Vault-13

TRIPLEPOINT VENTURE GROWTH B TPVG

COM · Common Stock · CUSIP 89677Y100

63 institutional holders -10 vs Q1 2026
2,880,3492.9m shares reported held*
7.1% of all shares outstanding*
$14.1mreported value*
11 new 16 added 21 reduced 18 sold out net sold ≈ $3.9m (-798.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 40.7m as of 2026-08-05, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.91. Options: 4 managers hold calls ($285.3k notional), 4 hold puts ($377.6k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 91Q4 22: 94Q1 23: 78Q2 23: 81Q3 23: 84Q4 23: 89Q1 24: 87Q2 24: 85Q3 24: 84Q4 24: 85Q1 25: 73Q2 25: 67Q3 25: 75Q4 25: 75Q1 26: 73Q2 26: 6363Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202291
Q4 202294
Q1 202378
Q2 202381
Q3 202384
Q4 202389
Q1 202487
Q2 202485
Q3 202484
Q4 202485
Q1 202573
Q2 202567
Q3 202575
Q4 202575
Q1 202673
Q2 202663

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 40 bought or addedQ3 24: 44 cut or sold outQ4 24: 42 bought or addedQ4 24: 43 cut or sold outQ4 24Q1 25: 29 bought or addedQ1 25: 44 cut or sold outQ2 25: 30 bought or addedQ2 25: 41 cut or sold outQ2 25Q3 25: 46 bought or addedQ3 25: 23 cut or sold outQ4 25: 36 bought or addedQ4 25: 39 cut or sold outQ4 25Q1 26: 38 bought or addedQ1 26: 32 cut or sold outQ2 26: 27 bought or addedQ2 26: 39 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244044
Q4 20244243
Q1 20252944
Q2 20253041
Q3 20254623
Q4 20253639
Q1 20263832
Q2 20262739

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 25 calls: $67.0kQ3 25 puts: $1.9mQ3 25P/C 27.94Q4 25 calls: $663.2kQ4 25 puts: $673.6kQ4 25P/C 1.02Q1 26 calls: $217.1kQ1 26 puts: $477.5kQ1 26P/C 2.20Q2 26 calls: $285.3kQ2 26 puts: $377.6kQ2 26P/C 1.32
Numbers
QuarterCallsPutsP/C
Q3 2025$67.0k$1.9m27.94
Q4 2025$663.2k$673.6k1.02
Q1 2026$217.1k$477.5k2.20
Q2 2026$285.3k$377.6k1.32

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +58,083+58.1k
Arax Advisory Partners New +40,300+40.3k
&PARTNERS New +23,860+23.9k
ENVESTNET ASSET MANAGEMENT INC New +21,865+21.9k
Catalyst Capital Advisors LLC New +19,494+19.5k
SMH CAPITAL ADVISORS INC New +19,494+19.5k
Legal & General Group Plc Added +14,054+14.1k
Attessa Capital LLC New +13,610+13.6k
Kovack Advisors, Inc. Added +12,850+12.8k
Private Advisor Group, LLC New +12,256+12.3k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Reduced -232,938-232.9k
Schonfeld Strategic Advisors LLC Sold out -137,464-137.5k
UBS Group AG Reduced -122,619-122.6k
NORDEN GROUP LLC Reduced -106,751-106.8k
Lido Advisors, LLC Sold out -83,570-83.6k
Trexquant Investment LP Sold out -83,323-83.3k
MILLENNIUM MANAGEMENT LLC Reduced -66,699-66.7k
MARSHALL WACE, LLP Reduced -59,134-59.1k
Samalin Investment Counsel, LLC Reduced -37,850-37.9k
Dynamic Technology Lab Private Ltd Sold out -26,379-26.4k

Biggest calls

CITADEL ADVISORS LLC Added $215.5k43.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $66.3k13.5k shares
SIMPLEX TRADING, LLC Reduced $2.9k600 shares
GROUP ONE TRADING LLC New $491100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $164.5k33.5k shares
IMC-Chicago, LLC Added $136.0k27.7k shares
CITADEL ADVISORS LLC Reduced $66.3k13.5k shares
SIMPLEX TRADING, LLC Added $10.8k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TriplePoint Capital LLC 13D · may seek influence new · filed 2026-09-22
Stated purposeThe information set forth in Item 3 of this Schedule 13D is incorporated by reference into this Item 4. TPC acquired the reported securities for investment purposes. Full filing
7.4% new 3.0m≈ $14.8m 2026-09-22

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 2 buyingQ3 25: 0 sellingQ3 25Q4 25: 2 buyingQ4 25: 0 sellingQ1 26: 2 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 1 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20252$3.9m0——
Q4 20252$7.5m0——
Q1 20262$1.2m0——
Q2 20260—0——
Q3 20261$1.5m1$1.5m—
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-18 Labe James Chief Executive Officer, director · By TriplePoint Capital LLC Bought 313,865 $4.71 $1.5m313.9k shares +16%
2026-09-18 Srivastava Sajal President and CIO, director Sold 313,865 $4.71 $1.5m313.9k shares -100%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 618,001618.0k $3.0m $3.0m 0.00% Reduced -232.9k -232,938
2 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 337,655337.7k $1.7m $1.7m 0.00% Reduced -59.1k -59,134
3 Legal & General Group Plc 0.00% of their portfolio London, X0 325,584325.6k $1.6m $1.6m 0.00% Added +14.1k +14,054
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 153,663153.7k $754.5k $754.5k 0.00% Reduced -2.9k -2,883
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 126,269126.3k $620.0k $620.0k 0.00% Added +58.1k +58,083
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 122,506122.5k $601.5k $601.5k 0.00% Reduced -18.0k -17,996
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 115,985116.0k $569.5k $569.5k 0.00% Added +3.8k +3,789
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 84,99885.0k $417.3k $417.3k 0.00% Reduced -122.6k -122,619
9 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 79,21979.2k $401.6k $401.6k 0.02% Added +12.8k +12,850
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 65,60465.6k $322.1k $322.1k 0.00% Reduced -1.8k -1,775
11 Samalin Investment Counsel, LLC 0.10% of their portfolio CHAPPAQUA, NY 61,74361.7k $303.2k $303.2k 0.10% Reduced -37.9k -37,850
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 58,07758.1k $285.2k $285.2k 0.00% Added +3.8k +3,778
13 Virtus Investment Advisers, LLC 0.06% of their portfolio HARTFORD, CT 53,32353.3k $261.8k $261.8k 0.06% Reduced -15.2k -15,190
14 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 49,09149.1k $240.0k $240.0k 0.00% Added +5.0k +5,036
15 EAGLE GLOBAL ADVISORS LLC 0.01% of their portfolio Houston, TX 40,69540.7k $199.8k $199.8k 0.01% Reduced -3.7k -3,665
16 Ethos Financial Group, LLC 0.01% of their portfolio KING OF PRUSSIA, PA 40,36040.4k $194.4k $194.4k 0.01% Reduced -3.2k -3,200
17 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 40,30040.3k $197.9k $197.9k 0.00% New
18 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 39,76039.8k $195.2k $195.2k 0.00% Added +5.0k +4,951
19 Closed-End Fund Advisors, Inc. 0.16% of their portfolio RICHMOND, VA 33,80433.8k $166.0k $166.0k 0.16% Reduced -1.3k -1,320
20 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 32,81432.8k $161.1k $161.1k 0.00% Added +1.5k +1,454
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,01432.0k $157.2k $157.2k 0.00% Added +11.1k +11,064
22 Meridian Wealth Management, LLC 0.00% of their portfolio LEXINGTON, KY 30,00030.0k $147.3k $147.3k 0.00% Unchanged
23 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 23,86023.9k $117.2k $117.2k 0.00% New
24 NORDEN GROUP LLC 0.01% of their portfolio PROVO, UT 22,98523.0k $112.9k $112.9k 0.01% Reduced -106.8k -106,751
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,86521.9k $107.4k $107.4k 0.00% New
26 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 21,43121.4k $105.2k $105.2k 0.00% Added +7.9k +7,902
27 SMH CAPITAL ADVISORS INC 0.38% of their portfolio FORT WORTH, TX 19,49419.5k $95.7k $95.7k 0.38% New
28 Catalyst Capital Advisors LLC 0.00% of their portfolio San Juan, PR 19,49419.5k $95.7k $95.7k 0.00% New
29 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 19,06219.1k $93.6k $93.6k 0.00% Reduced -1.0k -1,022
30 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,43416.4k $80.7k $80.7k 0.00% Reduced -66.7k -66,699
31 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 15,60515.6k $76.6k $76.6k 0.00% Reduced -405 -405
32 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.01% of their portfolio CONCORD, MA 14,65914.7k $72.0k $72.0k 0.01% Added +2.4k +2,435
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,80613.8k $67.8k $67.8k 0.00% Reduced -16.0k -15,951
34 Attessa Capital LLC 0.03% of their portfolio TUCSON, AZ 13,61013.6k $66.8k $66.8k 0.03% New
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,25813.3k $65.1k $65.1k 0.00% Reduced -4.3k -4,308
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,87312.9k $63.0k $63.0k 0.00% Added +166 +166
37 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,25612.3k $60.2k $60.2k 0.00% New
38 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 11,34111.3k $55.7k $55.7k 0.00% Added +430 +430
39 AVENIR CORP 0.01% of their portfolio ALEXANDRIA, VA 11,00011.0k $54.0k $54.0k 0.01% Unchanged
40 HUB Investment Partners, LLC 0.00% of their portfolio AUSTIN, TX 10,78210.8k $52.9k $52.9k 0.00% Unchanged
41 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 10,29310.3k $50.5k $50.5k 0.00% Unchanged
42 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 7,1857.2k $36.4k $36.4k 0.00% Unchanged
43 SUMMIT SECURITIES GROUP LLC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $24.6k $24.6k 0.00% Unchanged
44 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 3,0003.0k $14.7k $14.7k 0.00% Unchanged
45 Aventura Private Wealth, LLC 0.00% of their portfolio AVENTURA, FL 2,4962.5k $12.3k $12.3k 0.00% Unchanged
46 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 2,4572.5k $12.1k $12.1k 0.00% Reduced -2.9k -2,850
47 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 2,4002.4k $11.8k $11.8k 0.00% Unchanged
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0002.0k $9.8k $9.8k 0.00% Unchanged
49 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,4161.4k $7.0k $7.0k 0.00% Added +1.1k +1,052
50 Accordant Advisory Group Inc 0.00% of their portfolio ANNAPOLIS, MD 1,4001.4k $6.9k $6.9k 0.00% Unchanged
51 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 1,2361.2k $6.1k $6.1k 0.00% Reduced -362 -362
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,1331.1k $5.5k $5.5k 0.00% New
53 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 1,0341.0k $5.1k $5.1k 0.00% New
54 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,0001.0k $4.9k $4.9k 0.00% Unchanged
55 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 929929 $4.6k $4.6k 0.00% Reduced -22 -22
56 Financial Network Wealth Advisors LLC 0.00% of their portfolio MURRAY, UT 847847 $4.2k $4.2k 0.00% Unchanged
57 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 400400 $2.0k $2.0k 0.00% Unchanged
58 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 307307 $1.5k $1.5k 0.00% Added +29 +29
59 Triumph Capital Management 0.00% of their portfolio DENVER, CO 300300 $1.5k $1.5k 0.00% Unchanged
60 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 125125 $614 $614 0.00% New
61 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 104104 $511 $511 0.00% Added +13 +13
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 66 $29 $29 0.00% New
63 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 11 $5 $5 0.00% Reduced -125 -125