Vault-13

TIDAL ETF TR UPAR

UPAR ULTRA RISK · ETP · CUSIP 886364595

6 institutional holders -7 vs Q4 2023
2,700,1992.7m shares reported held*
$37.2mreported value*
0 new 3 added 1 reduced 7 sold out net bought ≈ $8.5m (+618.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.77.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 6Q4 22: 7Q1 23: 6Q2 23: 9Q3 23: 10Q4 23: 13Q1 24: 66Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20226
Q4 20227
Q1 20236
Q2 20239
Q3 202310
Q4 202313
Q1 20246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 9 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 8 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202242
Q1 202334
Q2 202361
Q3 202353
Q4 202393
Q1 202438

Biggest buyers

EVOKE WEALTH, LLC Added +2,542,330+2.5m
CITADEL ADVISORS LLC Added +3,327+3.3k
OLD MISSION CAPITAL LLC Added +2,866+2.9k

Biggest sellers

ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC Sold out -1,808,167-1.8m
JANE STREET GROUP, LLC Sold out -113,725-113.7k
UBS Group AG Sold out -5,691-5.7k
Federation des caisses Desjardins du Quebec Sold out -2,054-2.1k
SIMPLEX TRADING, LLC Sold out -215-215
ENVESTNET ASSET MANAGEMENT INC Reduced -126-126
TD Waterhouse Canada Inc. Sold out -100-100
MORGAN STANLEY Sold out -2-2

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 EVOKE WEALTH, LLC 1.07% of their portfolio Los Angeles, CA 2,610,5682.6m $35.9m $35.9m 1.07% Added +2.5m +2,542,330
2 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,51643.5k $599.2k $599.2k 0.00% Added +3.3k +3,327
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,39222.4k $308.3k $308.3k 0.00% Reduced -126 -126
4 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 15,72315.7k $216.5k $216.5k 0.01% Added +2.9k +2,866
5 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,0008.0k $110.2k $110.2k 0.00% Unchanged
6 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged