Vault-13

TILRAY BRANDS INC TLRY 5 10.01.23

NOTE 5.000%10/0 · GLOBAL · CUSIP 88688TAB6

31 institutional holders +4 vs Q3 2022
1,487,0001.5m shares reported held*
$88.7mreported value*
7 new 5 added 1 reduced 3 sold out net bought ≈ $3.3m (+68.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.03.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 27Q4 22: 3131Q3 22Q4 22
Numbers
QuarterHolders
Q3 202227
Q4 202231

Biggest buyers

ARISTEIA CAPITAL, L.L.C. Added +9,049,000+9.0m
MORGAN STANLEY Added +427,000+427.0k
PIPER SANDLER & CO. New +235,000+235.0k
Regal Investment Advisors LLC New +140,000+140.0k
ROYAL BANK OF CANADA Added +136,000+136.0k
DeepCurrents Investment Group LLC Added +106,000+106.0k
B. Riley Wealth Advisors, Inc. New +75,000+75.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +72,000+72.0k
Executive Wealth Management, LLC Added +69,932+69.9k
Atria Wealth Solutions, Inc. New +25,000+25.0k

Biggest sellers

Verition Fund Management LLC Reduced -6,438,000-6.4m
Penn Capital Management Company, LLC Sold out -300,000-300.0k
Regal Investment Advisors LLC Sold out -140,000-140.0k
SHEPHERD KAPLAN KROCHUK, LLC Sold out -50,000-50.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARISTEIA CAPITAL, L.L.C. 0.65% of their portfolio GREENWICH, CT 32,681,00032.7m $32.0m $32.0m 0.65% Added +9.0m +9,049,000
2 DeepCurrents Investment Group LLC 0.93% of their portfolio NEW YORK, NY 22,609,00022.6m $22.0m $22.0m 0.93% Added +106.0k +106,000
3 Hudson Bay Capital Management LP 0.14% of their portfolio STAMFORD, CT 12,500,00012.5m $12.2m $12.2m 0.14% Unchanged
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,250,00012.2m $11.9m $11.9m 0.00% Unchanged
5 Verition Fund Management LLC 0.13% of their portfolio GREENWICH, CT 6,650,0006.7m $6.5m $6.5m 0.13% Reduced -6.4m -6,438,000
6 WESTWOOD HOLDINGS GROUP INC 0.03% of their portfolio DALLAS, TX 3,400,0003.4m $3.4m $3.4m 0.03% Unchanged
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,689,0001.7m $1.6m $1.6m 0.00% Added +427.0k +427,000
8 L & S Advisors Inc 0.19% of their portfolio Los Angeles, CA 1,045,0001.0m $1.0m $1.0m 0.19% Unchanged
9 Saltoro Capital, LP 3.18% of their portfolio DALLAS, TX 1,000,0001.0m $980.4k $980.4k 3.18% Unchanged
10 Terrapin Asset Management, LLC 0.45% of their portfolio Miami, FL 450,000450.0k $438.5k $438.5k 0.45% First filing
11 PIPER SANDLER & CO. 0.24% of their portfolio MINNEAPOLIS, MN 235,000235.0k $231.1k $231.1k 0.24% New
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 201,000201.0k $194.0k $194.0k 0.00% Added +136.0k +136,000
13 Regal Investment Advisors LLC 0.01% of their portfolio KENTWOOD, MI 140,000140.0k $137.6k $137.6k 0.01% New
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 100,000100.0k $96.0k $96.0k 0.00% Unchanged
15 Perkins Coie Trust Co 0.03% of their portfolio SEATTLE, WA 100,000100.0k $97.0k $97.0k 0.03% Unchanged
16 Fort Sheridan Advisors LLC 0.03% of their portfolio HIGHLAND PARK, IL 100,000100.0k $97.0k $97.0k 0.03% Unchanged
17 Monterey Private Wealth, Inc. 0.05% of their portfolio MONTEREY, CA 100,000100.0k $96.0k $96.0k 0.05% Unchanged
18 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 90,00090.0k $87.0k $87.0k 0.00% Unchanged
19 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 75,00075.0k $73.7k $73.7k 0.00% New
20 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 72,00072.0k $69.9k $69.9k 0.01% New
21 Executive Wealth Management, LLC 0.01% of their portfolio BRIGHTON, MI 70,00070.0k $67.9k $67.9k 0.01% Added +69.9k +69,932
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 68,00068.0k $66.0k $66.0k 0.00% Unchanged
23 NAPLES GLOBAL ADVISORS, LLC 0.01% of their portfolio NAPLES, FL 50,00050.0k $48.6k $48.6k 0.01% Unchanged
24 DIMENSION CAPITAL MANAGEMENT LLC 0.01% of their portfolio Coral Gables, FL 30,00030.0k $29.1k $29.1k 0.01% Unchanged
25 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 25,00025.0k $24.6k $24.6k 0.00% New
26 Private Wealth Advisors, LLC 0.01% of their portfolio Fresno, CA 20,00020.0k $19.4k $19.4k 0.01% Unchanged
27 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 20,00020.0k $19.4k $19.4k 0.01% Unchanged
28 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 17,00017.0k $1.6m $1.6m 0.09% New
29 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.01% of their portfolio HINGHAM, MA 10,00010.0k $9.7k $9.7k 0.01% Unchanged
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6060 $58.0k $58.0k 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged