Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

146 institutional holders -4 vs Q4 2024
6,227,5006.2m shares reported held*
$191.0mreported value*
8 new 34 added 46 reduced 11 sold out net sold ≈ $13.4m (-436.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.67. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137Q4 24: 150Q1 25: 146146Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137
Q4 2024150
Q1 2025146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 52 bought or addedQ2 23: 40 cut or sold outQ3 23: 42 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 45 cut or sold outQ1 24: 46 bought or addedQ1 24: 49 cut or sold outQ1 24Q2 24: 65 bought or addedQ2 24: 39 cut or sold outQ3 24: 52 bought or addedQ3 24: 44 cut or sold outQ3 24Q4 24: 70 bought or addedQ4 24: 41 cut or sold outQ1 25: 42 bought or addedQ1 25: 57 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20235240
Q3 20234249
Q4 20235245
Q1 20244649
Q2 20246539
Q3 20245244
Q4 20247041
Q1 20254257

Biggest buyers

Advisors Asset Management, Inc. New +24,044+24.0k
UBS Group AG Added +23,915+23.9k
Joel Isaacson & Co., LLC New +18,481+18.5k
ROYAL BANK OF CANADA Added +13,321+13.3k
WOLVERINE ASSET MANAGEMENT LLC Added +7,852+7.9k
GatePass Capital, LLC Added +4,956+5.0k
LPL Financial LLC Added +4,523+4.5k
FIRST TRUST ADVISORS LP Added +3,954+4.0k
Allspring Global Investments Holdings, LLC Added +3,539+3.5k
Thrivent Financial for Lutherans Added +3,432+3.4k

Biggest sellers

Shaker Financial Services, LLC Reduced -73,780-73.8k
Sanctuary Advisors, LLC Sold out -68,080-68.1k
RAYMOND JAMES FINANCIAL INC Reduced -65,870-65.9k
Cornerstone Advisors, LLC Sold out -55,242-55.2k
CIBC Private Wealth Group LLC Reduced -49,622-49.6k
Platform Technology Partners Reduced -36,031-36.0k
AQR Arbitrage LLC Sold out -32,920-32.9k
Concurrent Investment Advisors, LLC Reduced -25,107-25.1k
Bard Financial Services, Inc. Reduced -21,550-21.6k
Savant Capital, LLC Sold out -18,950-18.9k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 1 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 1 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—1$748—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20241$134.4k0——
Q1 20250—1$56.7k—
DateInsiderTradeSharesPrice ValueTheir holding
2025-03-07 Carlton Pamela G Director Sold 1,815 $31.23 $56.7k1.8k shares -95%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 566,027566.0k $17.4m $17.4m 0.00% Reduced -5.1k -5,075
2 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 449,805449.8k $13.8m $13.8m 0.02% Unchanged
3 Bard Financial Services, Inc. 1.66% of their portfolio BRANFORD, CT 443,834443.8k $13.6m $13.6m 1.66% Reduced -21.6k -21,550
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2.39% of their portfolio BLUE BELL, PA 411,702411.7k $12.6m $12.6m 2.39% Reduced -29 -29
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 336,310336.3k $10.3m $10.3m 0.00% Added +23.9k +23,915
6 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 276,551276.6k $8.5m $8.5m 0.01% Added +3.5k +3,539
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 259,625259.6k $8.0m $8.0m 0.00% Reduced -65.9k -65,870
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 254,740254.7k $7.8m $7.8m 0.00% Added +2.7k +2,711
9 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 205,747205.7k $6.3m $6.3m 0.03% Reduced -8.1k -8,096
10 Uncommon Cents Investing LLC 1.47% of their portfolio JANESVILLE, WI 163,916163.9k $5.0m $5.0m 1.47% Reduced -3.0k -2,978
11 WOLVERINE ASSET MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 134,784134.8k $4.1m $4.1m 0.08% Added +7.9k +7,852
12 Cornerstone Advisory, LLC 0.46% of their portfolio HUNT VALLEY, MD 132,096132.1k $4.0m $4.0m 0.46% Added +3.0k +3,001
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 124,064124.1k $3.8m $3.8m 0.01% Reduced -4.6k -4,587
14 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 101,861101.9k $3.1m $3.1m 0.02% Reduced -1.6k -1,625
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 96,57196.6k $3.0m $3.0m 0.00% Added +1.0k +1,025
16 Hennion & Walsh Asset Management, Inc. 0.13% of their portfolio Parsippany, NJ 94,85994.9k $2.9m $2.9m 0.13% Reduced -2.7k -2,744
17 1620 INVESTMENT ADVISORS, INC. 2.14% of their portfolio PLYMOUTH, MA 91,22691.2k $2.8m $2.8m 2.14% Added +2.2k +2,182
18 Shaker Financial Services, LLC 1.08% of their portfolio Arlington, VA 90,28790.3k $2.8m $2.8m 1.08% Reduced -73.8k -73,780
19 Mariner, LLC 0.00% of their portfolio Overland Park, KS 82,72882.7k $2.5m $2.5m 0.00% Added +1.2k +1,164
20 Capstone Financial Advisors, Inc. 0.15% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.3m $2.3m 0.15% Unchanged
21 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 74,99975.0k $2.3m $2.3m 0.02% Reduced -5.6k -5,629
22 RB Capital Management, LLC 0.47% of their portfolio RENO, NV 62,99963.0k $1.9m $1.9m 0.47% Reduced -188 -188
23 Platform Technology Partners 0.55% of their portfolio NEW YORK, NY 61,50061.5k $1.9m $1.9m 0.55% Reduced -36.0k -36,031
24 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 60,70360.7k $1.9m $1.9m 0.00% Added +4.0k +3,954
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,77058.8k $1.8m $1.8m 0.00% Added +381 +381
26 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 56,73756.7k $1.7m $1.7m 0.02% Reduced -3.4k -3,350
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,48456.5k $1.7m $1.7m 0.00% Added +13.3k +13,321
28 Stolper Co 0.56% of their portfolio TULSA, OK 55,36855.4k $1.7m $1.7m 0.56% Added +349 +349
29 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 55,10755.1k $1.8m $1.8m 0.00% Added +3.4k +3,432
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 51,61751.6k $1.6m $1.6m 0.01% Reduced -1.1k -1,145
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.13% of their portfolio Englewood, NJ 48,54648.5k $1.5m $1.5m 0.13% Reduced -15.2k -15,242
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,98548.0k $1.5m $1.5m 0.00% Added +4.5k +4,523
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 42,02042.0k $1.3m $1.3m 0.00% Reduced -4.1k -4,129
34 Beckerman Institutional, LLC 0.93% of their portfolio OCEAN GROVE, NJ 41,65341.7k $1.3m $1.3m 0.93% Added +21 +21
35 Baltimore-Washington Financial Advisors, Inc. 0.07% of their portfolio Columbia, MD 40,80440.8k $1.3m $1.3m 0.07% Reduced -16.4k -16,388
36 Whitener Capital Management, Inc. 0.32% of their portfolio Rocky Mount, NC 36,55136.6k $1.1m $1.1m 0.32% Reduced -125 -125
37 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 34,76434.8k $1.1m $1.1m 0.03% Reduced -25.1k -25,107
38 Altus Wealth Group LLC 0.47% of their portfolio COLORADO SPRINGS, CO 32,67632.7k $1.0m $1.0m 0.47% Reduced -2.1k -2,126
39 ALBION FINANCIAL GROUP /UT 0.07% of their portfolio SALT LAKE CITY, UT 32,05632.1k $983.2k $983.2k 0.07% Reduced -454 -454
40 Prospera Capital Management, LLC 0.58% of their portfolio GILBERT, AZ 29,34529.3k $900.0k $900.0k 0.58% Unchanged
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,61328.6k $877.5k $877.5k 0.00% Added +159 +159
42 FIRST MERCHANTS CORP 0.03% of their portfolio Muncie, IN 27,60727.6k $846.7k $846.7k 0.03% Unchanged
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,95827.0k $826.8k $826.8k 0.00% Added +1 +1
44 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 26,14926.1k $802.0k $802.0k 0.00% Added +666 +666
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,13824.1k $740.4k $740.4k 0.00% Reduced -550 -550
46 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 24,04424.0k $737.4k $737.4k 0.01% New
47 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 23,72923.7k $727.8k $727.8k 0.01% Reduced -1.3k -1,278
48 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 20,51720.5k $629.2k $629.2k 0.02% Reduced -2.2k -2,167
49 KIRR MARBACH & CO LLC /IN/ 0.14% of their portfolio COLUMBUS, IN 19,88219.9k $609.8k $609.8k 0.14% Unchanged
50 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 19,02819.0k $583.6k $583.6k 0.03% Unchanged
51 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,48918.5k $567.1k $567.1k 0.00% Reduced -272 -272
52 Joel Isaacson & Co., LLC 0.03% of their portfolio NEW YORK, NY 18,48118.5k $566.8k $566.8k 0.03% New
53 Transform Wealth, LLC 0.03% of their portfolio GREENWOOD VILLAGE, CO 18,43718.4k $565.5k $565.5k 0.03% Unchanged
54 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 17,43417.4k $534.7k $534.7k 0.01% Added +4 +4
55 Quantedge Capital Pte Ltd 0.17% of their portfolio Singapore, U0 17,25117.3k $529.1k $529.1k 0.17% Reduced -2.5k -2,500
56 First PREMIER Bank 0.13% of their portfolio SIOUX FALLS, SD 16,57416.6k $508.0k $508.0k 0.13% Unchanged
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 16,44816.4k $481.1k $481.1k 0.00% Added +863 +863
58 Successful Portfolios LLC 0.33% of their portfolio CLEARWATER, FL 15,61315.6k $478.8k $478.8k 0.33% Added +8 +8
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,96615.0k $459.0k $459.0k 0.00% Reduced -3.1k -3,082
60 GatePass Capital, LLC 0.34% of their portfolio INDEPENDENCE, OH 14,95615.0k $458.7k $458.7k 0.34% Added +5.0k +4,956
61 Tower Wealth Partners, Inc. 0.23% of their portfolio LEWISBURG, PA 13,85213.9k $424.9k $424.9k 0.23% Added +121 +121
62 DELTA CAPITAL MANAGEMENT LLC 0.24% of their portfolio RED BANK, NJ 13,34213.3k $409.0k $409.0k 0.24% Unchanged
63 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $390.1k $390.1k 0.01% Unchanged
64 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,70812.7k $389.8k $389.8k 0.00% Added +1.4k +1,430
65 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 12,51012.5k $383.7k $383.7k 0.03% Reduced -910 -910
66 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 12,18912.2k $373.8k $373.8k 0.03% Reduced -20 -20
67 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,18912.2k $373.9k $373.9k 0.00% Reduced -535 -535
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 12,17212.2k $373.3k $373.3k 0.03% Added +75 +75
69 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,06112.1k $369.9k $369.9k 0.00% Added +212 +212
70 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,71311.7k $359.2k $359.2k 0.00% Reduced -6.8k -6,779
71 TWIN FOCUS CAPITAL PARTNERS, LLC 0.06% of their portfolio Boston, MA 11,61111.6k $356.1k $356.1k 0.06% Unchanged
72 American Institute for Advanced Investment Management, LLP 0.27% of their portfolio Scottsdale, AZ 11,44011.4k $350.9k $350.9k 0.27% Unchanged
73 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 11,29811.3k $346.5k $346.5k 0.01% Added +98 +98
74 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,29111.3k $346.3k $346.3k 0.00% Unchanged
75 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 11,06411.1k $339.3k $339.3k 0.02% Reduced -590 -590
76 BancFirst Trust & Investment Management 0.17% of their portfolio OKLAHOMA CITY, OK 11,06111.1k $338.0k $338.0k 0.17% Unchanged
77 CORA CAPITAL ADVISORS LLC 0.16% of their portfolio MARLTON, NJ 11,00511.0k $337.5k $337.5k 0.16% Unchanged
78 MSH Capital Advisors LLC 0.10% of their portfolio SCOTTSDALE, AZ 10,89410.9k $334.1k $334.1k 0.10% Reduced -76 -76
79 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,82310.8k $331.9k $331.9k 0.00% Unchanged
80 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 10,76310.8k $330.1k $330.1k 0.00% Reduced -1.1k -1,136
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,53510.5k $323.0k $323.0k 0.00% Reduced -341 -341
82 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 9,7889.8k $300.2k $300.2k 0.00% Added +2.0k +2,043
83 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 9,5029.5k $291.4k $291.4k 0.01% Reduced -753 -753
84 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,2669.3k $284.2k $284.2k 0.01% Unchanged
85 Priebe Wealth Holdings LLC 0.17% of their portfolio MAPLE GROVE, MN 9,1269.1k $279.9k $279.9k 0.17% Reduced -1.3k -1,281
86 Crews Bank & Trust 0.04% of their portfolio PORT CHARLOTTE, FL 8,5098.5k $261.0k $261.0k 0.04% Unchanged
87 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 8,2658.3k $253.5k $253.5k 0.01% Added +88 +88
88 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.14% of their portfolio WOODCLIFF LAKE, NJ 8,1008.1k $248.4k $248.4k 0.14% Unchanged
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,8487.8k $240.7k $240.7k 0.00% Unchanged
90 PRENTISS SMITH & CO INC 0.15% of their portfolio BRATTLEBORO, VT 7,6897.7k $235.8k $235.8k 0.15% Unchanged
91 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 7,4597.5k $228.8k $228.8k 0.02% Unchanged
92 Independent Family Office, LLC 0.11% of their portfolio ALBANY, NY 6,9877.0k $214.3k $214.3k 0.11% Unchanged
93 Choate Investment Advisors 0.01% of their portfolio BOSTON, MA 6,9286.9k $212.5k $212.5k 0.01% Unchanged
94 Mascagni Wealth Management, Inc. 0.20% of their portfolio CLINTON, MS 6,6296.6k $203.3k $203.3k 0.20% Unchanged
95 Mezzasalma Advisors, LLC 0.07% of their portfolio TINTON FALLS, NJ 6,5496.5k $200.9k $200.9k 0.07% Added +55 +55
96 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,9005.9k $181.0k $181.0k 0.00% Unchanged
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,6965.7k $174.7k $174.7k 0.00% Reduced -1 -1
98 BROWN, LISLE/CUMMINGS, INC. 0.04% of their portfolio PROVIDENCE, RI 5,0005.0k $153.3k $153.3k 0.04% Reduced -1.0k -1,000
99 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,9905.0k $153.0k $153.0k 0.00% Unchanged
100 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 4,8484.8k $132.8k $132.8k 0.00% Reduced -49.6k -49,622