Vault-13

TRICO BANCSHARES TCBK

COM · Common Stock · CUSIP 896095106

Bank holding company

148 institutional holders +14 vs Q4 2023
21,451,02521.5m shares reported held*
64.7% of all shares outstanding*
$789.3mreported value*
22 new 50 added 43 reduced 9 sold out net sold ≈ $32.2m (-875.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Shares outstanding: 33.2m as of 2024-05-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $36.80. Options: 3 managers hold calls ($7.4k notional), 3 hold puts ($845.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 152Q1 23: 150Q2 23: 137Q3 23: 133Q4 23: 134Q1 24: 148148Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022144
Q4 2022152
Q1 2023150
Q2 2023137
Q3 2023133
Q4 2023134
Q1 2024148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 74 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 56 bought or addedQ2 23: 72 cut or sold outQ2 23Q3 23: 68 bought or addedQ3 23: 51 cut or sold outQ3 23Q4 23: 63 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 52 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226271
Q1 20237461
Q2 20235672
Q3 20236851
Q4 20236360
Q1 20247252

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 23 calls: $53.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $70.5kQ3 23 puts: $3.2kQ3 23P/C 0.05Q4 23 calls: $21.5kQ4 23 puts: $4.3kQ4 23P/C 0.20Q1 24 calls: $7.4kQ1 24 puts: $845.9kQ1 24P/C 115.00
Numbers
QuarterCallsPutsP/C
Q2 2023$53.1k$00.00
Q3 2023$70.5k$3.2k0.05
Q4 2023$21.5k$4.3k0.20
Q1 2024$7.4k$845.9k115.00

Biggest buyers

MORGAN STANLEY Added +109,896+109.9k
AMERICAN CENTURY COMPANIES INC Added +84,065+84.1k
Empowered Funds, LLC Added +73,305+73.3k
Assenagon Asset Management S.A. New +58,224+58.2k
HEARTLAND ADVISORS INC Added +50,000+50.0k
MILLENNIUM MANAGEMENT LLC New +45,886+45.9k
TWO SIGMA INVESTMENTS, LP Added +44,727+44.7k
DIMENSIONAL FUND ADVISORS LP Added +37,713+37.7k
Thrivent Financial for Lutherans New +37,415+37.4k
Russell Investments Group, Ltd. Added +36,362+36.4k

Biggest sellers

Davis Asset Management, L.P. Reduced -1,020,800-1.0m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -190,440-190.4k
EAGLE ASSET MANAGEMENT INC Sold out -186,183-186.2k
ROYAL BANK OF CANADA Reduced -91,563-91.6k
BlackRock Inc. Reduced -82,428-82.4k
FMR LLC Reduced -66,668-66.7k
NORTHERN TRUST CORP Reduced -43,156-43.2k
VANGUARD GROUP INC Reduced -33,128-33.1k
FIRST TRUST ADVISORS LP Reduced -31,865-31.9k
ALLIANCEBERNSTEIN L.P. Reduced -23,149-23.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $7.4k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC New $0500 shares

Biggest puts

BANK OF AMERICA CORP /DE/ New $698.8k19.0k shares
CITADEL ADVISORS LLC Added $147.1k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2025-02-12 8.8% 2.9m≈ $155.6m 2025-02-12
FRANKLIN RESOURCES INC 13G · institution new · filed 2026-04-29 5.1% new 1.6m≈ $88.8m 2026-04-29
DIMENSIONAL FUND ADVISORS LP 13G · institution new · filed 2025-04-15 5.0% new 1.7m≈ $89.6m 2025-04-15

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27), FRANKLIN MUTUAL ADVISERS LLC (5.0%, 2026-01-29; now reported by FRANKLIN RESOURCES INC)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 1 buyingQ2 22: 1 sellingQ3 22: 1 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 1 buyingQ2 23: 1 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20221$70.6k1$210.0k—
Q3 20221$123.7k0——
Q4 20220—0——
Q1 20230—0——
Q2 20231$165.0k1$153.3k—
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.01% of their portfolio BOSTON, MA 2,850,7052.9m $104.8m $104.8m 0.01% Reduced -66.7k -66,668
2 BlackRock Inc. 0.00% of their portfolio New York, NY 2,394,9462.4m $88.1m $88.1m 0.00% Reduced -82.4k -82,428
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,719,7561.7m $63.3m $63.3m 0.00% Reduced -33.1k -33,128
4 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 1,521,6471.5m $56.0m $56.0m 0.02% Reduced -5.3k -5,272
5 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,452,6341.5m $53.4m $53.4m 0.01% Added +37.7k +37,713
6 Davis Asset Management, L.P. 1.65% of their portfolio SAUSALITO, CA 1,020,8001.0m $37.5m $37.5m 1.65% Reduced -1.0m -1,020,800
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 909,468909.5k $33.5m $33.5m 0.00% Added +17.7k +17,708
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 884,511884.5k $32.5m $32.5m 0.00% Added +26.5k +26,533
9 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 875,909875.9k $32.2m $32.2m 0.01% Reduced -23.1k -23,149
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 741,080741.1k $27.3m $27.3m 0.00% Added +21.6k +21,633
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 594,050594.0k $21.8m $21.8m 0.00% Added +25.6k +25,608
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 505,530505.5k $18.6m $18.6m 0.02% Reduced -190.4k -190,440
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 411,148411.1k $15.1m $15.1m 0.00% Reduced -43.2k -43,156
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 360,202360.2k $13.2m $13.2m 0.00% Added +17.8k +17,783
15 Curi Capital, LLC 0.29% of their portfolio CHICAGO, IL 341,577341.6k $12.6m $12.6m 0.29% Added +24.1k +24,081
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 327,132327.1k $12.0m $12.0m 0.00% Added +109.9k +109,896
17 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 317,023317.0k $11.7m $11.7m 0.01% Added +84.1k +84,065
18 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 286,268286.3k $10.5m $10.5m 0.01% Reduced -9.7k -9,696
19 HEARTLAND ADVISORS INC 0.48% of their portfolio MILWAUKEE, WI 250,000250.0k $9.2m $9.2m 0.48% Added +50.0k +50,000
20 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 216,643216.6k $8.0m $8.0m 0.01% Added +7.7k +7,700
21 CRAWFORD INVESTMENT COUNSEL INC 0.13% of their portfolio ATLANTA, GA 188,922188.9k $6.9m $6.9m 0.13% Added +4.3k +4,263
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 174,887174.9k $6.4m $6.4m 0.00% Reduced -7.6k -7,618
23 Arete Wealth Advisors, LLC 0.54% of their portfolio CHICAGO, IL 157,426157.4k $5.8m $5.8m 0.54% Reduced -9.7k -9,678
24 DEPRINCE RACE & ZOLLO INC 0.12% of their portfolio Winter Park, FL 146,324146.3k $5.4m $5.4m 0.12% Added +35.1k +35,113
25 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.05% of their portfolio New York, NY 138,616138.6k $5.1m $5.1m 0.05% Added +20.6k +20,629
26 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.30% of their portfolio NEW YORK, NY 137,981138.0k $5.1m $5.1m 0.30% Unchanged
27 SWEENEY & MICHEL, LLC 2.22% of their portfolio CHICO, CA 131,627131.6k $5.0m $5.0m 2.22% First filing
28 ELEVATION POINT WEALTH PARTNERS, LLC 0.34% of their portfolio DENVER, CO 119,820119.8k $4.4m $4.4m 0.34% Reduced -1.3k -1,273
29 Sheaff Brock Investment Advisors, LLC 0.32% of their portfolio INDIANAPOLIS, IN 109,540109.5k $4.0m $4.0m 0.32% Unchanged
30 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 98,46998.5k $3.6m $3.6m 0.01% Added +36.4k +36,362
31 Empowered Funds, LLC 0.03% of their portfolio NEWTOWN SQUARE, PA 93,10893.1k $3.4m $3.4m 0.03% Added +73.3k +73,305
32 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 92,34392.3k $3.4m $3.4m 0.00% Reduced -3.8k -3,845
33 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 70,46770.5k $2.6m $2.6m 0.00% Reduced -31.9k -31,865
34 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 65,24065.2k $2.4m $2.4m 0.01% Added +44.7k +44,727
35 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.05% of their portfolio HOUSTON, TX 62,45462.5k $2.3m $2.3m 0.05% Added +26.8k +26,751
36 Swiss National Bank 0.00% of their portfolio ZURICH, V8 62,30062.3k $2.3m $2.3m 0.00% Unchanged
37 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 62,01662.0k $2.3m $2.3m 0.00% Reduced -3.7k -3,741
38 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 61,94061.9k $2.3m $2.3m 0.00% Added +9.8k +9,830
39 Rosenthal | Henry Capital Advisors, Inc. 3.05% of their portfolio MISHAWAKA, IN 61,73961.7k $2.3m $2.3m 3.05% Unchanged
40 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 60,08560.1k $2.2m $2.2m 0.01% Added +4.4k +4,400
41 Assenagon Asset Management S.A. 0.01% of their portfolio SENNINGERBERG, N4 58,22458.2k $2.1m $2.1m 0.01% New
42 RICE HALL JAMES & ASSOCIATES, LLC 0.11% of their portfolio San Diego, CA 53,53653.5k $2.0m $2.0m 0.11% Added +2 +2
43 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 52,42152.4k $1.9m $1.9m 0.01% Reduced -19.8k -19,798
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,66846.7k $1.7m $1.7m 0.00% Added +10.8k +10,778
45 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 45,88645.9k $1.7m $1.7m 0.00% New
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,30745.3k $1.7m $1.7m 0.00% Reduced -3.0k -2,967
47 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 43,26943.3k $1.6m $1.6m 0.00% Added +707 +707
48 Chico Wealth RIA 1.49% of their portfolio CHICO, CA 42,95443.0k $1.6m $1.6m 1.49% Unchanged
49 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 41,62041.6k $1.5m $1.5m 0.00% Reduced -17.4k -17,369
50 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 37,41537.4k $1.4m $1.4m 0.00% New
51 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 34,34834.3k $1.3m $1.3m 0.00% Unchanged
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,31133.3k $1.2m $1.2m 0.00% Reduced -17.1k -17,055
53 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 32,04732.0k $1.2m $1.2m 0.00% Added +27.1k +27,082
54 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 31,55731.6k $1.2m $1.2m 0.00% Reduced -1.7k -1,694
55 WOODWARD DIVERSIFIED CAPITAL, LLC 0.72% of their portfolio BAKERSFIELD, CA 31,47631.5k $1.2m $1.2m 0.72% Unchanged
56 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 28,89528.9k $1.1m $1.1m 0.00% Added +1.1k +1,119
57 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 28,79928.8k $1.1m $1.1m 0.00% Unchanged
58 Legal & General Group Plc 0.00% of their portfolio London, X0 27,82127.8k $1.0m $1.0m 0.00% Reduced -88 -88
59 HANTZ FINANCIAL SERVICES, INC. 0.02% of their portfolio SOUTHFIELD, MI 26,42426.4k $972.0k $972.0k 0.02% Reduced -1.3k -1,274
60 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 24,38424.4k $896.8k $896.8k 0.00% Added +16.3k +16,263
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,19924.2k $890.0k $890.0k 0.00% Added +186 +186
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22,38222.4k $823.2k $823.2k 0.00% Added +6.3k +6,257
63 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 21,85421.9k $803.8k $803.8k 0.00% Added +3.4k +3,359
64 North Star Investment Management Corp. 0.05% of their portfolio CHICAGO, IL 19,09619.1k $702.4k $702.4k 0.05% Unchanged
65 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 18,53918.5k $682.0k $682.0k 0.00% Unchanged
66 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 18,04518.0k $663.7k $663.7k 0.00% Added +764 +764
67 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 17,14717.1k $630.7k $630.7k 0.00% New
68 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 16,68616.7k $694.0k $694.0k 0.00% Added +7.8k +7,810
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,53216.5k $608.0k $608.0k 0.00% Added +11.8k +11,755
70 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 16,49816.5k $606.8k $606.8k 0.00% Unchanged
71 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 16,10916.1k $592.5k $592.5k 0.00% Added +1.5k +1,526
72 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 16,09316.1k $591.9k $591.9k 0.01% New
73 Jump Financial, LLC 0.02% of their portfolio Chicago, IL 16,06116.1k $590.7k $590.7k 0.02% New
74 Krilogy Financial LLC 0.04% of their portfolio ST. LOUIS, MO 15,69015.7k $577.1k $577.1k 0.04% Unchanged
75 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 15,32015.3k $563.5k $563.5k 0.00% Reduced -132 -132
76 IRONWOOD INVESTMENT MANAGEMENT LLC 0.27% of their portfolio BOSTON, MA 15,21415.2k $559.6k $559.6k 0.27% Reduced -240 -240
77 DARK FOREST CAPITAL MANAGEMENT LP 0.09% of their portfolio NEW YORK, NY 14,28314.3k $525.3k $525.3k 0.09% New
78 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,64313.6k $573.1k $573.1k 0.00% Reduced -580 -580
79 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 13,29813.3k $488.6k $488.6k 0.01% New
80 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 13,22913.2k $486.2k $486.2k 0.00% Added +2 +2
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,18713.2k $485.0k $485.0k 0.00% Added +4.3k +4,317
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,05513.1k $480.1k $480.1k 0.00% Added +801 +801
83 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 13,00513.0k $478.3k $478.3k 0.00% Added +3.5k +3,460
84 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 12,94612.9k $476.2k $476.2k 0.00% Reduced -11 -11
85 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 12,73012.7k $468.2k $468.2k 0.00% New
86 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,76711.8k $433.0k $433.0k 0.00% Reduced -91.6k -91,563
87 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,21911.2k $412.6k $412.6k 0.00% Added +11 +11
88 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 10,86010.9k $399.4k $399.4k 0.00% Reduced -2.3k -2,342
89 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 10,65010.7k $391.7k $391.7k 0.04% Unchanged
90 Fermata Advisors, LLC 0.09% of their portfolio SONOMA, CA 10,27510.3k $377.9k $377.9k 0.09% Unchanged
91 New York Life Investment Management LLC 0.00% of their portfolio New York, NY 10,16510.2k $373.9k $373.9k 0.00% New
92 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 10,13510.1k $372.8k $372.8k 0.00% New
93 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,02210.0k $368.6k $368.6k 0.00% Added +7.3k +7,301
94 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 9,97410.0k $366.8k $366.8k 0.00% Reduced -1 -1
95 SITTNER & NELSON, LLC 0.18% of their portfolio EUGENE, OR 9,8899.9k $363.7k $363.7k 0.18% Added +2 +2
96 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 9,7709.8k $359.3k $359.3k 0.00% New
97 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 9,7119.7k $357.0k $357.0k 0.00% Unchanged
98 OCCUDO QUANTITATIVE STRATEGIES LP 0.06% of their portfolio FORT LAUDERDALE, FL 9,6839.7k $356.1k $356.1k 0.06% New
99 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,4879.5k $348.9k $348.9k 0.00% Reduced -6.0k -5,981
100 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 8,6868.7k $319.5k $319.5k 0.00% Reduced -148 -148