Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

150 institutional holders +4 vs Q1 2025
6,554,5876.6m shares reported held*
$207.6mreported value*
12 new 53 added 41 reduced 7 sold out net bought ≈ $11.3m (+357.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.67. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137Q4 24: 150Q1 25: 146Q2 25: 150150Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137
Q4 2024150
Q1 2025146
Q2 2025150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 42 bought or addedQ3 23: 49 cut or sold outQ4 23: 52 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 46 bought or addedQ1 24: 49 cut or sold outQ2 24: 65 bought or addedQ2 24: 39 cut or sold outQ2 24Q3 24: 52 bought or addedQ3 24: 44 cut or sold outQ4 24: 70 bought or addedQ4 24: 41 cut or sold outQ4 24Q1 25: 42 bought or addedQ1 25: 57 cut or sold outQ2 25: 65 bought or addedQ2 25: 48 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20234249
Q4 20235245
Q1 20244649
Q2 20246539
Q3 20245244
Q4 20247041
Q1 20254257
Q2 20256548

Biggest buyers

Saba Capital Management, L.P. New +131,968+132.0k
Shaker Financial Services, LLC Added +72,063+72.1k
ROYAL BANK OF CANADA Added +57,218+57.2k
Allspring Global Investments Holdings, LLC Added +35,000+35.0k
Bard Financial Services, Inc. Added +26,965+27.0k
READYSTATE ASSET MANAGEMENT LP Added +24,771+24.8k
Allworth Financial LP Added +24,037+24.0k
Cornerstone Advisors, LLC New +21,078+21.1k
&PARTNERS New +20,768+20.8k
HighTower Advisors, LLC Added +19,889+19.9k

Biggest sellers

MORGAN STANLEY Reduced -56,586-56.6k
Thrivent Financial for Lutherans Reduced -29,200-29.2k
WELLS FARGO & COMPANY/MN Reduced -22,347-22.3k
Baltimore-Washington Financial Advisors, Inc. Reduced -16,388-16.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -15,257-15.3k
Janney Montgomery Scott LLC Sold out -10,535-10.5k
Apollon Wealth Management, LLC Sold out -9,502-9.5k
EP Wealth Advisors, LLC Reduced -8,534-8.5k
Joel Isaacson & Co., LLC Reduced -6,615-6.6k
Mezzasalma Advisors, LLC Sold out -6,549-6.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 1 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 1 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—1$748—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20241$134.4k0——
Q1 20250—1$56.7k—
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 509,441509.4k $16.1m $16.1m 0.00% Reduced -56.6k -56,586
2 Bard Financial Services, Inc. 1.78% of their portfolio BRANFORD, CT 470,799470.8k $14.9m $14.9m 1.78% Added +27.0k +26,965
3 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 449,805449.8k $14.2m $14.2m 0.02% Unchanged
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2.20% of their portfolio BLUE BELL, PA 415,743415.7k $13.2m $13.2m 2.20% Added +4.0k +4,041
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 340,872340.9k $10.8m $10.8m 0.00% Added +4.6k +4,562
6 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 311,551311.6k $9.9m $9.9m 0.02% Added +35.0k +35,000
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 263,482263.5k $8.3m $8.3m 0.00% Added +3.9k +3,857
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 232,393232.4k $7.4m $7.4m 0.00% Reduced -22.3k -22,347
9 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 203,381203.4k $6.4m $6.4m 0.03% Reduced -2.4k -2,366
10 Shaker Financial Services, LLC 1.86% of their portfolio Arlington, VA 162,350162.3k $5.1m $5.1m 1.86% Added +72.1k +72,063
11 Uncommon Cents Investing LLC 1.37% of their portfolio JANESVILLE, WI 161,836161.8k $5.1m $5.1m 1.37% Reduced -2.1k -2,080
12 WOLVERINE ASSET MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 154,054154.1k $4.9m $4.9m 0.08% Added +19.3k +19,270
13 Cornerstone Advisory, LLC 0.47% of their portfolio HUNT VALLEY, MD 139,177139.2k $4.4m $4.4m 0.47% Added +7.1k +7,081
14 Saba Capital Management, L.P. 0.11% of their portfolio NEW YORK, NY 131,968132.0k $4.2m $4.2m 0.11% New
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 126,281126.3k $4.0m $4.0m 0.01% Added +2.2k +2,217
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 113,702113.7k $3.6m $3.6m 0.00% Added +57.2k +57,218
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 98,12698.1k $3.1m $3.1m 0.00% Added +1.6k +1,555
18 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 93,32793.3k $3.0m $3.0m 0.02% Reduced -8.5k -8,534
19 Hennion & Walsh Asset Management, Inc. 0.12% of their portfolio Parsippany, NJ 91,48691.5k $2.9m $2.9m 0.12% Reduced -3.4k -3,373
20 1620 INVESTMENT ADVISORS, INC. 2.05% of their portfolio PLYMOUTH, MA 91,34291.3k $2.9m $2.9m 2.05% Added +116 +116
21 Mariner, LLC 0.00% of their portfolio Overland Park, KS 85,46485.5k $2.7m $2.7m 0.00% Added +2.7k +2,736
22 Capstone Financial Advisors, Inc. 0.14% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.4m $2.4m 0.14% Unchanged
23 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 72,71572.7k $2.3m $2.3m 0.02% Reduced -2.3k -2,284
24 Platform Technology Partners 0.52% of their portfolio NEW YORK, NY 63,02263.0k $2.0m $2.0m 0.52% Added +1.5k +1,522
25 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 62,61762.6k $2.0m $2.0m 0.00% Added +1.9k +1,914
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 62,13062.1k $2.0m $2.0m 0.00% Added +14.1k +14,145
27 RB Capital Management, LLC 0.44% of their portfolio RENO, NV 60,99361.0k $1.9m $1.9m 0.44% Reduced -2.0k -2,006
28 Stolper Co 0.61% of their portfolio TULSA, OK 58,38958.4k $1.8m $1.8m 0.61% Added +3.0k +3,021
29 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 55,27755.3k $1.8m $1.8m 0.02% Reduced -1.5k -1,460
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 55,02655.0k $1.7m $1.7m 0.00% Reduced -3.7k -3,744
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,50248.5k $1.5m $1.5m 0.00% Added +19.9k +19,889
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 47,10147.1k $1.5m $1.5m 0.00% Reduced -4.5k -4,516
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 43,97044.0k $1.4m $1.4m 0.00% Added +1.9k +1,950
34 Beckerman Institutional, LLC 0.87% of their portfolio OCEAN GROVE, NJ 41,50041.5k $1.3m $1.3m 0.87% Reduced -153 -153
35 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 40,48540.5k $1.3m $1.3m 0.01% Added +24.0k +24,037
36 READYSTATE ASSET MANAGEMENT LP 0.05% of their portfolio CHICAGO, IL 35,83535.8k $1.1m $1.1m 0.05% Added +24.8k +24,771
37 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 35,44335.4k $1.1m $1.1m 0.02% Added +679 +679
38 Whitener Capital Management, Inc. 0.28% of their portfolio Rocky Mount, NC 33,73533.7k $1.1m $1.1m 0.28% Reduced -2.8k -2,816
39 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio Englewood, NJ 33,28933.3k $1.1m $1.1m 0.08% Reduced -15.3k -15,257
40 ALBION FINANCIAL GROUP /UT 0.07% of their portfolio SALT LAKE CITY, UT 31,60231.6k $1.0m $1.0m 0.07% Reduced -454 -454
41 Altus Wealth Group LLC 0.43% of their portfolio COLORADO SPRINGS, CO 30,85130.9k $976.7k $976.7k 0.43% Reduced -1.8k -1,825
42 Prospera Capital Management, LLC 0.51% of their portfolio GILBERT, AZ 29,34529.3k $929.1k $929.1k 0.51% Unchanged
43 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 28,81928.8k $912.4k $912.4k 0.01% Added +5.1k +5,090
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,68128.7k $908.3k $908.3k 0.00% Added +4.5k +4,543
45 FIRST MERCHANTS CORP 0.03% of their portfolio Muncie, IN 27,60727.6k $874.0k $874.0k 0.03% Unchanged
46 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 25,90725.9k $820.0k $820.0k 0.00% Reduced -29.2k -29,200
47 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,64025.6k $811.8k $811.8k 0.00% Reduced -1.3k -1,318
48 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 25,26925.3k $800.0k $800.0k 0.01% Added +1.2k +1,225
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,15325.2k $796.4k $796.4k 0.00% Reduced -996 -996
50 Baltimore-Washington Financial Advisors, Inc. 0.04% of their portfolio Columbia, MD 24,41624.4k $773.0k $773.0k 0.04% Reduced -16.4k -16,388
51 Quantedge Capital Pte Ltd 0.67% of their portfolio Singapore, U0 22,95123.0k $726.6k $726.6k 0.67% Added +5.7k +5,700
52 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 21,10121.1k $668.1k $668.1k 0.02% Added +584 +584
53 Cornerstone Advisors, LLC 0.02% of their portfolio ASHEVILLE, NC 21,07821.1k $667.3k $667.3k 0.02% New
54 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 20,76820.8k $657.5k $657.5k 0.01% New
55 KIRR MARBACH & CO LLC /IN/ 0.12% of their portfolio COLUMBUS, IN 19,88219.9k $629.5k $629.5k 0.12% Unchanged
56 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 19,02819.0k $602.4k $602.4k 0.03% Unchanged
57 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,38718.4k $582.1k $582.1k 0.00% Reduced -102 -102
58 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 17,45217.5k $552.5k $552.5k 0.00% Added +18 +18
59 First PREMIER Bank 0.13% of their portfolio SIOUX FALLS, SD 16,57416.6k $525.0k $525.0k 0.13% Unchanged
60 Successful Portfolios LLC 0.30% of their portfolio CLEARWATER, FL 15,56215.6k $492.7k $492.7k 0.30% Reduced -51 -51
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,95115.0k $473.3k $473.3k 0.00% Reduced -15 -15
62 GatePass Capital, LLC 0.31% of their portfolio INDEPENDENCE, OH 14,75614.8k $467.2k $467.2k 0.31% Reduced -200 -200
63 Tower Wealth Partners, Inc. 0.27% of their portfolio LEWISBURG, PA 14,32314.3k $453.5k $453.5k 0.27% Added +471 +471
64 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,22214.2k $450.3k $450.3k 0.00% New
65 DELTA CAPITAL MANAGEMENT LLC 0.24% of their portfolio RED BANK, NJ 13,34213.3k $422.0k $422.0k 0.24% Unchanged
66 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,92212.9k $409.1k $409.1k 0.00% Added +214 +214
67 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $402.7k $402.7k 0.01% Unchanged
68 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 12,69112.7k $401.8k $401.8k 0.00% Added +1.4k +1,400
69 TWIN FOCUS CAPITAL PARTNERS, LLC 0.06% of their portfolio Boston, MA 12,61112.6k $399.3k $399.3k 0.06% Added +1.0k +1,000
70 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 12,48312.5k $395.2k $395.2k 0.03% Reduced -27 -27
71 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,15812.2k $384.9k $384.9k 0.00% Reduced -31 -31
72 Joel Isaacson & Co., LLC 0.02% of their portfolio NEW YORK, NY 11,86611.9k $375.7k $375.7k 0.02% Reduced -6.6k -6,615
73 American Institute for Advanced Investment Management, LLP 0.26% of their portfolio Scottsdale, AZ 11,72311.7k $371.1k $371.1k 0.26% Added +283 +283
74 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 11,68311.7k $369.9k $369.9k 0.01% Added +385 +385
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,59011.6k $366.9k $366.9k 0.00% Reduced -471 -471
76 CORA CAPITAL ADVISORS LLC 0.16% of their portfolio MARLTON, NJ 11,27511.3k $357.0k $357.0k 0.16% Added +270 +270
77 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 11,10611.1k $351.6k $351.6k 0.02% Reduced -1.1k -1,066
78 BancFirst Trust & Investment Management 0.16% of their portfolio OKLAHOMA CITY, OK 11,06111.1k $349.0k $349.0k 0.16% Unchanged
79 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 11,04211.0k $349.6k $349.6k 0.00% Added +219 +219
80 MSH Capital Advisors LLC 0.10% of their portfolio SCOTTSDALE, AZ 10,89410.9k $344.9k $344.9k 0.10% Unchanged
81 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 10,13710.1k $320.9k $320.9k 0.00% Reduced -626 -626
82 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 9,6789.7k $306.4k $306.4k 0.00% Reduced -110 -110
83 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,2669.3k $293.4k $293.4k 0.01% Unchanged
84 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 8,7188.7k $276.0k $276.0k 0.01% Added +453 +453
85 Crews Bank & Trust 0.04% of their portfolio PORT CHARLOTTE, FL 8,5098.5k $269.4k $269.4k 0.04% Unchanged
86 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.13% of their portfolio WOODCLIFF LAKE, NJ 8,3008.3k $262.8k $262.8k 0.13% Added +200 +200
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,2558.3k $261.4k $261.4k 0.00% Reduced -3.5k -3,458
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,0738.1k $255.6k $255.6k 0.00% Added +225 +225
89 PRENTISS SMITH & CO INC 0.14% of their portfolio BRATTLEBORO, VT 7,6897.7k $243.4k $243.4k 0.14% Unchanged
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 7,6447.6k $242.0k $242.0k 0.02% Added +185 +185
91 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 7,6037.6k $240.7k $240.7k 0.03% New
92 Priebe Wealth Holdings LLC 0.21% of their portfolio MAPLE GROVE, MN 7,5777.6k $239.9k $239.9k 0.21% Reduced -1.5k -1,549
93 First Command Advisory Services, Inc. 0.00% of their portfolio FORT WORTH, TX 7,4497.4k $235.8k $235.8k 0.00% New
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,0077.0k $221.8k $221.8k 0.00% New
95 Independent Family Office, LLC 0.10% of their portfolio ALBANY, NY 6,9877.0k $221.2k $221.2k 0.10% Unchanged
96 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 6,9496.9k $220.0k $220.0k 0.00% New
97 Choate Investment Advisors 0.00% of their portfolio BOSTON, MA 6,5786.6k $208.3k $208.3k 0.00% Reduced -350 -350
98 Main Street Financial Solutions, LLC 0.02% of their portfolio NEWTOWN, PA 6,5326.5k $206.8k $206.8k 0.02% New
99 Mascagni Wealth Management, Inc. 0.17% of their portfolio CLINTON, MS 6,3596.4k $201.3k $201.3k 0.17% Reduced -270 -270
100 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,9005.9k $186.8k $186.8k 0.00% Unchanged