Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

153 institutional holders +2 vs Q4 2025
6,858,6036.9m shares reported held*
$217.0mreported value*
11 new 49 added 35 reduced 9 sold out net bought ≈ $4.0m (+110.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.64.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137Q4 24: 150Q1 25: 146Q2 25: 150Q3 25: 154Q4 25: 151Q1 26: 153153Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137
Q4 2024150
Q1 2025146
Q2 2025150
Q3 2025154
Q4 2025151
Q1 2026153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 65 bought or addedQ2 24: 39 cut or sold outQ3 24: 52 bought or addedQ3 24: 44 cut or sold outQ3 24Q4 24: 70 bought or addedQ4 24: 41 cut or sold outQ1 25: 42 bought or addedQ1 25: 57 cut or sold outQ1 25Q2 25: 65 bought or addedQ2 25: 48 cut or sold outQ3 25: 53 bought or addedQ3 25: 50 cut or sold outQ3 25Q4 25: 70 bought or addedQ4 25: 62 cut or sold outQ1 26: 60 bought or addedQ1 26: 44 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20246539
Q3 20245244
Q4 20247041
Q1 20254257
Q2 20256548
Q3 20255350
Q4 20257062
Q1 20266044

Biggest buyers

OSAIC HOLDINGS, INC. Added +98,253+98.3k
Altium Capital Management LLC Added +38,469+38.5k
Saba Capital Management, L.P. Added +33,497+33.5k
Allspring Global Investments Holdings, LLC Added +31,757+31.8k
Pathstone Holdings, LLC Added +25,878+25.9k
Shaker Financial Services, LLC Added +23,218+23.2k
WOLVERINE ASSET MANAGEMENT LLC Added +22,721+22.7k
Hennion & Walsh Asset Management, Inc. Added +20,996+21.0k
SEI INVESTMENTS CO New +11,335+11.3k
FIRST TRUST ADVISORS LP Added +11,254+11.3k

Biggest sellers

UBS Group AG Reduced -48,927-48.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -44,407-44.4k
Stolper Co Reduced -43,205-43.2k
CITADEL ADVISORS LLC Reduced -29,208-29.2k
JANE STREET GROUP, LLC Sold out -17,171-17.2k
RAYMOND JAMES FINANCIAL INC Reduced -12,742-12.7k
Corient Private Wealth LP Reduced -12,221-12.2k
TIAA TRUST, NATIONAL ASSOCIATION Sold out -10,136-10.1k
WELLS FARGO & COMPANY/MN Reduced -9,426-9.4k
MORGAN STANLEY Reduced -8,616-8.6k

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 1 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 1 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20241$134.4k0——
Q1 20250—1$56.7k—
Q2 20250—0——
Q3 20251$3.3k1$5.1k—
Q4 20250—0——
Q1 20260—0——

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.74% of their portfolio NEW YORK, NY 735,098735.1k $23.2m $23.2m 0.74% Added +33.5k +33,497
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 553,797553.8k $17.5m $17.5m 0.00% Reduced -8.6k -8,616
3 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 514,535514.5k $16.3m $16.3m 0.03% Reduced -3.1k -3,091
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1.95% of their portfolio BLUE BELL, PA 430,043430.0k $13.6m $13.6m 1.95% Added +9.1k +9,111
5 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 366,014366.0k $11.6m $11.6m 0.02% Added +31.8k +31,757
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 260,984261.0k $8.2m $8.2m 0.00% Reduced -12.7k -12,742
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 213,270213.3k $6.7m $6.7m 0.00% Reduced -48.9k -48,927
8 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 198,736198.7k $6.3m $6.3m 0.01% Added +6.0k +6,046
9 UMB Bank, n.a. 0.08% of their portfolio Kansas City, MO 177,792177.8k $5.6m $5.6m 0.08% Reduced -2.8k -2,788
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 166,093166.1k $5.2m $5.2m 0.00% Reduced -9.4k -9,426
11 Uncommon Cents Investing LLC 1.17% of their portfolio JANESVILLE, WI 159,671159.7k $5.0m $5.0m 1.17% Reduced -185 -185
12 Cornerstone Advisory, LLC 0.45% of their portfolio HUNT VALLEY, MD 151,571151.6k $4.8m $4.8m 0.45% Added +4.1k +4,099
13 Hennion & Walsh Asset Management, Inc. 0.15% of their portfolio Parsippany, NJ 144,772144.8k $4.6m $4.6m 0.15% Added +21.0k +20,996
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 123,077123.1k $3.9m $3.9m 0.01% Added +98.3k +98,253
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 103,652103.7k $3.3m $3.3m 0.00% Added +3.8k +3,782
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 96,59196.6k $3.1m $3.1m 0.00% Added +2.7k +2,677
17 Shaker Financial Services, LLC 1.03% of their portfolio Arlington, VA 93,66393.7k $3.0m $3.0m 1.03% Added +23.2k +23,218
18 1620 INVESTMENT ADVISORS, INC. 1.98% of their portfolio PLYMOUTH, MA 92,65092.7k $2.9m $2.9m 1.98% Added +312 +312
19 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 86,27086.3k $2.7m $2.7m 0.01% Reduced -1.9k -1,850
20 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 84,59284.6k $2.7m $2.7m 0.00% Added +11.3k +11,254
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 82,63082.6k $2.6m $2.6m 0.01% Reduced -44.4k -44,407
22 Altium Capital Management LLC 5.93% of their portfolio NEW YORK, NY 78,92078.9k $2.5m $2.5m 5.93% Added +38.5k +38,469
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 78,69178.7k $2.5m $2.5m 0.00% Reduced -2.6k -2,612
24 Capstone Financial Advisors, Inc. 0.13% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.4m $2.4m 0.13% Unchanged
25 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 73,10873.1k $2.3m $2.3m 0.01% Reduced -1.0k -1,035
26 Platform Technology Partners 0.41% of their portfolio NEW YORK, NY 66,99667.0k $2.1m $2.1m 0.41% Unchanged
27 EVOLVE PRIVATE WEALTH, LLC 0.10% of their portfolio LOS ANGELES, CA 61,63461.6k $1.9m $1.9m 0.10% Added +40 +40
28 RB Capital Management, LLC 0.41% of their portfolio RENO, NV 60,97461.0k $1.9m $1.9m 0.41% Reduced -2.5k -2,520
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,24358.2k $1.8m $1.8m 0.00% Added +1.1k +1,072
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 55,25955.3k $1.7m $1.7m 0.00% Added +1.3k +1,306
31 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 49,34549.3k $1.6m $1.6m 0.02% Added +4.5k +4,533
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 48,35048.4k $1.5m $1.5m 0.00% Reduced -182 -182
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 46,88146.9k $1.5m $1.5m 0.00% Added +53 +53
34 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 41,18641.2k $1.3m $1.3m 0.01% Added +100 +100
35 Beckerman Institutional, LLC 0.67% of their portfolio OCEAN GROVE, NJ 39,99440.0k $1.3m $1.3m 0.67% Reduced -510 -510
36 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 38,65738.7k $1.2m $1.2m 0.00% Added +25.9k +25,878
37 Quadrant Private Wealth Management, LLC 0.19% of their portfolio Center Valley, PA 38,40638.4k $1.2m $1.2m 0.19% Unchanged
38 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 38,09538.1k $1.2m $1.2m 0.01% Added +6.5k +6,457
39 Whitener Capital Management, Inc. 0.24% of their portfolio Rocky Mount, NC 33,82133.8k $1.1m $1.1m 0.24% Added +69 +69
40 ALBION FINANCIAL GROUP /UT 0.06% of their portfolio SALT LAKE CITY, UT 30,49630.5k $963.4k $963.4k 0.06% Unchanged
41 Altus Wealth Group LLC 0.38% of their portfolio COLORADO SPRINGS, CO 29,61429.6k $935.5k $935.5k 0.38% Reduced -568 -568
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,06529.1k $918.1k $918.1k 0.00% Added +137 +137
43 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 28,67928.7k $906.0k $906.0k 0.01% Added +22.7k +22,721
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,94825.9k $819.7k $819.7k 0.00% Added +153 +153
45 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 25,90725.9k $819.0k $819.0k 0.00% Unchanged
46 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 24,64424.6k $774.7k $774.7k 0.00% Added +1.1k +1,120
47 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 24,59824.6k $777.1k $777.1k 0.01% Reduced -400 -400
48 Baltimore-Washington Financial Advisors, Inc. 0.03% of their portfolio Columbia, MD 24,41624.4k $771.3k $771.3k 0.03% Unchanged
49 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 22,81722.8k $720.8k $720.8k 0.00% Added +6.2k +6,215
50 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,60822.6k $714.2k $714.2k 0.00% Reduced -460 -460
51 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 21,08221.1k $666.0k $666.0k 0.01% Reduced -5.8k -5,811
52 KIRR MARBACH & CO LLC /IN/ 0.11% of their portfolio COLUMBUS, IN 19,88219.9k $628.1k $628.1k 0.11% Unchanged
53 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,03019.0k $601.2k $601.2k 0.00% Added +70 +70
54 Stolper Co 0.24% of their portfolio TULSA, OK 18,45018.4k $847.0k $847.0k 0.24% Reduced -43.2k -43,205
55 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 18,34618.3k $579.5k $579.5k 0.00% Added +3.2k +3,244
56 Heritage Wealth Advisors 0.02% of their portfolio RICHMOND, VA 17,84617.8k $563.8k $563.8k 0.02% Reduced -322 -322
57 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 17,82517.8k $563.1k $563.1k 0.01% Added +113 +113
58 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 16,92516.9k $534.7k $534.7k 0.00% Added +5 +5
59 First PREMIER Bank 0.12% of their portfolio SIOUX FALLS, SD 16,57416.6k $524.0k $524.0k 0.12% Unchanged
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,66515.7k $494.9k $494.9k 0.00% Reduced -29.2k -29,208
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,61115.6k $482.5k $482.5k 0.00% Reduced -196 -196
62 Tower Wealth Partners, Inc. 0.27% of their portfolio LEWISBURG, PA 15,60415.6k $492.9k $492.9k 0.27% Added +140 +140
63 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,52915.5k $490.6k $490.6k 0.00% Added +878 +878
64 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 15,33015.3k $484.3k $484.3k 0.01% Reduced -6.5k -6,520
65 Successful Portfolios LLC 0.26% of their portfolio CLEARWATER, FL 15,20515.2k $472.6k $472.6k 0.26% Added +8 +8
66 GatePass Capital, LLC 0.23% of their portfolio INDEPENDENCE, OH 14,75614.8k $466.1k $466.1k 0.23% Unchanged
67 DELTA CAPITAL MANAGEMENT LLC 0.23% of their portfolio RED BANK, NJ 13,34213.3k $421.0k $421.0k 0.23% Unchanged
68 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,93512.9k $408.6k $408.6k 0.00% Added +24 +24
69 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $401.8k $401.8k 0.01% Unchanged
70 MSH Capital Advisors LLC 0.09% of their portfolio SCOTTSDALE, AZ 12,71912.7k $401.8k $401.8k 0.09% Unchanged
71 TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio Boston, MA 12,61112.6k $398.4k $398.4k 0.05% Unchanged
72 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 12,36012.4k $390.5k $390.5k 0.01% Added +4.3k +4,304
73 CORA CAPITAL ADVISORS LLC 0.13% of their portfolio MARLTON, NJ 11,98112.0k $378.5k $378.5k 0.13% Unchanged
74 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 11,86611.9k $374.8k $374.8k 0.01% Unchanged
75 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,76311.8k $371.6k $371.6k 0.00% Reduced -12.2k -12,221
76 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 11,59811.6k $366.4k $366.4k 0.01% Unchanged
77 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 11,33511.3k $358.1k $358.1k 0.00% New
78 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 11,25011.2k $355.4k $355.4k 0.01% Added +1.9k +1,892
79 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,12111.1k $351.3k $351.3k 0.00% Reduced -346 -346
80 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 11,00611.0k $347.7k $347.7k 0.02% Unchanged
81 Financial Plan, Inc. 0.04% of their portfolio BELLINGHAM, WA 11,00611.0k $347.7k $347.7k 0.04% Reduced -982 -982
82 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 10,44710.4k $330.0k $330.0k 0.01% New
83 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 10,19910.2k $322.2k $322.2k 0.02% Unchanged
84 American Institute for Advanced Investment Management, LLP 0.21% of their portfolio Scottsdale, AZ 10,17010.2k $321.3k $321.3k 0.21% Unchanged
85 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.00% of their portfolio CHARLOTTE, NC 10,13610.1k $320.2k $320.2k 0.00% First filing
86 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 10,01010.0k $316.2k $316.2k 0.00% Added +3 +3
87 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9,9389.9k $314.0k $314.0k 0.00% New
88 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 9,8239.8k $310.3k $310.3k 0.00% Reduced -2 -2
89 MERIDIAN INVESTMENT COUNSEL INC. 0.07% of their portfolio LAFAYETTE, CA 9,7559.8k $308.2k $308.2k 0.07% Unchanged
90 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.00% of their portfolio PORTLAND, OR 9,2669.3k $292.7k $292.7k 0.00% Unchanged
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,8988.9k $281.1k $281.1k 0.00% Added +496 +496
92 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 8,6738.7k $274.0k $274.0k 0.00% Added +507 +507
93 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.13% of their portfolio WOODCLIFF LAKE, NJ 8,3008.3k $262.2k $262.2k 0.13% Unchanged
94 Unify Financial Advisors 0.27% of their portfolio CLEARWATER, FL 8,1298.1k $256.8k $256.8k 0.27% Reduced -155 -155
95 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,0198.0k $253.3k $253.3k 0.00% Reduced -1.0k -1,016
96 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 7,9457.9k $251.0k $251.0k 0.00% Reduced -623 -623
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 7,5327.5k $240.9k $240.9k 0.02% Reduced -594 -594
98 Gateway Wealth Partners, LLC 0.01% of their portfolio APPLETON, WI 7,4407.4k $235.0k $235.0k 0.01% New
99 PRENTISS SMITH & CO INC 0.13% of their portfolio BRATTLEBORO, VT 7,0267.0k $222.0k $222.0k 0.13% Unchanged
100 Independent Family Office, LLC 0.09% of their portfolio ALBANY, NY 6,9877.0k $220.7k $220.7k 0.09% Unchanged