TRANSPHORM INC TGAN
COM · Common Stock · CUSIP 89386L100
40
institutional holders
-2 vs Q2 2023
39.6m
shares reported held*
$88.0mreported value*
2 new
21 added
9 reduced
4 sold out
net bought ≈ $5.5m (+2.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.22.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 38 |
| Q4 2022 | 44 |
| Q1 2023 | 40 |
| Q2 2023 | 42 |
| Q3 2023 | 40 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 16 |
| Q1 2023 | 22 | 12 |
| Q2 2023 | 24 | 10 |
| Q3 2023 | 23 | 13 |
Biggest buyers
| Kohlberg Kravis Roberts & Co. L.P. | Added | +1.7m |
| AMERIPRISE FINANCIAL INC | Added | +379.6k |
| Polar Asset Management Partners Inc. | Added | +300.0k |
| AIGH Capital Management LLC | Added | +207.0k |
| VANGUARD GROUP INC | Added | +94.1k |
| Taylor Frigon Capital Management LLC | New | +62.5k |
| Worth Venture Partners, LLC | Added | +50.6k |
| BlackRock Inc. | Added | +47.0k |
| Black Maple Capital Management LP | Added | +20.8k |
| STATE STREET CORP | Added | +17.9k |
Biggest sellers
| Alpine Global Management, LLC | Sold out | -147.4k |
| JPMORGAN CHASE & CO | Reduced | -104.5k |
| SOROS FUND MANAGEMENT LLC | Reduced | -90.0k |
| BOOTHBAY FUND MANAGEMENT, LLC | Sold out | -73.7k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -20.9k |
| Sea Otter Advisors LLC | Sold out | -18.6k |
| DEUTSCHE BANK AG\ | Reduced | -17.8k |
| CITIGROUP INC | Reduced | -8.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -5.7k |
| JACOB ASSET MANAGEMENT OF NEW YORK LLC | Reduced | -3.0k |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. 1.90% of their portfolio | 24.4m $54.2m | Added +1.7m |
| AIGH Capital Management LLC 4.86% of their portfolio | 4.6m $10.3m | Added +207.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 4.4m $9.9m | Added +379.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.5m $3.3m | Added +94.1k |
| BlackRock Inc. 0.00% of their portfolio | 1.4m $3.2m | Added +47.0k |
| Worth Venture Partners, LLC 1.53% of their portfolio | 1.2m $2.6m | Added +50.6k |
| Polar Asset Management Partners Inc. 0.05% of their portfolio | 1.0m $2.2m | Added +300.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 471.3k $1.0m | Added +3.6k |
| STATE STREET CORP 0.00% of their portfolio | 406.3k $902.0k | Added +17.9k |
| SOROS FUND MANAGEMENT LLC 0.02% of their portfolio | 340.0k $754.8k | Reduced -90.0k |
| JACOB ASSET MANAGEMENT OF NEW YORK LLC 0.78% of their portfolio | 250.1k $555.2k | Reduced -3.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 221.5k $491.7k | Added +2.4k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 85.6k $190.1k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 84.2k $187.0k | Added +10.8k |
| Black Maple Capital Management LP 0.13% of their portfolio | 63.9k $141.9k | Added +20.8k |
| Taylor Frigon Capital Management LLC 0.08% of their portfolio | 62.5k $138.8k | New |
| MORGAN STANLEY 0.00% of their portfolio | 30.8k $68.3k | Added +8.0k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 30.4k $67.4k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 30.2k $67.0k | Reduced -209 |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 25.6k $56.9k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 17.7k $39.2k | Added +11.9k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 17.5k $38.9k | Reduced -104.5k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 14.0k $31.2k | Added +1.0k |
| UBS Group AG 0.00% of their portfolio | 13.6k $30.3k | Reduced -2.0k |
| Invesco Ltd. 0.00% of their portfolio | 11.9k $26.4k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 6.4k $14.3k | Added +40 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 6.2k $13.8k | Reduced -2.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 5.6k $12.4k | Reduced -5.7k |
| BARCLAYS PLC 0.00% of their portfolio | 5.5k $12.2k | Added +96 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 4.9k $10.9k | Added +2.6k |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 4.0k $8.9k | New |
| AMALGAMATED BANK 0.00% of their portfolio | 3.9k $9.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.5k $8.0k | Added +1.8k |
| Legal & General Group Plc 0.00% of their portfolio | 3.5k $7.8k | Added +511 |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 1.6k $3.6k | Unchanged |
| FMR LLC 0.00% of their portfolio | 1.6k $3.5k | Added +357 |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 780 $1.7k | Reduced -17.8k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 100 $222 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 13 $29 | Reduced -8.0k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |