Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

154 institutional holders +4 vs Q2 2025
6,617,9356.6m shares reported held*
$225.0mreported value*
16 new 37 added 41 reduced 9 sold out net bought ≈ $5.6m (+164.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.00.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137Q4 24: 150Q1 25: 146Q2 25: 150Q3 25: 154154Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137
Q4 2024150
Q1 2025146
Q2 2025150
Q3 2025154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 52 bought or addedQ4 23: 45 cut or sold outQ1 24: 46 bought or addedQ1 24: 49 cut or sold outQ1 24Q2 24: 65 bought or addedQ2 24: 39 cut or sold outQ3 24: 52 bought or addedQ3 24: 44 cut or sold outQ3 24Q4 24: 70 bought or addedQ4 24: 41 cut or sold outQ1 25: 42 bought or addedQ1 25: 57 cut or sold outQ1 25Q2 25: 65 bought or addedQ2 25: 48 cut or sold outQ3 25: 53 bought or addedQ3 25: 50 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20235245
Q1 20244649
Q2 20246539
Q3 20245244
Q4 20247041
Q1 20254257
Q2 20256548
Q3 20255350

Biggest buyers

Saba Capital Management, L.P. Added +515,716+515.7k
LAZARD ASSET MANAGEMENT LLC Added +67,821+67.8k
Quadrant Private Wealth Management, LLC New +38,406+38.4k
Allspring Global Investments Holdings, LLC Added +24,645+24.6k
JPMORGAN CHASE & CO Added +15,023+15.0k
Rockefeller Capital Management L.P. New +14,591+14.6k
Cerity Partners LLC New +14,175+14.2k
Private Advisor Group, LLC New +11,796+11.8k
Steward Partners Investment Advisory, LLC Added +9,875+9.9k
BNP PARIBAS FINANCIAL MARKETS Added +8,396+8.4k

Biggest sellers

Shaker Financial Services, LLC Reduced -149,668-149.7k
WOLVERINE ASSET MANAGEMENT LLC Reduced -138,085-138.1k
ROYAL BANK OF CANADA Reduced -56,896-56.9k
UBS Group AG Reduced -47,074-47.1k
Integrated Wealth Concepts LLC Reduced -44,074-44.1k
READYSTATE ASSET MANAGEMENT LP Sold out -35,835-35.8k
Bard Financial Services, Inc. Reduced -25,843-25.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -24,844-24.8k
Cornerstone Advisors, LLC Reduced -21,006-21.0k
HighTower Advisors, LLC Reduced -20,856-20.9k

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 1 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 1 sellingQ3 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20241$134.4k0——
Q1 20250—1$56.7k—
Q2 20250—0——
Q3 20251$3.3k1$5.1k—
DateInsiderTradeSharesPrice ValueTheir holding
2025-09-04 Petersen Christopher O. SVP & Asst Secretary Sold 151 $33.56 $5.1k151 shares -100%
2025-08-20 Larrenaga Ryan Collins Officer Bought 100 $33.04 $3.3k100 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.73% of their portfolio NEW YORK, NY 647,684647.7k $22.0m $22.0m 0.73% Added +515.7k +515,716
2 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 517,626517.6k $17.6m $17.6m 0.02% Added +67.8k +67,821
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 500,973501.0k $17.0m $17.0m 0.00% Reduced -8.5k -8,468
4 Bard Financial Services, Inc. 1.66% of their portfolio BRANFORD, CT 444,956445.0k $15.1m $15.1m 1.66% Reduced -25.8k -25,843
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2.16% of their portfolio BLUE BELL, PA 418,033418.0k $14.2m $14.2m 2.16% Added +2.3k +2,290
6 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 336,196336.2k $11.4m $11.4m 0.02% Added +24.6k +24,645
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 293,798293.8k $10.0m $10.0m 0.00% Reduced -47.1k -47,074
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 266,059266.1k $9.0m $9.0m 0.00% Added +2.6k +2,577
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 224,182224.2k $7.6m $7.6m 0.00% Reduced -8.2k -8,211
10 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 198,450198.4k $6.7m $6.7m 0.03% Reduced -4.9k -4,931
11 Uncommon Cents Investing LLC 1.35% of their portfolio JANESVILLE, WI 159,196159.2k $5.4m $5.4m 1.35% Reduced -2.6k -2,640
12 Cornerstone Advisory, LLC 0.47% of their portfolio HUNT VALLEY, MD 140,993141.0k $4.8m $4.8m 0.47% Added +1.8k +1,816
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 131,139131.1k $4.5m $4.5m 0.01% Added +4.9k +4,858
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 100,432100.4k $3.4m $3.4m 0.00% Added +2.3k +2,306
15 Hennion & Walsh Asset Management, Inc. 0.12% of their portfolio Parsippany, NJ 97,18397.2k $3.3m $3.3m 0.12% Added +5.7k +5,697
16 1620 INVESTMENT ADVISORS, INC. 2.12% of their portfolio PLYMOUTH, MA 91,75991.8k $3.1m $3.1m 2.12% Added +417 +417
17 Mariner, LLC 0.00% of their portfolio Overland Park, KS 88,07188.1k $3.0m $3.0m 0.00% Added +2.6k +2,607
18 Capstone Financial Advisors, Inc. 0.14% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.6m $2.6m 0.14% Unchanged
19 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 73,91173.9k $2.5m $2.5m 0.02% Added +1.2k +1,196
20 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 67,62967.6k $2.3m $2.3m 0.00% Added +5.0k +5,012
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 64,64364.6k $2.2m $2.2m 0.00% Added +2.5k +2,513
22 Platform Technology Partners 0.51% of their portfolio NEW YORK, NY 63,02263.0k $2.1m $2.1m 0.51% Unchanged
23 RB Capital Management, LLC 0.44% of their portfolio RENO, NV 61,58161.6k $2.1m $2.1m 0.44% Added +588 +588
24 Stolper Co 0.60% of their portfolio TULSA, OK 58,34658.3k $2.0m $2.0m 0.60% Reduced -43 -43
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,80656.8k $1.9m $1.9m 0.00% Reduced -56.9k -56,896
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,45753.5k $1.8m $1.8m 0.00% Reduced -1.6k -1,569
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 46,94546.9k $1.6m $1.6m 0.00% Reduced -156 -156
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 46,91246.9k $1.6m $1.6m 0.00% Added +2.9k +2,942
29 Beckerman Institutional, LLC 0.82% of their portfolio OCEAN GROVE, NJ 41,01741.0k $1.4m $1.4m 0.82% Reduced -483 -483
30 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 40,54440.5k $1.4m $1.4m 0.01% Added +59 +59
31 Quadrant Private Wealth Management, LLC 0.24% of their portfolio Center Valley, PA 38,40638.4k $1.3m $1.3m 0.24% New
32 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 38,40238.4k $1.3m $1.3m 0.02% Added +3.0k +2,959
33 Whitener Capital Management, Inc. 0.27% of their portfolio Rocky Mount, NC 33,62033.6k $1.1m $1.1m 0.27% Reduced -115 -115
34 ALBION FINANCIAL GROUP /UT 0.06% of their portfolio SALT LAKE CITY, UT 31,15631.2k $1.1m $1.1m 0.06% Reduced -446 -446
35 Altus Wealth Group LLC 0.43% of their portfolio COLORADO SPRINGS, CO 30,85130.9k $1.0m $1.0m 0.43% Unchanged
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,97430.0k $1.0m $1.0m 0.00% Added +15.0k +15,023
37 Prospera Capital Management, LLC 0.48% of their portfolio GILBERT, AZ 29,34529.3k $997.7k $997.7k 0.48% Unchanged
38 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 28,29728.3k $962.1k $962.1k 0.01% Reduced -522 -522
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,64627.6k $940.0k $940.0k 0.00% Reduced -20.9k -20,856
40 FIRST MERCHANTS CORP 0.04% of their portfolio Muncie, IN 27,60727.6k $938.6k $938.6k 0.04% Unchanged
41 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 26,34826.3k $895.8k $895.8k 0.01% Added +5.6k +5,580
42 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 25,90725.9k $881.0k $881.0k 0.00% Unchanged
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,64025.6k $871.7k $871.7k 0.00% Unchanged
44 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 25,08725.1k $853.0k $853.0k 0.01% Reduced -182 -182
45 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,69924.7k $839.8k $839.8k 0.00% Reduced -454 -454
46 Baltimore-Washington Financial Advisors, Inc. 0.04% of their portfolio Columbia, MD 24,41624.4k $830.1k $830.1k 0.04% Unchanged
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,34823.3k $785.2k $785.2k 0.00% Reduced -5.3k -5,333
48 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 21,14621.1k $718.9k $718.9k 0.02% Added +45 +45
49 KIRR MARBACH & CO LLC /IN/ 0.12% of their portfolio COLUMBUS, IN 19,88219.9k $676.0k $676.0k 0.12% Unchanged
50 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 19,02819.0k $647.0k $647.0k 0.03% Unchanged
51 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,51217.5k $595.4k $595.4k 0.00% Reduced -875 -875
52 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 17,08117.1k $580.8k $580.8k 0.00% Reduced -371 -371
53 First PREMIER Bank 0.13% of their portfolio SIOUX FALLS, SD 16,57416.6k $564.0k $564.0k 0.13% Unchanged
54 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 15,96916.0k $542.9k $542.9k 0.01% Reduced -138.1k -138,085
55 Successful Portfolios LLC 0.29% of their portfolio CLEARWATER, FL 14,79114.8k $502.9k $502.9k 0.29% Reduced -771 -771
56 GatePass Capital, LLC 0.29% of their portfolio INDEPENDENCE, OH 14,75614.8k $501.7k $501.7k 0.29% Unchanged
57 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,59114.6k $496.1k $496.1k 0.00% New
58 Tower Wealth Partners, Inc. 0.27% of their portfolio LEWISBURG, PA 14,43414.4k $490.8k $490.8k 0.27% Added +111 +111
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 14,21314.2k $483.2k $483.2k 0.00% Added +9.9k +9,875
60 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 14,17514.2k $482.0k $482.0k 0.00% New
61 DELTA CAPITAL MANAGEMENT LLC 0.23% of their portfolio RED BANK, NJ 13,34213.3k $454.0k $454.0k 0.23% Unchanged
62 MSH Capital Advisors LLC 0.12% of their portfolio SCOTTSDALE, AZ 12,89412.9k $438.4k $438.4k 0.12% Added +2.0k +2,000
63 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $432.5k $432.5k 0.01% Unchanged
64 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 12,69112.7k $431.5k $431.5k 0.00% Unchanged
65 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 12,68212.7k $431.2k $431.2k 0.15% Reduced -149.7k -149,668
66 TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio Boston, MA 12,61112.6k $428.8k $428.8k 0.05% Unchanged
67 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,41412.4k $422.1k $422.1k 0.00% Reduced -508 -508
68 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,15812.2k $413.4k $413.4k 0.00% Unchanged
69 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 11,86611.9k $403.4k $403.4k 0.01% Unchanged
70 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,79611.8k $401.1k $401.1k 0.00% New
71 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 11,77411.8k $400.3k $400.3k 0.01% Added +91 +91
72 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 11,36511.4k $386.4k $386.4k 0.03% Reduced -1.1k -1,118
73 CORA CAPITAL ADVISORS LLC 0.16% of their portfolio MARLTON, NJ 11,27511.3k $383.4k $383.4k 0.16% Unchanged
74 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 11,20311.2k $380.9k $380.9k 0.00% Reduced -44.1k -44,074
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,12811.1k $393.0k $393.0k 0.00% Reduced -462 -462
76 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 11,10611.1k $377.6k $377.6k 0.02% Unchanged
77 BancFirst Trust & Investment Management 0.14% of their portfolio OKLAHOMA CITY, OK 11,06111.1k $375.1k $375.1k 0.14% Unchanged
78 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 11,04211.0k $375.4k $375.4k 0.00% Unchanged
79 American Institute for Advanced Investment Management, LLP 0.23% of their portfolio Scottsdale, AZ 10,27310.3k $349.3k $349.3k 0.23% Reduced -1.4k -1,450
80 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 10,13610.1k $344.6k $344.6k 0.00% Reduced -1 -1
81 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 9,6809.7k $329.1k $329.1k 0.00% Added +2 +2
82 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9,6559.7k $328.3k $328.3k 0.00% Added +8.4k +8,396
83 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,2669.3k $315.0k $315.0k 0.01% Unchanged
84 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 8,7628.8k $297.9k $297.9k 0.01% Added +44 +44
85 Crews Bank & Trust 0.04% of their portfolio PORT CHARLOTTE, FL 8,5098.5k $289.3k $289.3k 0.04% Unchanged
86 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 8,4458.4k $287.1k $287.1k 0.02% Reduced -24.8k -24,844
87 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.13% of their portfolio WOODCLIFF LAKE, NJ 8,3008.3k $282.2k $282.2k 0.13% Unchanged
88 Quantedge Capital Pte Ltd 0.14% of their portfolio Singapore, U0 7,7517.8k $263.5k $263.5k 0.14% Reduced -15.2k -15,200
89 PRENTISS SMITH & CO INC 0.15% of their portfolio BRATTLEBORO, VT 7,6897.7k $261.4k $261.4k 0.15% Unchanged
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 7,6447.6k $242.8k $242.8k 0.02% Unchanged
91 First Command Advisory Services, Inc. 0.00% of their portfolio FORT WORTH, TX 7,4497.4k $253.3k $253.3k 0.00% Unchanged
92 Independent Family Office, LLC 0.10% of their portfolio ALBANY, NY 6,9877.0k $237.6k $237.6k 0.10% Unchanged
93 Busey Bank 0.01% of their portfolio URBANA, IL 6,6416.6k $225.8k $225.8k 0.01% New
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,6336.6k $225.5k $225.5k 0.00% Reduced -1.4k -1,440
95 Main Street Financial Solutions, LLC 0.01% of their portfolio NEWTOWN, PA 6,5836.6k $223.8k $223.8k 0.01% Added +51 +51
96 Choate Investment Advisors 0.00% of their portfolio BOSTON, MA 6,5786.6k $223.7k $223.7k 0.00% Unchanged
97 SUMMITRY LLC 0.01% of their portfolio Foster City, CA 6,5006.5k $221.0k $221.0k 0.01% New
98 Mezzasalma Advisors, LLC 0.05% of their portfolio TINTON FALLS, NJ 6,2926.3k $213.9k $213.9k 0.05% New
99 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,2806.3k $213.5k $213.5k 0.00% New
100 Mascagni Wealth Management, Inc. 0.16% of their portfolio CLINTON, MS 6,2006.2k $210.8k $210.8k 0.16% Reduced -159 -159