Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

136 institutional holders +6 vs Q1 2024
6,520,7346.5m shares reported held*
$201.9mreported value*
12 new 53 added 32 reduced 7 sold out net sold ≈ $39.1m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.96. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136136Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 53 cut or sold outQ2 23: 52 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 49 cut or sold outQ4 23: 52 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 46 bought or addedQ1 24: 49 cut or sold outQ2 24: 65 bought or addedQ2 24: 39 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225444
Q1 20234653
Q2 20235240
Q3 20234249
Q4 20235245
Q1 20244649
Q2 20246539

Biggest buyers

Baltimore-Washington Financial Advisors, Inc. New +57,192+57.2k
FIRST MERCHANTS CORP New +27,607+27.6k
UBS Group AG Added +26,904+26.9k
Cornerstone Advisors, LLC Added +25,646+25.6k
Shaker Financial Services, LLC Added +25,434+25.4k
Atlas Wealth LLC New +24,906+24.9k
WOLVERINE ASSET MANAGEMENT LLC Added +24,427+24.4k
DELTA CAPITAL MANAGEMENT LLC New +23,342+23.3k
Corient Private Wealth LP New +11,172+11.2k
BancFirst Trust & Investment Management New +11,061+11.1k

Biggest sellers

MORGAN STANLEY Reduced -1,077,026-1.1m
Relative Value Partners Group, LLC Sold out -236,144-236.1k
Allspring Global Investments Holdings, LLC Reduced -122,164-122.2k
OSAIC HOLDINGS, INC. Reduced -51,146-51.1k
ROYAL BANK OF CANADA Reduced -24,336-24.3k
Stonebrook Private Inc. Sold out -10,861-10.9k
Walleye Capital LLC Sold out -9,587-9.6k
Logan Stone Capital, LLC Sold out -9,454-9.5k
JPMORGAN CHASE & CO Reduced -9,238-9.2k
HTLF Bank Reduced -7,277-7.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—1$748—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 542,830542.8k $16.8m $16.8m 0.00% Reduced -1.1m -1,077,026
2 Bard Financial Services, Inc. 1.64% of their portfolio BRANFORD, CT 511,293511.3k $15.8m $15.8m 1.64% Reduced -5.5k -5,502
3 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 449,805449.8k $13.9m $13.9m 0.02% Unchanged
4 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 426,380426.4k $13.2m $13.2m 0.02% Reduced -122.2k -122,164
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2.60% of their portfolio BLUE BELL, PA 406,892406.9k $12.6m $12.6m 2.60% Reduced -7.0k -6,999
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 296,415296.4k $9.2m $9.2m 0.01% Reduced -2.3k -2,297
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 270,252270.3k $8.4m $8.4m 0.00% Added +26.9k +26,904
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 259,274259.3k $8.0m $8.0m 0.00% Reduced -5.8k -5,761
9 HTLF Bank 0.80% of their portfolio Denver, CO 226,760226.8k $7.0m $7.0m 0.80% Reduced -7.3k -7,277
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 219,052219.1k $6.8m $6.8m 0.01% Added +5.6k +5,565
11 Uncommon Cents Investing LLC 1.63% of their portfolio JANESVILLE, WI 167,889167.9k $5.2m $5.2m 1.63% Reduced -70 -70
12 Cornerstone Advisors, LLC 0.21% of their portfolio ASHEVILLE, NC 167,382167.4k $5.2m $5.2m 0.21% Added +25.6k +25,646
13 Hennion & Walsh Asset Management, Inc. 0.22% of their portfolio Parsippany, NJ 137,773137.8k $4.3m $4.3m 0.22% Added +7.8k +7,759
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 115,813115.8k $3.6m $3.6m 0.01% Added +1.8k +1,775
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 99,20499.2k $3.1m $3.1m 0.00% Reduced -2.7k -2,654
16 Shaker Financial Services, LLC 1.19% of their portfolio Arlington, VA 94,90994.9k $2.9m $2.9m 1.19% Added +25.4k +25,434
17 1620 INVESTMENT ADVISORS, INC. 2.13% of their portfolio PLYMOUTH, MA 89,87089.9k $2.8m $2.8m 2.13% Added +1.2k +1,178
18 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 81,02081.0k $2.5m $2.5m 0.02% Added +298 +298
19 Capstone Financial Advisors, Inc. 0.15% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.3m $2.3m 0.15% Unchanged
20 Mariner, LLC 0.00% of their portfolio Overland Park, KS 75,44775.4k $2.3m $2.3m 0.00% Added +1.3k +1,331
21 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 68,48868.5k $2.1m $2.1m 0.03% Reduced -6 -6
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,47462.5k $1.9m $1.9m 0.00% Reduced -24.3k -24,336
23 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 62,28462.3k $1.9m $1.9m 0.01% First filing
24 AQR Arbitrage LLC 0.05% of their portfolio Greenwich, CT 59,62959.6k $1.8m $1.8m 0.05% Added +9.6k +9,559
25 RB Capital Management, LLC 0.45% of their portfolio RENO, NV 57,50657.5k $1.8m $1.8m 0.45% Reduced -175 -175
26 Baltimore-Washington Financial Advisors, Inc. 0.10% of their portfolio Columbia, MD 57,19257.2k $1.8m $1.8m 0.10% New
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 55,56455.6k $1.7m $1.7m 0.01% Reduced -1.1k -1,123
28 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 54,79754.8k $1.7m $1.7m 0.00% Added +2.0k +2,004
29 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 54,47054.5k $1.7m $1.7m 0.00% Added +1.0k +1,000
30 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 53,13353.1k $1.6m $1.6m 0.03% Added +24.4k +24,427
31 Stolper Co 0.58% of their portfolio TULSA, OK 52,89052.9k $1.6m $1.6m 0.58% Reduced -262 -262
32 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 51,92051.9k $1.6m $1.6m 0.00% Reduced -644 -644
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.13% of their portfolio Englewood, NJ 48,75248.8k $1.5m $1.5m 0.13% Reduced -2.7k -2,659
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,22244.2k $1.4m $1.4m 0.00% Reduced -1.6k -1,562
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,36841.4k $1.3m $1.3m 0.00% Added +9.2k +9,165
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 37,73337.7k $1.2m $1.2m 0.00% Reduced -7.2k -7,183
37 Whitener Capital Management, Inc. 0.34% of their portfolio Rocky Mount, NC 36,55536.6k $1.1m $1.1m 0.34% Added +965 +965
38 Altus Wealth Group LLC 0.56% of their portfolio COLORADO SPRINGS, CO 36,02436.0k $1.1m $1.1m 0.56% Added +2.8k +2,825
39 ALBION FINANCIAL GROUP /UT 0.08% of their portfolio SALT LAKE CITY, UT 32,80232.8k $1.0m $1.0m 0.08% Reduced -3.8k -3,793
40 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 29,33829.3k $908.6k $908.6k 0.03% Added +4.9k +4,869
41 FIRST MERCHANTS CORP 0.03% of their portfolio Muncie, IN 27,60727.6k $855.0k $855.0k 0.03% New
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,13227.1k $840.0k $840.0k 0.00% Added +93 +93
43 Atlas Wealth LLC 0.09% of their portfolio CINCINNATI, OH 24,90624.9k $778.1k $778.1k 0.09% New
44 DELTA CAPITAL MANAGEMENT LLC 0.44% of their portfolio RED BANK, NJ 23,34223.3k $723.0k $723.0k 0.44% New
45 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 22,95323.0k $710.8k $710.8k 0.03% Reduced -655 -655
46 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 22,76722.8k $705.1k $705.1k 0.00% Unchanged
47 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 21,40721.4k $663.0k $663.0k 0.00% Added +752 +752
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,55520.6k $636.7k $636.7k 0.00% Reduced -51.1k -51,146
49 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 20,18320.2k $625.1k $625.1k 0.03% Unchanged
50 KIRR MARBACH & CO LLC /IN/ 0.15% of their portfolio COLUMBUS, IN 19,88219.9k $615.7k $615.7k 0.15% Added +5.0k +5,000
51 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,12219.1k $592.2k $592.2k 0.00% Added +579 +579
52 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 19,03019.0k $589.4k $589.4k 0.01% Added +2.1k +2,110
53 Transform Wealth, LLC 0.04% of their portfolio GREENWOOD VILLAGE, CO 18,43718.4k $571.0k $571.0k 0.04% Added +173 +173
54 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 17,89617.9k $554.2k $554.2k 0.00% Added +1.5k +1,508
55 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 16,81516.8k $520.8k $520.8k 0.01% Added +586 +586
56 First PREMIER Bank 0.14% of their portfolio SIOUX FALLS, SD 16,57416.6k $513.0k $513.0k 0.14% Unchanged
57 Successful Portfolios LLC 0.33% of their portfolio CLEARWATER, FL 15,02915.0k $465.4k $465.4k 0.33% Reduced -239 -239
58 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 14,93714.9k $463.9k $463.9k 0.00% Added +122 +122
59 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,79314.8k $458.1k $458.1k 0.00% Reduced -19 -19
60 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 13,70413.7k $428.8k $428.8k 0.04% Added +557 +557
61 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 12,72012.7k $393.9k $393.9k 0.01% Unchanged
62 Tower Wealth Partners, Inc. 0.24% of their portfolio LEWISBURG, PA 12,71912.7k $393.9k $393.9k 0.24% Added +237 +237
63 MSH Capital Advisors LLC 0.12% of their portfolio SCOTTSDALE, AZ 11,47011.5k $355.2k $355.2k 0.12% Unchanged
64 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 11,45811.5k $354.9k $354.9k 0.03% Added +149 +149
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,31011.3k $350.3k $350.3k 0.00% Reduced -378 -378
66 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,29111.3k $349.7k $349.7k 0.00% Unchanged
67 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 11,22911.2k $347.8k $347.8k 0.03% Reduced -10 -10
68 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,17211.2k $346.0k $346.0k 0.00% New
69 Priebe Wealth Holdings LLC 0.27% of their portfolio MAPLE GROVE, MN 11,11911.1k $344.3k $344.3k 0.27% Added +103 +103
70 BancFirst Trust & Investment Management 0.16% of their portfolio OKLAHOMA CITY, OK 11,06111.1k $340.8k $340.8k 0.16% New
71 American Institute for Advanced Investment Management, LLP 0.26% of their portfolio Scottsdale, AZ 10,78310.8k $333.9k $333.9k 0.26% Added +101 +101
72 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,74510.7k $332.8k $332.8k 0.00% New
73 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,54310.5k $326.5k $326.5k 0.00% New
74 CORA CAPITAL ADVISORS LLC 0.17% of their portfolio MARLTON, NJ 10,48310.5k $324.7k $324.7k 0.17% Added +95 +95
75 Quantedge Capital Pte Ltd 0.12% of their portfolio Singapore, U0 10,45110.5k $323.7k $323.7k 0.12% Added +2.1k +2,100
76 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,41810.4k $323.0k $323.0k 0.00% Added +126 +126
77 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,39010.4k $321.8k $321.8k 0.00% Added +4 +4
78 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 10,37610.4k $321.3k $321.3k 0.01% Added +192 +192
79 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 9,8639.9k $305.5k $305.5k 0.00% Reduced -656 -656
80 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 9,3299.3k $288.9k $288.9k 0.01% Reduced -840 -840
81 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,2669.3k $287.0k $287.0k 0.01% Unchanged
82 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,0119.0k $279.1k $279.1k 0.00% Reduced -1.0k -1,030
83 TWIN FOCUS CAPITAL PARTNERS, LLC 0.04% of their portfolio Boston, MA 9,0009.0k $278.7k $278.7k 0.04% Unchanged
84 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 8,9168.9k $276.1k $276.1k 0.01% Added +166 +166
85 ZWJ INVESTMENT COUNSEL INC 0.01% of their portfolio Atlanta, GA 8,8118.8k $272.9k $272.9k 0.01% Unchanged
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,7128.7k $269.8k $269.8k 0.00% Reduced -369 -369
87 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 8,6298.6k $267.3k $267.3k 0.01% Reduced -5.4k -5,353
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,2668.3k $256.0k $256.0k 0.00% Reduced -9.2k -9,238
89 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.14% of their portfolio WOODCLIFF LAKE, NJ 8,1008.1k $253.6k $253.6k 0.14% Unchanged
90 PRENTISS SMITH & CO INC 0.17% of their portfolio BRATTLEBORO, VT 7,6897.7k $238.1k $238.1k 0.17% Unchanged
91 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 7,0317.0k $217.7k $217.7k 0.02% Added +66 +66
92 9258 Wealth Management, LLC 0.03% of their portfolio BLUE ASH, OH 7,0177.0k $217.3k $217.3k 0.03% Added +89 +89
93 Independent Family Office, LLC 0.12% of their portfolio ALBANY, NY 6,9877.0k $216.4k $216.4k 0.12% Unchanged
94 Choate Investment Advisors 0.01% of their portfolio BOSTON, MA 6,9286.9k $214.6k $214.6k 0.01% Unchanged
95 BROWN, LISLE/CUMMINGS, INC. 0.07% of their portfolio PROVIDENCE, RI 6,8006.8k $210.6k $210.6k 0.07% Unchanged
96 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 6,3036.3k $195.0k $195.0k 0.00% Added +2.6k +2,559
97 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,9005.9k $182.7k $182.7k 0.00% Unchanged
98 Carmichael Hill & Associates, Inc. 0.06% of their portfolio GAITHERSBURG, MD 4,9605.0k $153.6k $153.6k 0.06% Unchanged
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,8524.9k $150.3k $150.3k 0.00% Unchanged
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,5054.5k $139.5k $139.5k 0.00% Added +56 +56