Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

137 institutional holders +1 vs Q2 2024
6,844,8466.8m shares reported held*
$226.1mreported value*
10 new 42 added 33 reduced 11 sold out net bought ≈ $9.3m (+282.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.03. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137137Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 44 cut or sold outQ1 23: 46 bought or addedQ1 23: 53 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 40 cut or sold outQ3 23: 42 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 45 cut or sold outQ1 24: 46 bought or addedQ1 24: 49 cut or sold outQ1 24Q2 24: 65 bought or addedQ2 24: 39 cut or sold outQ3 24: 52 bought or addedQ3 24: 44 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225444
Q1 20234653
Q2 20235240
Q3 20234249
Q4 20235245
Q1 20244649
Q2 20246539
Q3 20245244

Biggest buyers

NorthCoast Asset Management LLC New +226,093+226.1k
EP Wealth Advisors, LLC New +103,243+103.2k
WOLVERINE ASSET MANAGEMENT LLC Added +67,577+67.6k
Shaker Financial Services, LLC Added +66,148+66.1k
Platform Technology Partners New +57,712+57.7k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +36,329+36.3k
JPMORGAN CHASE & CO Added +18,054+18.1k
NORTHERN TRUST CORP Added +16,288+16.3k
Allspring Global Investments Holdings, LLC Added +15,350+15.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +11,798+11.8k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -89,975-90.0k
Raymond James Financial Services Advisors, Inc. Reduced -80,273-80.3k
Cornerstone Advisors, LLC Reduced -44,463-44.5k
Atlas Wealth LLC Sold out -24,906-24.9k
Bard Financial Services, Inc. Reduced -23,880-23.9k
TIAA TRUST, NATIONAL ASSOCIATION Sold out -22,767-22.8k
ROYAL BANK OF CANADA Reduced -19,618-19.6k
UBS Group AG Reduced -14,288-14.3k
Hennion & Walsh Asset Management, Inc. Reduced -13,955-14.0k
CITADEL ADVISORS LLC Sold out -11,310-11.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 1 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—1$748—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 540,267540.3k $17.9m $17.9m 0.00% Reduced -2.6k -2,563
2 Bard Financial Services, Inc. 1.90% of their portfolio BRANFORD, CT 487,413487.4k $16.1m $16.1m 1.90% Reduced -23.9k -23,880
3 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 449,805449.8k $14.9m $14.9m 0.02% Unchanged
4 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 441,730441.7k $14.6m $14.6m 0.02% Added +15.3k +15,350
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2.60% of their portfolio BLUE BELL, PA 412,572412.6k $13.6m $13.6m 2.60% Added +5.7k +5,680
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 255,964256.0k $8.5m $8.5m 0.00% Reduced -14.3k -14,288
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 253,257253.3k $8.4m $8.4m 0.00% Reduced -6.0k -6,017
8 NorthCoast Asset Management LLC 0.05% of their portfolio STAMFORD, CT 226,093226.1k $7.4m $7.4m 0.05% New
9 HTLF Bank 0.80% of their portfolio Denver, CO 223,708223.7k $7.4m $7.4m 0.80% Reduced -3.1k -3,052
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 206,440206.4k $6.8m $6.8m 0.00% Reduced -90.0k -89,975
11 Uncommon Cents Investing LLC 1.56% of their portfolio JANESVILLE, WI 168,234168.2k $5.6m $5.6m 1.56% Added +345 +345
12 Shaker Financial Services, LLC 2.01% of their portfolio Arlington, VA 161,057161.1k $5.3m $5.3m 2.01% Added +66.1k +66,148
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 138,779138.8k $4.6m $4.6m 0.01% Reduced -80.3k -80,273
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 125,128125.1k $4.1m $4.1m 0.01% Added +9.3k +9,315
15 Hennion & Walsh Asset Management, Inc. 0.19% of their portfolio Parsippany, NJ 123,818123.8k $4.1m $4.1m 0.19% Reduced -14.0k -13,955
16 Cornerstone Advisors, LLC 0.16% of their portfolio ASHEVILLE, NC 122,919122.9k $4.1m $4.1m 0.16% Reduced -44.5k -44,463
17 WOLVERINE ASSET MANAGEMENT LLC 0.07% of their portfolio CHICAGO, IL 120,710120.7k $4.0m $4.0m 0.07% Added +67.6k +67,577
18 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 103,243103.2k $3.4m $3.4m 0.03% New
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 94,70294.7k $3.1m $3.1m 0.00% Reduced -4.5k -4,502
20 1620 INVESTMENT ADVISORS, INC. 2.11% of their portfolio PLYMOUTH, MA 88,39988.4k $2.9m $2.9m 2.11% Reduced -1.5k -1,471
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.29% of their portfolio Englewood, NJ 85,08185.1k $2.8m $2.8m 0.29% Added +36.3k +36,329
22 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 81,38081.4k $2.7m $2.7m 0.02% Added +360 +360
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 76,08676.1k $2.5m $2.5m 0.00% Added +639 +639
24 Capstone Financial Advisors, Inc. 0.15% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.5m $2.5m 0.15% Unchanged
25 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 64,14164.1k $2.1m $2.1m 0.03% Reduced -4.3k -4,347
26 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 63,00463.0k $2.1m $2.1m 0.01% Added +720 +720
27 RB Capital Management, LLC 0.46% of their portfolio RENO, NV 58,92558.9k $1.9m $1.9m 0.46% Added +1.4k +1,419
28 Platform Technology Partners 0.60% of their portfolio NEW YORK, NY 57,71257.7k $1.9m $1.9m 0.60% New
29 Baltimore-Washington Financial Advisors, Inc. 0.10% of their portfolio Columbia, MD 57,19257.2k $1.9m $1.9m 0.10% Unchanged
30 AQR Arbitrage LLC 0.04% of their portfolio Greenwich, CT 56,19256.2k $1.8m $1.8m 0.04% Reduced -3.4k -3,437
31 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 56,12856.1k $1.9m $1.9m 0.00% Added +4.2k +4,208
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 56,02056.0k $1.9m $1.9m 0.00% Added +11.8k +11,798
33 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 54,47054.5k $1.8m $1.8m 0.00% Unchanged
34 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 54,20254.2k $1.8m $1.8m 0.00% Reduced -595 -595
35 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,40553.4k $1.8m $1.8m 0.01% Reduced -2.2k -2,159
36 Stolper Co 0.57% of their portfolio TULSA, OK 53,05453.1k $1.8m $1.8m 0.57% Added +164 +164
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 44,72744.7k $1.5m $1.5m 0.00% Added +3.4k +3,359
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 43,68543.7k $1.4m $1.4m 0.00% Added +6.0k +5,952
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 42,85642.9k $1.4m $1.4m 0.00% Reduced -19.6k -19,618
40 Beckerman Institutional, LLC 1.14% of their portfolio OCEAN GROVE, NJ 40,92440.9k $1.4m $1.4m 1.14% First filing
41 Whitener Capital Management, Inc. 0.34% of their portfolio Rocky Mount, NC 36,81536.8k $1.2m $1.2m 0.34% Added +260 +260
42 Altus Wealth Group LLC 0.50% of their portfolio COLORADO SPRINGS, CO 35,24235.2k $1.2m $1.2m 0.50% Reduced -782 -782
43 ALBION FINANCIAL GROUP /UT 0.08% of their portfolio SALT LAKE CITY, UT 32,80232.8k $1.1m $1.1m 0.08% Unchanged
44 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 30,65930.7k $1.0m $1.0m 0.03% Added +1.3k +1,321
45 FIRST MERCHANTS CORP 0.03% of their portfolio Muncie, IN 27,60727.6k $912.1k $912.1k 0.03% Unchanged
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,27627.3k $900.0k $900.0k 0.00% Added +144 +144
47 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 26,67826.7k $881.4k $881.4k 0.00% Added +16.3k +16,288
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,32026.3k $869.6k $869.6k 0.00% Added +18.1k +18,054
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,86025.9k $854.4k $854.4k 0.00% Added +11.1k +11,067
50 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 25,30125.3k $835.9k $835.9k 0.01% Added +7.4k +7,405
51 DELTA CAPITAL MANAGEMENT LLC 0.44% of their portfolio RED BANK, NJ 23,34223.3k $771.0k $771.0k 0.44% Unchanged
52 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 22,91022.9k $757.0k $757.0k 0.03% Reduced -43 -43
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,28622.3k $736.4k $736.4k 0.00% Added +1.7k +1,731
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,76620.8k $686.1k $686.1k 0.00% Reduced -641 -641
55 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 20,18320.2k $666.8k $666.8k 0.03% Unchanged
56 Quantedge Capital Pte Ltd 0.20% of their portfolio Singapore, U0 19,95120.0k $659.2k $659.2k 0.20% Added +9.5k +9,500
57 KIRR MARBACH & CO LLC /IN/ 0.15% of their portfolio COLUMBUS, IN 19,88219.9k $656.9k $656.9k 0.15% Unchanged
58 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 18,63218.6k $615.6k $615.6k 0.01% Reduced -398 -398
59 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,52118.5k $611.9k $611.9k 0.00% Reduced -601 -601
60 Transform Wealth, LLC 0.04% of their portfolio GREENWOOD VILLAGE, CO 18,43718.4k $609.2k $609.2k 0.04% Unchanged
61 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 16,81916.8k $555.7k $555.7k 0.01% Added +4 +4
62 First PREMIER Bank 0.14% of their portfolio SIOUX FALLS, SD 16,57416.6k $548.0k $548.0k 0.14% Unchanged
63 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 15,11315.1k $499.3k $499.3k 0.00% Added +176 +176
64 Successful Portfolios LLC 0.34% of their portfolio CLEARWATER, FL 15,01215.0k $496.0k $496.0k 0.34% Reduced -17 -17
65 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 13,42613.4k $443.6k $443.6k 0.04% Reduced -278 -278
66 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 13,10213.1k $432.9k $432.9k 0.00% Added +1.9k +1,930
67 Tower Wealth Partners, Inc. 0.25% of their portfolio LEWISBURG, PA 12,83212.8k $424.0k $424.0k 0.25% Added +113 +113
68 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $420.3k $420.3k 0.01% Unchanged
69 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 11,52911.5k $380.9k $380.9k 0.03% Added +71 +71
70 MSH Capital Advisors LLC 0.12% of their portfolio SCOTTSDALE, AZ 11,47011.5k $379.0k $379.0k 0.12% Unchanged
71 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,44711.4k $379.2k $379.2k 0.00% Added +702 +702
72 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,29111.3k $373.1k $373.1k 0.00% Unchanged
73 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 11,21911.2k $370.7k $370.7k 0.03% Reduced -10 -10
74 Priebe Wealth Holdings LLC 0.27% of their portfolio MAPLE GROVE, MN 11,11911.1k $367.4k $367.4k 0.27% Unchanged
75 BancFirst Trust & Investment Management 0.12% of their portfolio OKLAHOMA CITY, OK 11,06111.1k $362.9k $362.9k 0.12% Unchanged
76 TWIN FOCUS CAPITAL PARTNERS, LLC 0.06% of their portfolio Boston, MA 11,00011.0k $363.4k $363.4k 0.06% Added +2.0k +2,000
77 American Institute for Advanced Investment Management, LLP 0.25% of their portfolio Scottsdale, AZ 10,78310.8k $356.3k $356.3k 0.25% Unchanged
78 CORA CAPITAL ADVISORS LLC 0.17% of their portfolio MARLTON, NJ 10,48310.5k $346.4k $346.4k 0.17% Unchanged
79 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 10,46810.5k $345.9k $345.9k 0.01% Added +92 +92
80 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,36910.4k $343.0k $343.0k 0.00% Reduced -49 -49
81 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,2669.3k $306.1k $306.1k 0.01% Unchanged
82 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,0259.0k $298.2k $298.2k 0.00% Added +14 +14
83 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 8,9969.0k $297.2k $297.2k 0.01% Added +80 +80
84 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 8,6888.7k $287.1k $287.1k 0.01% Added +59 +59
85 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 8,1368.1k $268.8k $268.8k 0.00% New
86 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.14% of their portfolio WOODCLIFF LAKE, NJ 8,1008.1k $267.6k $267.6k 0.14% Unchanged
87 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,7437.7k $254.7k $254.7k 0.00% Reduced -2.8k -2,800
88 PRENTISS SMITH & CO INC 0.16% of their portfolio BRATTLEBORO, VT 7,6897.7k $254.0k $254.0k 0.16% Unchanged
89 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 7,5607.6k $249.8k $249.8k 0.00% Reduced -2.3k -2,303
90 Independent Family Office, LLC 0.12% of their portfolio ALBANY, NY 6,9877.0k $230.8k $230.8k 0.12% Unchanged
91 Choate Investment Advisors 0.01% of their portfolio BOSTON, MA 6,9286.9k $228.9k $228.9k 0.01% Unchanged
92 BROWN, LISLE/CUMMINGS, INC. 0.07% of their portfolio PROVIDENCE, RI 6,8006.8k $224.7k $224.7k 0.07% Unchanged
93 9258 Wealth Management, LLC 0.03% of their portfolio BLUE ASH, OH 6,7336.7k $222.5k $222.5k 0.03% Reduced -284 -284
94 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 6,3036.3k $208.0k $208.0k 0.00% Unchanged
95 Main Street Financial Solutions, LLC 0.02% of their portfolio NEWTOWN, PA 6,2066.2k $205.1k $205.1k 0.02% New
96 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,9005.9k $194.9k $194.9k 0.00% Unchanged
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,6485.6k $186.6k $186.6k 0.00% Added +796 +796
98 Carmichael Hill & Associates, Inc. 0.06% of their portfolio GAITHERSBURG, MD 4,9605.0k $163.9k $163.9k 0.06% Unchanged
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,5054.5k $148.8k $148.8k 0.00% Unchanged
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,6393.6k $120.2k $120.2k 0.00% Reduced -5.1k -5,073