Vault-13

TESLA INC TSLA 2 05.15.24

NOTE 2.000% 5/1 · US DOMESTIC · CUSIP 88160RAG6

11 institutional holders +2 vs Q3 2023
5,0005.0k shares reported held*
$305.4mreported value*
3 new 3 added 1 reduced 1 sold out net bought ≈ $5.9m (-12.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $61087.17.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 16Q4 22: 12Q1 23: 11Q2 23: 11Q3 23: 9Q4 23: 1111Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202216
Q4 202212
Q1 202311
Q2 202311
Q3 20239
Q4 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 2 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 6 bought or addedQ4 23: 2 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202227
Q1 202323
Q2 202333
Q3 202335
Q4 202362

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $1.7mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $3.9mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $281.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$1.7m$00.00
Q2 2023$3.9m$00.00
Q3 2023$281.0k$00.00
Q4 2023$0$0—

Biggest buyers

BANK OF NOVA SCOTIA Added +9,480,984+9.5m
Skaana Management L.P. New +6,000,000+6.0m
PIPER SANDLER & CO. New +4,000,000+4.0m
AGF MANAGEMENT LTD Added +75,000+75.0k
Warberg Asset Management LLC New +10,000+10.0k
JPMORGAN CHASE & CO Added +6,000+6.0k

Biggest sellers

Calamos Advisors LLC Reduced -11,576,000-11.6m
Cunning Capital Partners, LP Sold out -12,140-12.1k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF NOVA SCOTIA 0.22% of their portfolio TORONTO, A6 9,556,4619.6m $114.8m $114.8m 0.22% Added +9.5m +9,480,984
2 Skaana Management L.P. 16.83% of their portfolio BROOKLYN, NY 6,000,0006.0m $72.1m $72.1m 16.83% New
3 Calamos Advisors LLC 0.35% of their portfolio NAPERVILLE, IL 5,663,0005.7m $68.0m $68.0m 0.35% Reduced -11.6m -11,576,000
4 PIPER SANDLER & CO. 35.96% of their portfolio MINNEAPOLIS, MN 4,000,0004.0m $47.6m $47.6m 35.96% New
5 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 175,000175.0k $2.1m $2.1m 0.01% Added +75.0k +75,000
6 Full Sail Capital, LLC 0.02% of their portfolio OKLAHOMA CITY, OK 25,00025.0k $300.3k $300.3k 0.02% Unchanged
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,00012.0k $146.7k $146.7k 0.00% Added +6.0k +6,000
8 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 10,00010.0k $120.1k $120.1k 0.00% Unchanged
9 Warberg Asset Management LLC 0.04% of their portfolio WINNETKA, IL 10,00010.0k $120.2k $120.2k 0.04% New
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,0005.0k $60.1k $60.1k 0.00% Unchanged
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged