Vault-13

TRINITY CAP INC TRIN

COM · Common Stock · CUSIP 896442308

129 institutional holders +14 vs Q4 2024
16,285,16016.3m shares reported held*
25.2% of all shares outstanding*
$246.8mreported value*
33 new 47 added 28 reduced 17 sold out net bought ≈ $34.5m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($64.1k this quarter). Holder counts are more reliable. Shares outstanding: 64.7m as of 2025-05-05, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $15.16. Options: 5 managers hold calls ($2.7m notional), 6 hold puts ($1.6m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 65Q4 22: 60Q1 23: 60Q2 23: 55Q3 23: 70Q4 23: 85Q1 24: 91Q2 24: 88Q3 24: 104Q4 24: 115Q1 25: 129129Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202265
Q4 202260
Q1 202360
Q2 202355
Q3 202370
Q4 202385
Q1 202491
Q2 202488
Q3 2024104
Q4 2024115
Q1 2025129

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 25 bought or addedQ2 23: 35 cut or sold outQ3 23: 54 bought or addedQ3 23: 21 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 23 cut or sold outQ1 24: 56 bought or addedQ1 24: 42 cut or sold outQ1 24Q2 24: 61 bought or addedQ2 24: 34 cut or sold outQ3 24: 74 bought or addedQ3 24: 26 cut or sold outQ3 24Q4 24: 72 bought or addedQ4 24: 44 cut or sold outQ1 25: 80 bought or addedQ1 25: 45 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232535
Q3 20235421
Q4 20236023
Q1 20245642
Q2 20246134
Q3 20247426
Q4 20247244
Q1 20258045

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 24 calls: $4.6mQ2 24 puts: $637.3kQ2 24P/C 0.14Q3 24 calls: $3.3mQ3 24 puts: $466.6kQ3 24P/C 0.14Q4 24 calls: $2.3mQ4 24 puts: $2.6mQ4 24P/C 1.11Q1 25 calls: $2.7mQ1 25 puts: $1.6mQ1 25P/C 0.60
Numbers
QuarterCallsPutsP/C
Q2 2024$4.6m$637.3k0.14
Q3 2024$3.3m$466.6k0.14
Q4 2024$2.3m$2.6m1.11
Q1 2025$2.7m$1.6m0.60

Biggest buyers

TWO SIGMA ADVISERS, LP Added +895,200+895.2k
TWO SIGMA INVESTMENTS, LP Added +579,204+579.2k
Round Rock Advisors LLC Added +341,343+341.3k
LPL Financial LLC Added +325,753+325.8k
UBS Group AG Added +188,903+188.9k
HRT FINANCIAL LP Added +136,176+136.2k
Qube Research & Technologies Ltd Added +132,748+132.7k
GOLDMAN SACHS GROUP INC Added +117,420+117.4k
Cubist Systematic Strategies, LLC New +117,236+117.2k
BANK OF AMERICA CORP /DE/ Added +110,448+110.4k

Biggest sellers

MARSHALL WACE, LLP Sold out -200,326-200.3k
WELLS FARGO & COMPANY/MN Reduced -200,147-200.1k
Concentric Capital Strategies, LP Sold out -135,918-135.9k
Invesco Ltd. Reduced -128,658-128.7k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -127,000-127.0k
ALLIANCEBERNSTEIN L.P. Reduced -111,825-111.8k
Cambridge Investment Research Advisors, Inc. Sold out -98,361-98.4k
MORGAN STANLEY Reduced -84,843-84.8k
MILLENNIUM MANAGEMENT LLC Reduced -84,763-84.8k
GSA CAPITAL PARTNERS LLP Reduced -81,474-81.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.6m106.0k shares
SIMPLEX TRADING, LLC Added $633.0k41.8k shares
GROUP ONE TRADING LLC Added $318.4k21.0k shares
JANE STREET GROUP, LLC New $153.1k10.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Added $803.5k53.0k shares
CITADEL ADVISORS LLC Reduced $413.9k27.3k shares
JANE STREET GROUP, LLC Reduced $266.8k17.6k shares
SIMPLEX TRADING, LLC Reduced $112.0k7.4k shares
SUMMIT SECURITIES GROUP LLC New $18.2k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q2 23: 3 buyingQ2 23: 0 sellingQ3 23: 1 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 2 buyingQ3 24: 0 sellingQ3 24Q4 24: 4 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20233$93.6k0——
Q3 20231$50.0k0——
Q4 20231$40.0k0——
Q1 20241$50.0k0——
Q2 20240—0——
Q3 20242$79.0k0——
Q4 20244$476.6k0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 1,374,2581.4m $20.8m $20.8m 0.03% Reduced -15.5k -15,530
2 Melia Wealth LLC 8.63% of their portfolio TULSA, OK 1,103,9491.1m $16.7m $16.7m 8.63% Added +7.0k +6,980
3 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 1,093,6001.1m $16.6m $16.6m 0.04% Added +895.2k +895,200
4 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 945,906945.9k $14.3m $14.3m 0.03% Added +579.2k +579,204
5 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 879,138879.1k $13.3m $13.3m 0.03% Added +35.3k +35,289
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 816,465816.5k $12.4m $12.4m 0.00% Reduced -128.7k -128,658
7 EMERALD ADVISERS, LLC 0.55% of their portfolio LEOLA, PA 798,761798.8k $12.1m $12.1m 0.55% Reduced -3.7k -3,728
8 EMERALD MUTUAL FUND ADVISERS TRUST 0.62% of their portfolio LEOLA, PA 577,713577.7k $8.8m $8.8m 0.62% Unchanged
9 ARES MANAGEMENT LLC 0.51% of their portfolio LOS ANGELES, CA 545,723545.7k $8.3m $8.3m 0.51% Reduced -4.1k -4,116
10 Round Rock Advisors LLC 1.50% of their portfolio WILTON, CT 532,931532.9k $8.1m $8.1m 1.50% Added +341.3k +341,343
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 453,232453.2k $6.9m $6.9m 0.00% Added +188.9k +188,903
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 424,427424.4k $6.4m $6.4m 0.01% Added +10.5k +10,490
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 372,983373.0k $5.7m $5.7m 0.00% Added +325.8k +325,753
14 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 364,277364.3k $5.5m $5.5m 0.01% Reduced -84.8k -84,763
15 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 330,885330.9k $5.0m $5.0m 0.00% Added +87.7k +87,685
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 278,640278.6k $4.2m $4.2m 0.00% Reduced -45.0k -45,046
17 Trexquant Investment LP 0.04% of their portfolio STAMFORD, CT 249,751249.8k $3.8m $3.8m 0.04% Added +24.0k +24,041
18 Hennion & Walsh Asset Management, Inc. 0.17% of their portfolio Parsippany, NJ 247,138247.1k $3.7m $3.7m 0.17% Added +24.8k +24,787
19 KENNEDY CAPITAL MANAGEMENT LLC 0.09% of their portfolio ST LOUIS, MO 244,894244.9k $3.7m $3.7m 0.09% Added +24.6k +24,558
20 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 244,344244.3k $3.7m $3.7m 0.01% Added +132.7k +132,748
21 BlackRock, Inc. 0.00% of their portfolio New York, NY 241,139241.1k $3.7m $3.7m 0.00% Added +35.2k +35,241
22 Faithward Advisors, LLC 0.62% of their portfolio LANCASTER, PA 236,732236.7k $3.6m $3.6m 0.62% Reduced -5.4k -5,408
23 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 191,529191.5k $2.9m $2.9m 0.05% Added +14.3k +14,291
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 185,990186.0k $2.8m $2.8m 0.00% Reduced -84.8k -84,843
25 GraniteShares Advisors LLC 1.75% of their portfolio NEW YORK, NY 181,637181.6k $2.8m $2.8m 1.75% Added +11.0k +11,010
26 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 151,610151.6k $2.3m $2.3m 0.02% Added +136.2k +136,176
27 Sovereign's Capital Management, LLC 1.26% of their portfolio Atlanta, GA 140,268140.3k $2.1m $2.1m 1.26% Reduced -8.8k -8,800
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 136,672136.7k $2.1m $2.1m 0.00% Added +117.4k +117,420
29 SMH CAPITAL ADVISORS INC 4.79% of their portfolio FORT WORTH, TX 136,014136.0k $2.1m $2.1m 4.79% Added +4.1k +4,132
30 ExodusPoint Capital Management, LP 0.03% of their portfolio NEW YORK, NY 130,801130.8k $2.0m $2.0m 0.03% Added +38.4k +38,363
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 118,951119.0k $1.8m $1.8m 0.00% Added +2.4k +2,351
32 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 117,236117.2k $1.8m $1.8m 0.02% New
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 112,216112.2k $1.7m $1.7m 0.00% Added +110.4k +110,448
34 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 105,660105.7k $1.6m $1.6m 0.00% New
35 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 104,924104.9k $1.6m $1.6m 0.03% New
36 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 97,39697.4k $1.3m $1.3m 0.04% Added +9.1k +9,085
37 Canton Hathaway, LLC 0.29% of their portfolio PROVIDENCE, RI 95,25695.3k $1.4m $1.4m 0.29% Added +67.8k +67,830
38 Legacy Capital Wealth Partners, LLC 0.34% of their portfolio LITTLE ROCK, AR 92,09492.1k $1.4m $1.4m 0.34% Reduced -2.3k -2,291
39 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 80,81980.8k $1.2m $1.2m 0.00% Added +718 +718
40 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 74,05974.1k $1.1m $1.1m 0.00% Added +14.5k +14,538
41 Catalyst Capital Advisors LLC 0.02% of their portfolio San Juan, PR 70,33770.3k $1.1m $1.1m 0.02% Unchanged
42 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 68,52468.5k $1.0m $1.0m 0.00% Reduced -127.0k -127,000
43 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ST. LOUIS, MO 59,04959.0k $895.2k $895.2k 0.01% Added +430 +430
44 AWM CAPITAL, LLC 0.10% of their portfolio Phoenix, AZ 56,27356.3k $881.8k $881.8k 0.10% Added +5.6k +5,630
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 54,27854.3k $822.9k $822.9k 0.00% Added +4.7k +4,656
46 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 53,49653.5k $811.0k $811.0k 0.00% Added +4.6k +4,600
47 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 47,34747.3k $717.8k $717.8k 0.00% New
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,31647.3k $717.3k $717.3k 0.00% Reduced -64.1k -64,075
49 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 46,39846.4k $703.4k $703.4k 0.02% Added +699 +699
50 Aquatic Capital Management LLC 0.02% of their portfolio CHICAGO, IL 45,06045.1k $683.1k $683.1k 0.02% Added +36.5k +36,487
51 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 43,26743.3k $655.9k $655.9k 0.00% Reduced -200.1k -200,147
52 Texas Capital Bank Wealth Management Services Inc 0.07% of their portfolio Dallas, TX 43,12943.1k $653.8k $653.8k 0.07% Unchanged
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,68640.7k $617.1k $617.1k 0.00% Added +8.7k +8,670
54 FIRST FINANCIAL BANK - TRUST DIVISION 0.06% of their portfolio HAMILTON, OH 38,66538.7k $586.2k $586.2k 0.06% Unchanged
55 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 37,13437.1k $563.0k $563.0k 0.01% Added +7.1k +7,107
56 Quantbot Technologies LP 0.02% of their portfolio NEW YORK, NY 36,90936.9k $559.5k $559.5k 0.02% Added +314 +314
57 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 32,50232.5k $492.7k $492.7k 0.03% New
58 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 32,30032.3k $489.7k $489.7k 0.00% New
59 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 29,37529.4k $445.3k $445.3k 0.03% Added +5.3k +5,275
60 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 29,00029.0k $439.6k $439.6k 0.00% Reduced -111.8k -111,825
61 Triumph Capital Management 0.15% of their portfolio DENVER, CO 28,71928.7k $435.4k $435.4k 0.15% Reduced -13.0k -13,048
62 Calydon Capital 0.08% of their portfolio MEMPHIS, TN 26,72826.7k $405.2k $405.2k 0.08% Added +1.4k +1,355
63 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 26,31226.3k $398.9k $398.9k 0.01% Added +12.5k +12,460
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,73025.7k $390.0k $390.0k 0.00% Reduced -708 -708
65 First Commonwealth Financial Corp /PA/ 0.08% of their portfolio Indiana, PA 23,74123.7k $359.9k $359.9k 0.08% Unchanged
66 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 22,37822.4k $339.2k $339.2k 0.00% Reduced -2.7k -2,722
67 Vident Advisory, LLC 0.00% of their portfolio Alpharetta, GA 22,21922.2k $336.8k $336.8k 0.00% Added +6.0k +6,022
68 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 22,16322.2k $336.0k $336.0k 0.00% Unchanged
69 EAGLE GLOBAL ADVISORS LLC 0.01% of their portfolio Houston, TX 21,28021.3k $322.6k $322.6k 0.01% New
70 Dynamic Technology Lab Private Ltd 0.05% of their portfolio SINGAPORE, U0 21,10021.1k $320.0k $320.0k 0.05% New
71 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 21,00021.0k $329.1k $329.1k 0.01% New
72 Rinkey Investments 0.10% of their portfolio San Diego, CA 20,48520.5k $310.5k $310.5k 0.10% Added +1.2k +1,175
73 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 20,13620.1k $305.0k $305.0k 0.03% Reduced -81.5k -81,474
74 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 19,34019.3k $293.2k $293.2k 0.00% New
75 Naviter Wealth, LLC 0.04% of their portfolio LITTLE ROCK, AR 18,60018.6k $294.4k $294.4k 0.04% New
76 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 18,33718.3k $278.0k $278.0k 0.00% Unchanged
77 MOODY NATIONAL BANK TRUST DIVISION 0.03% of their portfolio GALVESTON, TX 18,33218.3k $277.9k $277.9k 0.03% Unchanged
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,83117.8k $270.3k $270.3k 0.00% New
79 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 16,35116.4k $247.9k $247.9k 0.00% New
80 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 15,75715.8k $246.9k $246.9k 0.00% Reduced -47.0k -47,021
81 Empowered Funds, LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 15,45615.5k $234.3k $234.3k 0.00% New
82 PDT Partners, LLC 0.02% of their portfolio New York, NY 14,86914.9k $225.4k $225.4k 0.02% New
83 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 14,82014.8k $224.7k $224.7k 0.01% New
84 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 14,77314.8k $224.0k $224.0k 0.00% New
85 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 14,72914.7k $223.3k $223.3k 0.00% Reduced -28.0k -28,021
86 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 14,44314.4k $219.0k $219.0k 0.00% Unchanged
87 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 14,20414.2k $215.3k $215.3k 0.00% New
88 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,00014.0k $221.6k $221.6k 0.00% Added +3.7k +3,706
89 PharVision Advisers, LLC 0.29% of their portfolio BOCA RATON, FL 13,96114.0k $211.6k $211.6k 0.29% New
90 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,47813.5k $204.3k $204.3k 0.00% Added +1.3k +1,305
91 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 13,20413.2k $200.2k $200.2k 0.01% Added +1.2k +1,188
92 Keel Point, LLC 0.01% of their portfolio HUNTSVILLE, AL 12,42612.4k $188.4k $188.4k 0.01% Unchanged
93 Annex Advisory Services, LLC 0.01% of their portfolio BROOKFIELD, WI 12,22712.2k $185.4k $185.4k 0.01% Unchanged
94 Entropy Technologies, LP 0.02% of their portfolio NEW YORK, NY 12,02412.0k $182.3k $182.3k 0.02% New
95 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 12,00012.0k $181.9k $181.9k 0.00% New
96 Harvest Investment Services, LLC 0.05% of their portfolio Oakbrook Terrace, IL 11,96412.0k $181.4k $181.4k 0.05% New
97 Union Bancaire Privee, UBP SA 0.00% of their portfolio GENEVA 1, V8 11,19211.2k $169.7k $169.7k 0.00% Unchanged
98 Colonial River Investments, LLC 0.09% of their portfolio MIDLOTHIAN, VA 10,88510.9k $165.0k $165.0k 0.09% Unchanged
99 AXXCESS WEALTH MANAGEMENT, LLC 0.00% of their portfolio CARLSBAD, CA 10,88510.9k $165.0k $165.0k 0.00% Unchanged
100 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,56610.6k $160.2k $160.2k 0.00% Reduced -69.4k -69,352