Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

150 institutional holders +13 vs Q3 2024
6,881,8096.9m shares reported held*
$218.3mreported value*
17 new 53 added 33 reduced 8 sold out net bought ≈ $334.9k (+10.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.73. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137Q4 24: 150150Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137
Q4 2024150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 46 bought or addedQ1 23: 53 cut or sold outQ2 23: 52 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 49 cut or sold outQ4 23: 52 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 46 bought or addedQ1 24: 49 cut or sold outQ2 24: 65 bought or addedQ2 24: 39 cut or sold outQ2 24Q3 24: 52 bought or addedQ3 24: 44 cut or sold outQ4 24: 70 bought or addedQ4 24: 41 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234653
Q2 20235240
Q3 20234249
Q4 20235245
Q1 20244649
Q2 20246539
Q3 20245244
Q4 20247041

Biggest buyers

Cornerstone Advisory, LLC New +129,095+129.1k
UBS Group AG Added +56,431+56.4k
Platform Technology Partners Added +39,819+39.8k
MORGAN STANLEY Added +30,835+30.8k
Concurrent Investment Advisors, LLC Added +29,212+29.2k
CITADEL ADVISORS LLC New +18,492+18.5k
Mesirow Financial Investment Management, Inc. New +12,188+12.2k
TIAA TRUST, NATIONAL ASSOCIATION New +11,899+11.9k
READYSTATE ASSET MANAGEMENT LP New +11,654+11.7k
Waverly Advisors, LLC New +11,278+11.3k

Biggest sellers

Allspring Global Investments Holdings, LLC Reduced -168,718-168.7k
Cornerstone Advisors, LLC Reduced -67,677-67.7k
Hennion & Walsh Asset Management, Inc. Reduced -26,215-26.2k
AQR Arbitrage LLC Reduced -23,272-23.3k
Bard Financial Services, Inc. Reduced -22,029-22.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -21,293-21.3k
NORTHERN TRUST CORP Reduced -15,855-15.9k
NorthCoast Asset Management LLC Reduced -12,250-12.2k
DELTA CAPITAL MANAGEMENT LLC Reduced -10,000-10.0k
Private Advisor Group, LLC Sold out -9,025-9.0k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 1 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—1$748—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20241$134.4k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-11-18 TRUSCOTT WILLIAM F Senior Vice President · By LLC Bought 4,000 $33.60 $134.4k4.0k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 571,102571.1k $18.1m $18.1m 0.00% Added +30.8k +30,835
2 Bard Financial Services, Inc. 1.77% of their portfolio BRANFORD, CT 465,384465.4k $14.7m $14.7m 1.77% Reduced -22.0k -22,029
3 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 449,805449.8k $14.3m $14.3m 0.02% Unchanged
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2.49% of their portfolio BLUE BELL, PA 411,731411.7k $13.0m $13.0m 2.49% Reduced -841 -841
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 325,495325.5k $10.3m $10.3m 0.00% First filing
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 312,395312.4k $9.9m $9.9m 0.00% Added +56.4k +56,431
7 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 273,012273.0k $8.7m $8.7m 0.01% Reduced -168.7k -168,718
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 252,029252.0k $8.0m $8.0m 0.00% Reduced -1.2k -1,228
9 HTLF Bank 0.78% of their portfolio Denver, CO 217,703217.7k $6.9m $6.9m 0.78% Reduced -6.0k -6,005
10 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 213,843213.8k $6.8m $6.8m 0.03% Reduced -12.2k -12,250
11 Uncommon Cents Investing LLC 1.57% of their portfolio JANESVILLE, WI 166,894166.9k $5.3m $5.3m 1.57% Reduced -1.3k -1,340
12 Shaker Financial Services, LLC 1.99% of their portfolio Arlington, VA 164,067164.1k $5.2m $5.2m 1.99% Added +3.0k +3,010
13 Cornerstone Advisory, LLC 0.48% of their portfolio HUNT VALLEY, MD 129,095129.1k $4.2m $4.2m 0.48% New
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 128,651128.7k $4.1m $4.1m 0.01% Added +3.5k +3,523
15 WOLVERINE ASSET MANAGEMENT LLC 0.07% of their portfolio CHICAGO, IL 126,932126.9k $4.0m $4.0m 0.07% Added +6.2k +6,222
16 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 103,486103.5k $3.3m $3.3m 0.03% Added +243 +243
17 Hennion & Walsh Asset Management, Inc. 0.14% of their portfolio Parsippany, NJ 97,60397.6k $3.1m $3.1m 0.14% Reduced -26.2k -26,215
18 Platform Technology Partners 0.94% of their portfolio NEW YORK, NY 97,53197.5k $3.1m $3.1m 0.94% Added +39.8k +39,819
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 95,54695.5k $3.0m $3.0m 0.00% Added +844 +844
20 1620 INVESTMENT ADVISORS, INC. 2.14% of their portfolio PLYMOUTH, MA 89,04489.0k $2.8m $2.8m 2.14% Added +645 +645
21 Mariner, LLC 0.00% of their portfolio Overland Park, KS 81,56481.6k $2.6m $2.6m 0.00% Added +5.5k +5,478
22 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 80,62880.6k $2.6m $2.6m 0.02% Reduced -752 -752
23 Capstone Financial Advisors, Inc. 0.15% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.4m $2.4m 0.15% Unchanged
24 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 68,08068.1k $2.2m $2.2m 0.01% Added +5.1k +5,076
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.21% of their portfolio Englewood, NJ 63,78863.8k $2.0m $2.0m 0.21% Reduced -21.3k -21,293
26 RB Capital Management, LLC 0.47% of their portfolio RENO, NV 63,18763.2k $2.0m $2.0m 0.47% Added +4.3k +4,262
27 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 60,08760.1k $1.9m $1.9m 0.02% Reduced -4.1k -4,054
28 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 59,87159.9k $1.9m $1.9m 0.05% Added +29.2k +29,212
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,38958.4k $1.9m $1.9m 0.00% Added +2.4k +2,369
30 Baltimore-Washington Financial Advisors, Inc. 0.09% of their portfolio Columbia, MD 57,19257.2k $1.8m $1.8m 0.09% Unchanged
31 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 56,74956.7k $1.8m $1.8m 0.00% Added +2.5k +2,547
32 Cornerstone Advisors, LLC 0.07% of their portfolio ASHEVILLE, NC 55,24255.2k $1.8m $1.8m 0.07% Reduced -67.7k -67,677
33 Stolper Co 0.58% of their portfolio TULSA, OK 55,01955.0k $1.7m $1.7m 0.58% Added +2.0k +1,965
34 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 54,47054.5k $1.7m $1.7m 0.00% Unchanged
35 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 52,76252.8k $1.7m $1.7m 0.01% Reduced -643 -643
36 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 51,67551.7k $1.7m $1.7m 0.00% Reduced -4.5k -4,453
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 46,14946.1k $1.5m $1.5m 0.00% Added +2.5k +2,464
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,46243.5k $1.4m $1.4m 0.00% Reduced -1.3k -1,265
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 43,16343.2k $1.4m $1.4m 0.00% Added +307 +307
40 Beckerman Institutional, LLC 1.06% of their portfolio OCEAN GROVE, NJ 41,63241.6k $1.3m $1.3m 1.06% Added +708 +708
41 Whitener Capital Management, Inc. 0.33% of their portfolio Rocky Mount, NC 36,67636.7k $1.2m $1.2m 0.33% Reduced -139 -139
42 Altus Wealth Group LLC 0.49% of their portfolio COLORADO SPRINGS, CO 34,80234.8k $1.1m $1.1m 0.49% Reduced -440 -440
43 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 32,92032.9k $1.0m $1.0m 0.02% Reduced -23.3k -23,272
44 ALBION FINANCIAL GROUP /UT 0.07% of their portfolio SALT LAKE CITY, UT 32,51032.5k $1.0m $1.0m 0.07% Reduced -292 -292
45 Prospera Capital Management, LLC 0.68% of their portfolio GILBERT, AZ 29,34529.3k $927.6k $927.6k 0.68% First filing
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,45428.5k $901.7k $901.7k 0.00% Added +1.2k +1,178
47 FIRST MERCHANTS CORP 0.03% of their portfolio Muncie, IN 27,60727.6k $874.9k $874.9k 0.03% Unchanged
48 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,95727.0k $854.3k $854.3k 0.00% Added +1.1k +1,097
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,48325.5k $807.6k $807.6k 0.00% Added +4.7k +4,717
50 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 25,00725.0k $792.5k $792.5k 0.01% Reduced -294 -294
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,68824.7k $782.4k $782.4k 0.00% Added +2.4k +2,402
52 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 22,68422.7k $718.9k $718.9k 0.03% Reduced -226 -226
53 KIRR MARBACH & CO LLC /IN/ 0.14% of their portfolio COLUMBUS, IN 19,88219.9k $630.1k $630.1k 0.14% Unchanged
54 Quantedge Capital Pte Ltd 0.23% of their portfolio Singapore, U0 19,75119.8k $625.9k $625.9k 0.23% Reduced -200 -200
55 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 19,02819.0k $603.0k $603.0k 0.03% Reduced -1.2k -1,155
56 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 18,95018.9k $600.5k $600.5k 0.00% Added +318 +318
57 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,76118.8k $594.5k $594.5k 0.00% Added +240 +240
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,49218.5k $586.0k $586.0k 0.00% New
59 Transform Wealth, LLC 0.03% of their portfolio GREENWOOD VILLAGE, CO 18,43718.4k $584.3k $584.3k 0.03% Unchanged
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,04818.0k $571.9k $571.9k 0.00% Reduced -8.3k -8,272
61 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 17,43017.4k $552.4k $552.4k 0.01% Added +611 +611
62 First PREMIER Bank 0.13% of their portfolio SIOUX FALLS, SD 16,57416.6k $525.0k $525.0k 0.13% Unchanged
63 Successful Portfolios LLC 0.33% of their portfolio CLEARWATER, FL 15,60515.6k $494.5k $494.5k 0.33% Added +593 +593
64 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 15,58515.6k $509.2k $509.2k 0.00% Added +472 +472
65 Tower Wealth Partners, Inc. 0.23% of their portfolio LEWISBURG, PA 13,73113.7k $435.1k $435.1k 0.23% Added +899 +899
66 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 13,42013.4k $425.3k $425.3k 0.04% Reduced -6 -6
67 DELTA CAPITAL MANAGEMENT LLC 0.24% of their portfolio RED BANK, NJ 13,34213.3k $423.0k $423.0k 0.24% Reduced -10.0k -10,000
68 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,72412.7k $403.3k $403.3k 0.00% Reduced -378 -378
69 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $403.1k $403.1k 0.01% Unchanged
70 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 12,20912.2k $386.9k $386.9k 0.03% Added +990 +990
71 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 12,18812.2k $386.2k $386.2k 0.01% New
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 12,09712.1k $383.4k $383.4k 0.03% Added +568 +568
73 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 11,89911.9k $377.1k $377.1k 0.00% New
74 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,84911.8k $375.5k $375.5k 0.00% Added +402 +402
75 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 11,65411.7k $369.3k $369.3k 0.02% New
76 TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio Boston, MA 11,61111.6k $368.0k $368.0k 0.05% Added +611 +611
77 American Institute for Advanced Investment Management, LLP 0.27% of their portfolio Scottsdale, AZ 11,44011.4k $362.5k $362.5k 0.27% Added +657 +657
78 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,29111.3k $357.8k $357.8k 0.00% Unchanged
79 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,27811.3k $357.4k $357.4k 0.01% New
80 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 11,20011.2k $354.9k $354.9k 0.01% Added +732 +732
81 BancFirst Trust & Investment Management 0.16% of their portfolio OKLAHOMA CITY, OK 11,06111.1k $350.0k $350.0k 0.16% Unchanged
82 CORA CAPITAL ADVISORS LLC 0.17% of their portfolio MARLTON, NJ 11,00511.0k $348.7k $348.7k 0.17% Added +522 +522
83 MSH Capital Advisors LLC 0.11% of their portfolio SCOTTSDALE, AZ 10,97011.0k $347.6k $347.6k 0.11% Reduced -500 -500
84 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,87610.9k $345.0k $345.0k 0.00% Added +507 +507
85 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,82310.8k $343.0k $343.0k 0.00% Reduced -15.9k -15,855
86 Priebe Wealth Holdings LLC 0.22% of their portfolio MAPLE GROVE, MN 10,40710.4k $329.8k $329.8k 0.22% Reduced -712 -712
87 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 10,25510.3k $325.0k $325.0k 0.01% Added +1.3k +1,259
88 GatePass Capital, LLC 0.35% of their portfolio INDEPENDENCE, OH 10,00010.0k $316.9k $316.9k 0.35% First filing
89 JSF Financial, LLC 0.08% of their portfolio LOS ANGELES, CA 9,7879.8k $310.1k $310.1k 0.08% New
90 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,2669.3k $293.6k $293.6k 0.01% Unchanged
91 Crews Bank & Trust 0.05% of their portfolio PORT CHARLOTTE, FL 8,5098.5k $269.6k $269.6k 0.05% First filing
92 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 8,1778.2k $259.2k $259.2k 0.01% New
93 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.14% of their portfolio WOODCLIFF LAKE, NJ 8,1008.1k $256.7k $256.7k 0.14% Unchanged
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,8487.8k $248.7k $248.7k 0.00% Added +4.2k +4,209
95 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 7,7457.7k $245.4k $245.4k 0.00% Added +185 +185
96 PRENTISS SMITH & CO INC 0.16% of their portfolio BRATTLEBORO, VT 7,6897.7k $243.7k $243.7k 0.16% Unchanged
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 7,4597.5k $233.4k $233.4k 0.02% Added +7.2k +7,227
98 Independent Family Office, LLC 0.12% of their portfolio ALBANY, NY 6,9877.0k $221.4k $221.4k 0.12% Unchanged
99 Choate Investment Advisors 0.01% of their portfolio BOSTON, MA 6,9286.9k $219.5k $219.5k 0.01% Unchanged
100 Mascagni Wealth Management, Inc. 0.20% of their portfolio CLINTON, MS 6,6296.6k $203.3k $203.3k 0.20% First filing