Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

151 institutional holders -3 vs Q3 2025
6,742,2016.7m shares reported held*
$220.0mreported value*
16 new 54 added 34 reduced 28 sold out net bought ≈ $6.3m (+201.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.63.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137Q4 24: 150Q1 25: 146Q2 25: 150Q3 25: 154Q4 25: 151151Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137
Q4 2024150
Q1 2025146
Q2 2025150
Q3 2025154
Q4 2025151

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 46 bought or addedQ1 24: 49 cut or sold outQ2 24: 65 bought or addedQ2 24: 39 cut or sold outQ2 24Q3 24: 52 bought or addedQ3 24: 44 cut or sold outQ4 24: 70 bought or addedQ4 24: 41 cut or sold outQ4 24Q1 25: 42 bought or addedQ1 25: 57 cut or sold outQ2 25: 65 bought or addedQ2 25: 48 cut or sold outQ2 25Q3 25: 53 bought or addedQ3 25: 50 cut or sold outQ4 25: 70 bought or addedQ4 25: 62 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20244649
Q2 20246539
Q3 20245244
Q4 20247041
Q1 20254257
Q2 20256548
Q3 20255350
Q4 20257062

Biggest buyers

Focus Partners Wealth New +192,690+192.7k
MORGAN STANLEY Added +61,440+61.4k
Shaker Financial Services, LLC Added +57,763+57.8k
Saba Capital Management, L.P. Added +53,917+53.9k
CITADEL ADVISORS LLC New +44,873+44.9k
Altium Capital Management LLC New +40,451+40.5k
Hennion & Walsh Asset Management, Inc. Added +26,593+26.6k
Steward Partners Investment Advisory, LLC Added +17,425+17.4k
JANE STREET GROUP, LLC New +17,171+17.2k
LPL Financial LLC Added +16,660+16.7k

Biggest sellers

NorthCoast Asset Management LLC Sold out -198,450-198.4k
WELLS FARGO & COMPANY/MN Reduced -48,663-48.7k
UBS Group AG Reduced -31,601-31.6k
Prospera Capital Management, LLC Sold out -29,345-29.3k
FIRST MERCHANTS CORP Sold out -27,607-27.6k
JPMORGAN CHASE & CO Reduced -14,167-14.2k
Integrated Wealth Concepts LLC Sold out -11,203-11.2k
BancFirst Trust & Investment Management Sold out -11,061-11.1k
WOLVERINE ASSET MANAGEMENT LLC Reduced -10,011-10.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -8,445-8.4k

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 1 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 1 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25Q3 25: 1 buyingQ3 25: 1 sellingQ4 25: 0 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20241$134.4k0——
Q1 20250—1$56.7k—
Q2 20250—0——
Q3 20251$3.3k1$5.1k—
Q4 20250—0——

None reported in Q4 2025.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.77% of their portfolio NEW YORK, NY 701,601701.6k $22.9m $22.9m 0.77% Added +53.9k +53,917
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 562,413562.4k $18.4m $18.4m 0.00% Added +61.4k +61,440
3 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 517,626517.6k $16.9m $16.9m 0.03% Unchanged
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2.02% of their portfolio BLUE BELL, PA 420,932420.9k $13.7m $13.7m 2.02% Added +2.9k +2,899
5 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 334,257334.3k $10.9m $10.9m 0.02% Reduced -1.9k -1,939
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 273,726273.7k $8.9m $8.9m 0.00% Added +7.7k +7,667
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 262,197262.2k $8.6m $8.6m 0.00% Reduced -31.6k -31,601
8 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 192,690192.7k $6.3m $6.3m 0.01% New
9 UMB Bank, n.a. 0.08% of their portfolio Kansas City, MO 180,580180.6k $5.9m $5.9m 0.08% Not comparable
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 175,519175.5k $5.7m $5.7m 0.00% Reduced -48.7k -48,663
11 Uncommon Cents Investing LLC 1.26% of their portfolio JANESVILLE, WI 159,856159.9k $5.2m $5.2m 1.26% Added +660 +660
12 Cornerstone Advisory, LLC 0.46% of their portfolio HUNT VALLEY, MD 147,472147.5k $4.8m $4.8m 0.46% Added +6.5k +6,479
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 127,037127.0k $4.2m $4.2m 0.01% Reduced -4.1k -4,102
14 Hennion & Walsh Asset Management, Inc. 0.14% of their portfolio Parsippany, NJ 123,776123.8k $4.0m $4.0m 0.14% Added +26.6k +26,593
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 99,87099.9k $3.3m $3.3m 0.00% Reduced -562 -562
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 93,91493.9k $3.1m $3.1m 0.00% Added +5.8k +5,843
17 1620 INVESTMENT ADVISORS, INC. 2.01% of their portfolio PLYMOUTH, MA 92,33892.3k $3.0m $3.0m 2.01% Added +579 +579
18 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 88,12088.1k $2.9m $2.9m 0.01% First filing
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 81,30381.3k $2.7m $2.7m 0.00% Added +16.7k +16,660
20 Capstone Financial Advisors, Inc. 0.13% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.5m $2.5m 0.13% Unchanged
21 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 74,14374.1k $2.4m $2.4m 0.01% Added +232 +232
22 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 73,33873.3k $2.4m $2.4m 0.00% Added +5.7k +5,709
23 Shaker Financial Services, LLC 0.73% of their portfolio Arlington, VA 70,44570.4k $2.3m $2.3m 0.73% Added +57.8k +57,763
24 Platform Technology Partners 0.47% of their portfolio NEW YORK, NY 66,99667.0k $2.2m $2.2m 0.47% Added +4.0k +3,974
25 RB Capital Management, LLC 0.42% of their portfolio RENO, NV 63,49463.5k $2.1m $2.1m 0.42% Added +1.9k +1,913
26 Stolper Co 0.59% of their portfolio TULSA, OK 61,65561.7k $2.0m $2.0m 0.59% Added +3.3k +3,309
27 EVOLVE PRIVATE WEALTH, LLC 0.12% of their portfolio LOS ANGELES, CA 61,59461.6k $2.0m $2.0m 0.12% First filing
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 57,17157.2k $1.9m $1.9m 0.00% Added +365 +365
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,95354.0k $1.8m $1.8m 0.00% Added +496 +496
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 48,53248.5k $1.6m $1.6m 0.00% Added +1.6k +1,587
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 46,82846.8k $1.5m $1.5m 0.00% Reduced -84 -84
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,87344.9k $1.5m $1.5m 0.00% New
33 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 44,81244.8k $1.5m $1.5m 0.02% Added +6.4k +6,410
34 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 41,08641.1k $1.3m $1.3m 0.01% Added +542 +542
35 Beckerman Institutional, LLC 0.74% of their portfolio OCEAN GROVE, NJ 40,50440.5k $1.3m $1.3m 0.74% Reduced -513 -513
36 Altium Capital Management LLC 5.22% of their portfolio NEW YORK, NY 40,45140.5k $1.3m $1.3m 5.22% New
37 Quadrant Private Wealth Management, LLC 0.21% of their portfolio Center Valley, PA 38,40638.4k $1.3m $1.3m 0.21% Unchanged
38 Whitener Capital Management, Inc. 0.25% of their portfolio Rocky Mount, NC 33,75233.8k $1.1m $1.1m 0.25% Added +132 +132
39 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 31,63831.6k $1.0m $1.0m 0.01% Added +17.4k +17,425
40 ALBION FINANCIAL GROUP /UT 0.06% of their portfolio SALT LAKE CITY, UT 30,49630.5k $996.0k $996.0k 0.06% Reduced -660 -660
41 Altus Wealth Group LLC 0.39% of their portfolio COLORADO SPRINGS, CO 30,18230.2k $985.7k $985.7k 0.39% Reduced -669 -669
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,92828.9k $944.8k $944.8k 0.00% Added +1.3k +1,282
43 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 26,89326.9k $878.3k $878.3k 0.01% Reduced -1.4k -1,404
44 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 25,90725.9k $847.0k $847.0k 0.00% Unchanged
45 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,79525.8k $842.5k $842.5k 0.00% Added +155 +155
46 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 24,99825.0k $816.4k $816.4k 0.01% Reduced -89 -89
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,82424.8k $810.9k $810.9k 0.00% Added +1.5k +1,476
48 Baltimore-Washington Financial Advisors, Inc. 0.03% of their portfolio Columbia, MD 24,41624.4k $797.4k $797.4k 0.03% Unchanged
49 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,98424.0k $539.7k $539.7k 0.00% Added +11.8k +11,826
50 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 23,52423.5k $768.3k $768.3k 0.00% Reduced -2.8k -2,824
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 23,06823.1k $753.4k $753.4k 0.00% Reduced -1.6k -1,631
52 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 21,85021.9k $713.6k $713.6k 0.01% Added +704 +704
53 KIRR MARBACH & CO LLC /IN/ 0.12% of their portfolio COLUMBUS, IN 19,88219.9k $649.3k $649.3k 0.12% Unchanged
54 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,96019.0k $619.2k $619.2k 0.00% Added +1.4k +1,448
55 Heritage Wealth Advisors 0.02% of their portfolio RICHMOND, VA 18,16818.2k $593.4k $593.4k 0.02% Reduced -860 -860
56 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 17,71217.7k $578.5k $578.5k 0.01% Added +5.9k +5,938
57 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,17117.2k $560.8k $560.8k 0.00% New
58 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 16,92016.9k $552.6k $552.6k 0.00% Reduced -161 -161
59 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,60216.6k $542.2k $542.2k 0.00% Added +10.0k +9,969
60 First PREMIER Bank 0.12% of their portfolio SIOUX FALLS, SD 16,57416.6k $541.0k $541.0k 0.12% Unchanged
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,80715.8k $516.3k $516.3k 0.00% Reduced -14.2k -14,167
62 Tower Wealth Partners, Inc. 0.28% of their portfolio LEWISBURG, PA 15,46415.5k $505.1k $505.1k 0.28% Added +1.0k +1,030
63 Successful Portfolios LLC 0.26% of their portfolio CLEARWATER, FL 15,19715.2k $505.4k $505.4k 0.26% Added +406 +406
64 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 15,10215.1k $493.2k $493.2k 0.00% Added +927 +927
65 GatePass Capital, LLC 0.25% of their portfolio INDEPENDENCE, OH 14,75614.8k $481.9k $481.9k 0.25% Unchanged
66 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,65114.7k $478.5k $478.5k 0.00% Added +60 +60
67 DELTA CAPITAL MANAGEMENT LLC 0.24% of their portfolio RED BANK, NJ 13,34213.3k $436.0k $436.0k 0.24% Unchanged
68 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,91112.9k $421.7k $421.7k 0.00% Added +497 +497
69 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 12,77912.8k $417.4k $417.4k 0.00% Added +88 +88
70 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $415.4k $415.4k 0.01% Unchanged
71 MSH Capital Advisors LLC 0.09% of their portfolio SCOTTSDALE, AZ 12,71912.7k $415.4k $415.4k 0.09% Reduced -175 -175
72 TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio Boston, MA 12,61112.6k $411.9k $411.9k 0.05% Unchanged
73 Financial Plan, Inc. 0.04% of their portfolio BELLINGHAM, WA 11,98812.0k $391.5k $391.5k 0.04% First filing
74 CORA CAPITAL ADVISORS LLC 0.15% of their portfolio MARLTON, NJ 11,98112.0k $391.3k $391.3k 0.15% Added +706 +706
75 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 11,86611.9k $387.5k $387.5k 0.01% Unchanged
76 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 11,59811.6k $378.8k $378.8k 0.01% New
77 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,46711.5k $374.5k $374.5k 0.00% Reduced -329 -329
78 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 11,00611.0k $359.5k $359.5k 0.02% Reduced -100 -100
79 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 10,19910.2k $333.1k $333.1k 0.02% Reduced -1.2k -1,166
80 American Institute for Advanced Investment Management, LLP 0.21% of their portfolio Scottsdale, AZ 10,17010.2k $332.1k $332.1k 0.21% Reduced -103 -103
81 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 10,13610.1k $331.0k $331.0k 0.00% Unchanged
82 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 10,00710.0k $326.8k $326.8k 0.00% Added +327 +327
83 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 9,8259.8k $320.9k $320.9k 0.00% Reduced -1.2k -1,217
84 MERIDIAN INVESTMENT COUNSEL INC. 0.08% of their portfolio LAFAYETTE, CA 9,7559.8k $318.6k $318.6k 0.08% New
85 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 9,3589.4k $305.6k $305.6k 0.01% Added +596 +596
86 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.00% of their portfolio PORTLAND, OR 9,2669.3k $302.6k $302.6k 0.00% Unchanged
87 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 9,0359.0k $295.1k $295.1k 0.00% Reduced -2.1k -2,093
88 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 8,5688.6k $279.9k $279.9k 0.00% New
89 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 8,4048.4k $274.5k $274.5k 0.00% Reduced -1.3k -1,251
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,4028.4k $274.4k $274.4k 0.00% New
91 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.12% of their portfolio WOODCLIFF LAKE, NJ 8,3008.3k $271.1k $271.1k 0.12% Unchanged
92 Unify Financial Advisors 0.28% of their portfolio CLEARWATER, FL 8,2848.3k $270.6k $270.6k 0.28% First filing
93 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 8,1668.2k $266.7k $266.7k 0.00% New
94 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 8,1268.1k $265.4k $265.4k 0.02% Added +482 +482
95 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 8,0568.1k $263.1k $263.1k 0.01% New
96 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,8527.9k $256.4k $256.4k 0.00% Added +1.8k +1,776
97 PRENTISS SMITH & CO INC 0.14% of their portfolio BRATTLEBORO, VT 7,0267.0k $229.5k $229.5k 0.14% Reduced -663 -663
98 Independent Family Office, LLC 0.10% of their portfolio ALBANY, NY 6,9877.0k $228.2k $228.2k 0.10% Unchanged
99 MONETA GROUP INVESTMENT ADVISORS LLC 0.00% of their portfolio ST LOUIS, MO 6,6096.6k $215.8k $215.8k 0.00% New
100 Choate Investment Advisors 0.00% of their portfolio BOSTON, MA 6,5786.6k $214.8k $214.8k 0.00% Unchanged