Vault-13

TIDAL TR II

YIELDMAX AMD OPT · CUSIP 88634T477

16 institutional holders +4 vs Q1 2024
887,589887.6k shares reported held*
$15.2mreported value*
7 new 5 added 2 reduced 3 sold out net bought ≈ $10.2m (+593.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.17. Options: 1 managers hold calls ($151.1k notional), 2 hold puts ($716.0k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 23: 3Q4 23: 7Q1 24: 12Q2 24: 1616Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20233
Q4 20237
Q1 202412
Q2 202416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 23: 4 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 5 cut or sold outQ1 24Q2 24: 12 bought or addedQ2 24: 5 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202342
Q1 2024105
Q2 2024125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $39.7kQ4 23 puts: $497.8kQ4 23P/C 12.53Q1 24 calls: $0Q1 24 puts: $654.1kQ1 24P/C —Q2 24 calls: $151.1kQ2 24 puts: $716.0kQ2 24P/C 4.74
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$39.7k$497.8k12.53
Q1 2024$0$654.1k—
Q2 2024$151.1k$716.0k4.74

Biggest buyers

Tidal Investments LLC Added +582,467+582.5k
CAPTRUST FINANCIAL ADVISORS New +14,389+14.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +5,500+5.5k
CITADEL ADVISORS LLC New +3,682+3.7k
Straight Path Wealth Management Added +1,031+1.0k
Belvedere Trading LLC Added +965+965
Cambridge Investment Research Advisors, Inc. Added +518+518
NFSG Corp New +200+200
ROYAL BANK OF CANADA Added +95+95
PIN OAK INVESTMENT ADVISORS INC New +70+70

Biggest sellers

Wellington Wealth Strategies, LLC. Sold out -7,423-7.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,676-5.7k
Plante Moran Financial Advisors, LLC Sold out -1,559-1.6k
UBS Group AG Reduced -879-879
NATIONAL BANK OF CANADA /FI/ Sold out -120-120

Biggest calls

CITADEL ADVISORS LLC New $151.1k8.8k shares

Biggest puts

Belvedere Trading LLC Added $587.2k34.2k shares
CITADEL ADVISORS LLC New $128.8k7.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Tidal Investments LLC 0.19% of their portfolio Milwaukee, WI 796,071796.1k $13.7m $13.7m 0.19% Added +582.5k +582,467
2 Belvedere Trading LLC 0.03% of their portfolio CHICAGO, IL 28,84128.8k $495.2k $495.2k 0.03% Added +965 +965
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,99515.0k $257.5k $257.5k 0.00% Reduced -5.7k -5,676
4 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,38914.4k $247.1k $247.1k 0.00% New
5 Straight Path Wealth Management 0.10% of their portfolio Jenison, MI 11,84311.8k $203.4k $203.4k 0.10% Added +1.0k +1,031
6 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,73110.7k $184.0k $184.0k 0.00% Added +518 +518
7 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 5,5005.5k $94.4k $94.4k 0.01% New
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,6823.7k $63.2k $63.2k 0.00% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 898898 $15.4k $15.4k 0.00% Reduced -879 -879
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 255255 $4.0k $4.0k 0.00% Added +95 +95
11 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 200200 $3.4k $3.4k 0.00% New
12 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 9898 $1.7k $1.7k 0.00% Unchanged
13 PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio HOUSTON, TX 7070 $1.0k $1.0k 0.00% New
14 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1414 $241 $241 0.00% New
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $30 $30 0.00% New
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged