TRI CONTL CORP TY
COM · Closed-End Fund · CUSIP 895436103
125
institutional holders
+10 vs Q3 2022
6.5m
shares reported held*
$167.3mreported value*
20 new
34 added
30 reduced
14 sold out
net sold ≈ $2.3m (-89.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.55. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 115 |
| Q4 2022 | 125 |
Biggest buyers
| Shaker Financial Services, LLC | New | +54.0k |
| RAYMOND JAMES & ASSOCIATES | Added | +49.3k |
| MORGAN STANLEY | Added | +31.7k |
| Hennion & Walsh Asset Management, Inc. | Added | +31.1k |
| Transform Wealth, LLC | New | +22.8k |
| CITADEL ADVISORS LLC | New | +17.6k |
| RETIREMENT INCOME SOLUTIONS, INC | New | +17.3k |
| UBS Group AG | Added | +13.2k |
| J.P. Morgan Private Wealth Advisors LLC | Added | +11.9k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | New | +11.2k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -109.7k |
| Allspring Global Investments Holdings, LLC | Reduced | -58.1k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -44.2k |
| Bard Financial Services, Inc. | Reduced | -24.9k |
| TANDEM CAPITAL MANAGEMENT CORP /ADV | Sold out | -22.7k |
| WELLS FARGO & COMPANY/MN | Reduced | -22.2k |
| Relative Value Partners Group, LLC | Reduced | -20.4k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -18.7k |
| Quantedge Capital Pte Ltd | Sold out | -9.8k |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | Sold out | -9.5k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 697.5k $17.9m | Added +31.7k |
| Bard Financial Services, Inc. 1.35% of their portfolio | 618.9k $15.9m | Reduced -24.9k |
| LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio | 451.7k $11.6m | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3.61% of their portfolio | 430.4k $11.0m | Reduced -7.1k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 371.4k $9.5m | Reduced -58.1k |
| Relative Value Partners Group, LLC 0.61% of their portfolio | 338.2k $8.7m | Reduced -20.4k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 326.2k $8.4m | Added +49.3k |
| Dubuque Bank & Trust Co 0.95% of their portfolio | 282.8k $7.2m | Reduced -6.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 260.7k $6.7m | Reduced -22.2k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 249.2k $6.4m | Reduced -44.2k |
| Uncommon Cents Investing LLC 1.63% of their portfolio | 172.8k $4.4m | Added +755 |
| UBS Group AG 0.00% of their portfolio | 164.8k $4.2m | Added +13.2k |
| 1832 Asset Management L.P. 0.01% of their portfolio | 118.5k $3.0m | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 116.9k $3.0m | Added +661 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 111.4k $2.9m | Reduced -2.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 95.6k $2.5m | Added +1.5k |
| D.A. DAVIDSON & CO. 0.03% of their portfolio | 86.1k $2.2m | Added +2.0k |
| 1620 INVESTMENT ADVISORS, INC. 2.57% of their portfolio | 84.4k $2.2m | Added +2.5k |
| Integrated Wealth Concepts LLC 0.06% of their portfolio | 79.4k $2.0m | Reduced -3.8k |
| Capstone Financial Advisors, Inc. 0.16% of their portfolio | 75.5k $1.9m | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 75.4k $1.9m | Reduced -187 |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 71.8k $1.8m | Reduced -382 |
| Hennion & Walsh Asset Management, Inc. 0.11% of their portfolio | 71.2k $1.8m | Added +31.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 63.4k $1.6m | Reduced -109.7k |
| RB Capital Management, LLC 0.57% of their portfolio | 60.6k $1.6m | Added +1.2k |
| Stolper Co 0.64% of their portfolio | 57.4k $1.5m | Reduced -826 |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 54.0k $1.4m | Added +1.9k |
| Shaker Financial Services, LLC 0.65% of their portfolio | 54.0k $1.4m | New |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 42.4k $1.1m | Added +321 |
| Successful Portfolios LLC 0.54% of their portfolio | 32.5k $833.0k | Reduced -735 |
| Atlas Wealth LLC 0.21% of their portfolio | 30.8k $789.5k | First filing |
| Whitener Capital Management, Inc. 0.34% of their portfolio | 30.6k $784.8k | Added +5.8k |
| HighTower Advisors, LLC 0.00% of their portfolio | 29.8k $764.0k | Added +516 |
| TIAA, FSB 0.00% of their portfolio | 26.4k $676.9k | Added +3.6k |
| ALBION FINANCIAL GROUP /UT 0.06% of their portfolio | 25.5k $653.5k | Unchanged |
| Altus Wealth Group LLC 0.48% of their portfolio | 24.6k $630.4k | Added +345 |
| Transform Wealth, LLC 0.07% of their portfolio | 22.8k $583.7k | New |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 22.7k $581.0k | Added +11.9k |
| PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio | 22.6k $77.6k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 22.4k $574.6k | Reduced -5.1k |
| Koshinski Asset Management, Inc. 0.06% of their portfolio | 22.3k $571.3k | Reduced -329 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 21.7k $556.2k | Reduced -5.5k |
| Heritage Wealth Advisors 0.03% of their portfolio | 21.7k $555.7k | Unchanged |
| JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio | 17.7k $452.8k | Reduced -685 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 17.6k $452.4k | New |
| Sheaff Brock Investment Advisors, LLC 0.05% of their portfolio | 17.4k $446.3k | Unchanged |
| RETIREMENT INCOME SOLUTIONS, INC 0.14% of their portfolio | 17.3k $443.4k | New |
| Cetera Advisors LLC 0.01% of their portfolio | 16.6k $424.9k | Added +377 |
| First PREMIER Bank 0.13% of their portfolio | 16.6k $425.0k | Unchanged |
| AMG National Trust Bank 0.01% of their portfolio | 15.8k $404.7k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 15.0k $384.0k | Added +2.7k |
| KIRR MARBACH & CO LLC /IN/ 0.11% of their portfolio | 13.9k $357.1k | Unchanged |
| Creative Planning 0.00% of their portfolio | 13.8k $353.2k | Unchanged |
| CORA CAPITAL ADVISORS LLC 0.24% of their portfolio | 13.3k $341.7k | First filing |
| Private Advisor Group, LLC 0.01% of their portfolio | 12.2k $313.0k | Reduced -454 |
| Tower Wealth Partners, Inc. 0.26% of their portfolio | 11.8k $302.9k | Added +387 |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 11.7k $300.6k | Added +129 |
| MSH Capital Advisors LLC 0.13% of their portfolio | 11.5k $294.0k | Unchanged |
| DAYMARK WEALTH PARTNERS, LLC 0.05% of their portfolio | 11.4k $291.1k | First filing |
| Kovack Advisors, Inc. 0.04% of their portfolio | 11.2k $287.9k | Reduced -346 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio | 11.2k $287.7k | New |
| American Institute for Advanced Investment Management, LLP 0.25% of their portfolio | 10.6k $272.3k | Added +245 |
| Corient Private Wealth LP 0.00% of their portfolio | 9.8k $251.3k | First filing |
| NORTHERN TRUST CORP 0.00% of their portfolio | 9.8k $250.2k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 9.8k $250.2k | New |
| Foundations Investment Advisors, LLC 0.01% of their portfolio | 9.6k $247.2k | Added +315 |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio | 9.5k $243.5k | Reduced -5.9k |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio | 9.3k $237.0k | Unchanged |
| Weiss Asset Management LP 0.01% of their portfolio | 9.1k $233.5k | New |
| NWAM LLC 0.02% of their portfolio | 9.1k $233.4k | Unchanged |
| COZAD ASSET MANAGEMENT INC 0.03% of their portfolio | 9.1k $233.3k | Added +297 |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 8.9k $229.0k | Reduced -644 |
| GOFEN & GLOSSBERG LLC /IL/ 0.01% of their portfolio | 8.8k $226.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 8.6k $219.7k | Added +4.1k |
| WESBANCO BANK INC 0.01% of their portfolio | 8.5k $218.0k | Unchanged |
| FourThought Financial Partners, LLC 0.03% of their portfolio | 8.4k $216.4k | First filing |
| DAVENPORT & Co LLC 0.00% of their portfolio | 8.4k $216.0k | Added +194 |
| 9258 Wealth Management, LLC 0.05% of their portfolio | 8.2k $209.1k | Reduced -916 |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 8.1k $208.8k | Reduced -4.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 8.1k $209.0k | Reduced -18.7k |
| Allworth Financial LP 0.00% of their portfolio | 7.7k $196.4k | Added +200 |
| Ancora Advisors LLC 0.01% of their portfolio | 6.9k $177.0k | Unchanged |
| Elequin Capital, LP 0.04% of their portfolio | 5.7k $145.2k | New |
| BROWN, LISLE/CUMMINGS, INC. 0.08% of their portfolio | 5.5k $140.3k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.0k $128.0k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 4.8k $123.9k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.4k $87.4k | Added +531 |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 3.1k $78.4k | Reduced -1.5k |
| FIRST COMMUNITY TRUST NA 0.09% of their portfolio | 3.0k $77.0k | Unchanged |
| Clearstead Advisors, LLC 0.01% of their portfolio | 2.5k $64.1k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.1k $53.5k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.1k $53.0k | New |
| McIlrath & Eck, LLC 0.01% of their portfolio | 2.0k $50.2k | Added +45 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.7k $44.0k | Reduced -248 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 1.7k $42.7k | Reduced -690 |
| Spire Wealth Management 0.00% of their portfolio | 1.6k $42.0k | Unchanged |
| Tyler-Stone Wealth Management 0.03% of their portfolio | 1.6k $41.0k | Added +44 |
| MADDEN SECURITIES Corp 0.02% of their portfolio | 1.5k $37.6k | New |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 1.5k $37.6k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.5k $37.0k | Added +1.4k |