Vault-13

TIDAL ETF TR LBAY

LEATHERBACK LNG · ETP · CUSIP 886364850

15 institutional holders -3 vs Q1 2023
878,353878.4k shares reported held*
$51.5mreported value*
2 new 7 added 3 reduced 5 sold out net sold ≈ $2.9m (-109.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $58.58.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 21Q1 23: 18Q2 23: 1515Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202213
Q4 202221
Q1 202318
Q2 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 8 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022144
Q1 2023710
Q2 202398

Biggest buyers

ROYAL BANK OF CANADA Added +36,206+36.2k
Janney Montgomery Scott LLC Added +9,365+9.4k
EP Wealth Advisors, LLC New +5,858+5.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +4,716+4.7k
OLD MISSION CAPITAL LLC Added +2,665+2.7k
Richard P Slaughter Associates Inc Added +1,883+1.9k
UBS Group AG Added +1,674+1.7k
Ancora Advisors LLC New +804+804
Capital Planning LLC Added +395+395

Biggest sellers

Financial Architects, Inc Reduced -93,097-93.1k
Cambridge Investment Research Advisors, Inc. Sold out -30,060-30.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -16,431-16.4k
OSAIC HOLDINGS, INC. Reduced -12,793-12.8k
MAINSTAY CAPITAL MANAGEMENT LLC /ADV Sold out -9,519-9.5k
Realta Investment Advisors Sold out -9,010-9.0k
Worth Asset Management, LLC Sold out -1,705-1.7k
Apollon Wealth Management, LLC Reduced -775-775

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Richard P Slaughter Associates Inc 2.17% of their portfolio AUSTIN, TX 284,813284.8k $7.5m $7.5m 2.17% Added +1.9k +1,883
2 Ethos Financial Group, LLC 2.38% of their portfolio KING OF PRUSSIA, PA 258,386258.4k $7.0m $7.0m 2.38% Unchanged
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 109,478109.5k $2.9m $2.9m 0.01% Added +4.7k +4,716
4 Financial Architects, Inc 0.31% of their portfolio MARLTON, NJ 76,74776.7k $2.0m $2.0m 0.31% Reduced -93.1k -93,097
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 36,42736.4k $962.0k $962.0k 0.00% Added +36.2k +36,206
6 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 27,51727.5k $727.0k $727.0k 0.00% Added +9.4k +9,365
7 Capital Planning LLC 0.23% of their portfolio BELLEVUE, WA 22,11522.1k $584.1k $584.1k 0.23% Added +395 +395
8 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 19,49619.5k $514.9k $514.9k 0.02% Reduced -775 -775
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 18,30018.3k $483.3k $483.3k 0.00% Unchanged
10 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 14,60614.6k $385.8k $385.8k 0.01% Added +2.7k +2,665
11 EP Wealth Advisors, LLC 0.43% of their portfolio TORRANCE, CA 5,8585.9k $28.2m $28.2m 0.43% New
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,7902.8k $73.7k $73.7k 0.00% Added +1.7k +1,674
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0161.0k $26.8k $26.8k 0.00% Reduced -12.8k -12,793
14 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 804804 $21.2k $21.2k 0.00% New
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged