

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 22 bought or addedQ3 24: 8 cut or sold outQ4 24: 27 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 18 bought or addedQ1 25: 19 cut or sold outQ2 25: 23 bought or addedQ2 25: 20 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 27 cut or sold outQ4 25: 21 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 23 bought or addedQ1 26: 18 cut or sold outQ2 26: 28 bought or addedQ2 26: 16 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024228
Q4 20242710
Q1 20251819
Q2 20252320
Q3 20251527
Q4 20252118
Q1 20262318
Q2 20262816

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +666,448+666.4k
PARK AVENUE SECURITIES LLC New +164,507+164.5k
Cetera Investment Advisers Added +81,626+81.6k
PRINCIPAL SECURITIES, INC. Added +61,353+61.4k
LPL Financial LLC Added +58,766+58.8k
B. Riley Wealth Advisors, Inc. Added +41,467+41.5k
MML INVESTORS SERVICES, LLC Added +35,187+35.2k
HRT FINANCIAL LP New +22,925+22.9k
Founders Financial Alliance, LLC New +18,349+18.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,699+17.7k

Biggest sellers

CITADEL ADVISORS LLC Sold out -55,009-55.0k
Kestra Advisory Services, LLC Sold out -14,034-14.0k
Capital Asset Managemnet, LLC Sold out -6,407-6.4k
Farther Finance Advisors, LLC Reduced -3,149-3.1k
Mariner, LLC Reduced -2,001-2.0k
QRG CAPITAL MANAGEMENT, INC. Reduced -1,558-1.6k
Allworth Financial LP Reduced -1,261-1.3k
MAI Capital Management Sold out -1,161-1.2k
PRINCIPAL FINANCIAL GROUP INC Reduced -904-904
Wellington Grp LLC Sold out -821-821

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 13,231,88413.2m $512.9m $512.9m 0.12% Added +666.4k +666,448
2 Envestnet Portfolio Solutions, Inc. 2.26% of their portfolio BERWYN, PA 12,154,55912.2m $471.1m $471.1m 2.26% Added +6.6k +6,569
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,060,4781.1m $41.1m $41.1m 0.01% Added +58.8k +58,766
4 PRINCIPAL SECURITIES, INC. 0.35% of their portfolio DES MOINES, IA 756,249756.2k $29.3m $29.3m 0.35% Added +61.4k +61,353
5 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 474,951475.0k $18.4m $18.4m 0.04% Added +35.2k +35,187
6 B. Riley Wealth Advisors, Inc. 0.53% of their portfolio MEMPHIS, TN 252,940252.9k $9.7m $9.7m 0.53% Added +41.5k +41,467
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 247,724247.7k $9.6m $9.6m 0.01% Added +81.6k +81,626
8 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 231,306231.3k $9.1m $9.1m 0.04% Added +2.7k +2,745
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 214,856214.9k $8.3m $8.3m 0.01% Reduced -361 -361
10 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 164,507164.5k $6.4m $6.4m 0.04% New
11 RESOLUTE WEALTH ADVISOR, INC. 2.65% of their portfolio FINDLAY, OH 132,128132.1k $4.7m $4.7m 2.65% Unchanged
12 Spire Wealth Management 0.11% of their portfolio MCLEAN, VA 94,33294.3k $3.7m $3.7m 0.11% Added +12.3k +12,253
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,61553.6k $2.1m $2.1m 0.00% Added +17.7k +17,699
14 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 53,28353.3k $2.1m $2.1m 0.02% Reduced -3.1k -3,149
15 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 45,68445.7k $1.8m $1.8m 0.05% Added +630 +630
16 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 44,84344.8k $1.6m $1.6m 0.03% Reduced -519 -519
17 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 22,92522.9k $888.0k $888.0k 0.00% New
18 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,28720.3k $786.0k $786.0k 0.00% Reduced -765 -765
19 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,43918.4k $714.7k $714.7k 0.00% Reduced -2.0k -2,001
20 Founders Financial Alliance, LLC 0.09% of their portfolio RALEIGH, NC 18,34918.3k $711.2k $711.2k 0.09% New
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,31518.3k $709.9k $709.9k 0.00% Added +447 +447
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,14818.1k $703.4k $703.4k 0.00% Added +9.4k +9,438
23 Financial Sense Advisors, Inc. 0.14% of their portfolio SAN DIEGO, CA 18,02918.0k $698.8k $698.8k 0.14% Reduced -242 -242
24 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 17,79517.8k $689.7k $689.7k 0.00% Reduced -904 -904
25 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,06016.1k $622.5k $622.5k 0.00% Unchanged
26 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 12,15712.2k $471.2k $471.2k 0.01% Unchanged
27 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 10,47810.5k $401.8k $401.8k 0.01% New
28 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 10,47810.5k $401.8k $401.8k 0.01% Added +3.9k +3,887
29 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 10,08010.1k $390.7k $390.7k 0.00% Added +4.2k +4,173
30 FSA WEALTH PARTNERS, INC. 0.08% of their portfolio Rockville, MD 8,4828.5k $328.8k $328.8k 0.08% Added +2.6k +2,588
31 QRG CAPITAL MANAGEMENT, INC. 0.00% of their portfolio BERWYN, PA 5,6895.7k $220.5k $220.5k 0.00% Reduced -1.6k -1,558
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,2394.2k $164.3k $164.3k 0.00% Added +1.3k +1,325
33 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,5773.6k $138.6k $138.6k 0.00% Reduced -1.3k -1,261
34 Pinnacle Bancorp, Inc. 0.03% of their portfolio BEATRICE, NE 3,0663.1k $118.8k $118.8k 0.03% Added +932 +932
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2102.2k $85.7k $85.7k 0.00% Added +1.4k +1,395
36 Pioneer Family Office, LLC 0.04% of their portfolio NORTH MIAMI BEACH, FL 1,8961.9k $73.5k $73.5k 0.04% Unchanged
37 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 1,6241.6k $62.9k $62.9k 0.00% New
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,1331.1k $43.9k $43.9k 0.00% Reduced -687 -687
39 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 658658 $25.5k $25.5k 0.00% New
40 Signature Resources Capital Management, LLC 0.01% of their portfolio NEWPORT BEACH, CA 464464 $18.0k $18.0k 0.01% Unchanged
41 Crews Bank & Trust 0.00% of their portfolio PORT CHARLOTTE, FL 310310 $12.0k $12.0k 0.00% New
42 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 301301 $11.7k $11.7k 0.00% Unchanged
43 FIDUCIARY FINANCIAL ADVISORS 0.00% of their portfolio GRAND RAPIDS, MI 205205 $7.9k $7.9k 0.00% New
44 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 160160 $6.2k $6.2k 0.00% New
45 Signature Equity Partners, LLC 0.00% of their portfolio COLUMBUS, OH 2828 $1.1k $1.1k 0.00% Unchanged