Vault-13

THOR FINL TECHNOLOGIES TR THLV

EQUAL WEIGHT LOW · ETP · CUSIP 885155101

10 institutional holders +4 vs Q1 2023
1,951,1312.0m shares reported held*
$50.2mreported value*
5 new 0 added 3 reduced 2 sold out net sold ≈ $15.9m (-628.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.70. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 1Q4 22: 7Q1 23: 6Q2 23: 1010Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221
Q4 20227
Q1 20236
Q2 202310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202260
Q1 202325
Q2 202355

Biggest buyers

Compound Planning, Inc. New +65,174+65.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,747+15.7k
Stonebridge Capital Advisors LLC New +708+708
Coppell Advisory Solutions LLC New +298+298
OSAIC HOLDINGS, INC. New +231+231

Biggest sellers

CMC Financial Group Sold out -506,501-506.5k
Trilogy Capital Inc. Reduced -100,228-100.2k
Charles Carroll Financial Partners, LLC Sold out -72,325-72.3k
Signify Wealth Reduced -31,470-31.5k
Prostatis Group LLC Reduced -416-416

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Trilogy Capital Inc. 2.00% of their portfolio IRVINE, CA 1,208,2021.2m $31.3m $31.3m 2.00% Reduced -100.2k -100,228
2 Signify Wealth 12.96% of their portfolio SAINT LOUIS, MO 593,657593.7k $15.0m $15.0m 12.96% Reduced -31.5k -31,470
3 Compound Planning, Inc. 0.75% of their portfolio NEW YORK, NY 65,17465.2k $1.7m $1.7m 0.75% New
4 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 46,75846.8k $1.2m $1.2m 0.04% First filing
5 Prostatis Group LLC 0.24% of their portfolio HANOVER, MD 20,35620.4k $515.6k $515.6k 0.24% Reduced -416 -416
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,74715.7k $398.9k $398.9k 0.00% New
7 Stonebridge Capital Advisors LLC 0.00% of their portfolio ST PAUL, MN 708708 $17.9k $17.9k 0.00% New
8 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 298298 $7.5k $7.5k 0.00% New
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 231231 $5.9k $5.9k 0.00% New
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged