Vault-13

TRANSMEDICS GROUP INC TMDX 1.5 06.01.28

NOTE 1.500% 6/0 · US DOMESTIC · CUSIP 89377MAB5

36 institutional holders -2 vs Q4 2025
5,9686.0k shares reported held*
$586.4mreported value*
4 new 11 added 8 reduced 6 sold out net sold ≈ $1.5m (-144.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $98260.99.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q2 24: 41Q3 24: 49Q4 24: 47Q1 25: 45Q2 25: 39Q3 25: 37Q4 25: 38Q1 26: 3636Q2 24Q4 24Q2 25Q4 25Q1 26
Numbers
QuarterHolders
Q2 202441
Q3 202449
Q4 202447
Q1 202545
Q2 202539
Q3 202537
Q4 202538
Q1 202636

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 18 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 22 bought or addedQ4 24: 27 cut or sold outQ1 25: 23 bought or addedQ1 25: 27 cut or sold outQ1 25Q2 25: 15 bought or addedQ2 25: 23 cut or sold outQ3 25: 15 bought or addedQ3 25: 19 cut or sold outQ3 25Q4 25: 19 bought or addedQ4 25: 13 cut or sold outQ1 26: 15 bought or addedQ1 26: 14 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241822
Q4 20242227
Q1 20252327
Q2 20251523
Q3 20251519
Q4 20251913
Q1 20261514

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC New +73,935,000+73.9m
BNP PARIBAS FINANCIAL MARKETS Added +8,684,000+8.7m
CITIGROUP INC Added +6,460,000+6.5m
Nuveen, LLC New +5,500,000+5.5m
WOLVERINE ASSET MANAGEMENT LLC Added +4,352,000+4.4m
LAZARD ASSET MANAGEMENT LLC Added +2,871,000+2.9m
ZAZOVE ASSOCIATES LLC Added +2,500,000+2.5m
Sculptor Capital LP Added +2,500,000+2.5m
BlackRock, Inc. Added +1,825,000+1.8m
BANK OF AMERICA CORP /DE/ New +698,000+698.0k

Biggest sellers

Linden Advisors LP Reduced -36,500,000-36.5m
CITADEL ADVISORS LLC Sold out -25,500,000-25.5m
BANK OF MONTREAL /CAN/ Sold out -15,000,000-15.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Reduced -12,000,000-12.0m
Aequim Alternative Investments LP Sold out -10,000,000-10.0m
TWO SIGMA INVESTMENTS, LP Reduced -5,250,000-5.2m
Jefferies Financial Group Inc. Sold out -1,676,000-1.7m
UBS Group AG Reduced -798,000-798.0k
STATE STREET CORP Reduced -528,000-528.0k
AGF MANAGEMENT LTD Reduced -525,000-525.0k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.10% of their portfolio ATLANTA, GA 73,935,00073.9m $95.9m $95.9m 0.10% New
2 WOLVERINE ASSET MANAGEMENT LLC 1.34% of their portfolio CHICAGO, IL 66,459,00066.5m $85.9m $85.9m 1.34% Added +4.4m +4,352,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 0.96% of their portfolio NEW YORK, NY 48,000,00048.0m $62.4m $62.4m 0.96% Reduced -12.0m -12,000,000
4 Opti Capital Management, LP 3.27% of their portfolio New York, NY 35,000,00035.0m $45.4m $45.4m 3.27% Unchanged
5 DeepCurrents Investment Group LLC 1.64% of their portfolio NEW YORK, NY 30,824,00030.8m $39.8m $39.8m 1.64% Unchanged
6 READYSTATE ASSET MANAGEMENT LP 2.27% of their portfolio CHICAGO, IL 30,000,00030.0m $38.9m $38.9m 2.27% Unchanged
7 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 29,750,00029.8m $38.5m $38.5m 0.03% Reduced -5.2m -5,250,000
8 Sculptor Capital LP 0.40% of their portfolio New York, NY 27,500,00027.5m $35.6m $35.6m 0.40% Added +2.5m +2,500,000
9 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 21,867,00021.9m $28.3m $28.3m 0.02% Added +8.7m +8,684,000
10 Linden Advisors LP 0.11% of their portfolio New York, NY 15,827,00015.8m $20.5m $20.5m 0.11% Reduced -36.5m -36,500,000
11 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 13,085,00013.1m $169.6k $169.6k 0.00% Added +2.9m +2,871,000
12 ARISTEIA CAPITAL, L.L.C. 0.30% of their portfolio GREENWICH, CT 10,000,00010.0m $13.0m $13.0m 0.30% Unchanged
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 9,442,0009.4m $12.2m $12.2m 0.00% Reduced -528.0k -528,000
14 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 8,710,0008.7m $11.3m $11.3m 0.01% Added +6.5m +6,460,000
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 7,225,0007.2m $9.3m $9.3m 0.00% Added +1.8m +1,825,000
16 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 5,500,0005.5m $7.1m $7.1m 0.00% New
17 FMR LLC 0.00% of their portfolio BOSTON, MA 5,431,0005.4m $7.0m $7.0m 0.00% Unchanged
18 ZAZOVE ASSOCIATES LLC 0.33% of their portfolio INCLINE VILLAGE, NV 5,000,0005.0m $7.0m $7.0m 0.33% Added +2.5m +2,500,000
19 GABELLI FUNDS LLC 0.03% of their portfolio Rye, NY 3,890,0003.9m $5.0m $5.0m 0.03% Unchanged
20 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 2,615,0002.6m $3.4m $3.4m 0.00% Added +587.0k +587,000
21 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 2,574,0002.6m $3.3m $3.3m 0.01% Reduced -251.0k -251,000
22 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 2,214,0002.2m $2.9m $2.9m 0.01% Added +62.0k +62,000
23 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,000,0002.0m $2.6m $2.6m 0.00% Unchanged
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 950,000950.0k $1.2m $1.2m 0.00% Unchanged
25 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 800,000800.0k $1.0m $1.0m 0.00% Unchanged
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 779,000779.0k $1.0m $1.0m 0.00% Reduced -183.0k -183,000
27 AGF MANAGEMENT LTD 0.00% of their portfolio TORONTO, A6 775,000775.0k $1.0m $1.0m 0.00% Reduced -525.0k -525,000
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 698,000698.0k $902.3k $902.3k 0.00% New
29 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 260,000260.0k $336.1k $336.1k 0.00% Unchanged
30 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 73,00073.0k $95.2k $95.2k 0.00% Added +46.0k +46,000
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 52,67052.7k $68.1k $68.1k 0.00% Reduced -798.0k -798,000
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 30,00030.0k $38.8k $38.8k 0.00% Unchanged
33 Boussard & Gavaudan Investment Management LLP 0.50% of their portfolio London, X0 4,0004.0k $5.2m $5.2m 0.50% New
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,0002.0k $2.6k $2.6k 0.00% Unchanged
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $2.6k $2.6k 0.00% Unchanged
36 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 1,9682.0k $195.7k $195.7k 0.00% Added +1.1k +1,117