Vault-13

SABA CAPITAL INCOME & OPPORT SABA

COM NEW · Closed-End Fund · CUSIP 880198205

84 institutional holders -2 vs Q1 2026
14,474,72814.5m shares reported held*
$120.8mreported value*
9 new 29 added 17 reduced 9 sold out net bought ≈ $3.6m (+431.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.35.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q2 24: 69Q3 24: 78Q4 24: 84Q1 25: 86Q2 25: 79Q3 25: 74Q4 25: 86Q1 26: 86Q2 26: 8484Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q2 202469
Q3 202478
Q4 202484
Q1 202586
Q2 202579
Q3 202574
Q4 202586
Q1 202686
Q2 202684

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 46 bought or addedQ3 24: 21 cut or sold outQ4 24: 32 bought or addedQ4 24: 26 cut or sold outQ4 24Q1 25: 32 bought or addedQ1 25: 37 cut or sold outQ2 25: 30 bought or addedQ2 25: 35 cut or sold outQ2 25Q3 25: 27 bought or addedQ3 25: 32 cut or sold outQ4 25: 30 bought or addedQ4 25: 33 cut or sold outQ4 25Q1 26: 33 bought or addedQ1 26: 32 cut or sold outQ2 26: 38 bought or addedQ2 26: 26 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244621
Q4 20243226
Q1 20253237
Q2 20253035
Q3 20252732
Q4 20253033
Q1 20263332
Q2 20263826

Biggest buyers

FLAX POND CAPITAL, LLC Added +313,691+313.7k
ENVESTNET ASSET MANAGEMENT INC Added +222,191+222.2k
DOLIVER ADVISORS, LP New +140,000+140.0k
Thomas J. Herzfeld Advisors, Inc. Added +117,085+117.1k
OSAIC HOLDINGS, INC. Added +45,987+46.0k
KELLEHER FINANCIAL ADVISORS New +40,161+40.2k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +27,395+27.4k
Advisors Asset Management, Inc. Added +24,401+24.4k
NOMURA HOLDINGS INC New +24,000+24.0k
TrueMark Investments, LLC Added +19,420+19.4k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -146,011-146.0k
Mutual Advisors, LLC Sold out -114,820-114.8k
Private Advisor Group, LLC Sold out -87,448-87.4k
RPO LLC Reduced -73,239-73.2k
Focus Partners Wealth Reduced -36,858-36.9k
Hara Capital LLC Reduced -30,408-30.4k
Winter & Associates, Inc. Reduced -27,765-27.8k
Invesco Ltd. Reduced -23,427-23.4k
CITADEL ADVISORS LLC Sold out -15,100-15.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -14,567-14.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +1.0 pts · filed 2025-06-11 10.4% +1.0 pts 2.9m≈ $24.5m 2025-06-11

Fell to 5% or below in the last year: Thomas J. Herzfeld Advisors, Inc. (2.9%, 2026-04-08)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.08% of their portfolio WEST PALM BEACH, FL 2,711,5922.7m $22.6m $22.6m 1.08% Reduced -146.0k -146,011
2 Saba Capital Management, L.P. 0.56% of their portfolio NEW YORK, NY 2,190,9682.2m $18.3m $18.3m 0.56% Unchanged
3 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 1,072,5251.1m $9.0m $9.0m 0.01% Unchanged
4 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 1,008,0951.0m $8.4m $8.4m 0.01% Reduced -36.9k -36,858
5 Thomas J. Herzfeld Advisors, Inc. 2.29% of their portfolio MIAMI BEACH, FL 891,603891.6k $7.4m $7.4m 2.29% Added +117.1k +117,085
6 FLAX POND CAPITAL, LLC 1.89% of their portfolio MERION STATION, PA 613,004613.0k $5.1m $5.1m 1.89% Added +313.7k +313,691
7 Shaker Financial Services, LLC 1.54% of their portfolio Arlington, VA 590,213590.2k $4.9m $4.9m 1.54% Added +9.8k +9,841
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 578,039578.0k $4.8m $4.8m 0.00% Added +222.2k +222,191
9 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 433,895433.9k $3.6m $3.6m 0.01% Reduced -9.3k -9,336
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 391,374391.4k $3.3m $3.3m 0.00% Reduced -23.4k -23,427
11 Almitas Capital LLC 0.70% of their portfolio SANTA MONICA, CA 347,826347.8k $2.9m $2.9m 0.70% Unchanged
12 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.35% of their portfolio BLUE BELL, PA 333,996334.0k $2.8m $2.8m 0.35% Added +27.4k +27,395
13 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 330,990331.0k $2.8m $2.8m 0.01% Added +10.9k +10,924
14 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 284,797284.8k $2.4m $2.4m 0.04% Added +24.4k +24,401
15 Hara Capital LLC 1.11% of their portfolio BELLEVUE, WA 251,358251.4k $2.1m $2.1m 1.11% Reduced -30.4k -30,408
16 TrueMark Investments, LLC 0.26% of their portfolio CHICAGO, IL 244,129244.1k $2.0m $2.0m 0.26% Added +19.4k +19,420
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 204,889204.9k $1.7m $1.7m 0.00% Reduced -5.8k -5,829
18 Closed-End Fund Advisors, Inc. 1.66% of their portfolio RICHMOND, VA 204,065204.1k $1.7m $1.7m 1.66% Added +3.5k +3,536
19 QUANTIFY CHAOS ADVISORS, LLC 4.57% of their portfolio BROOKLYN, NY 194,270194.3k $1.6m $1.6m 4.57% Added +1.7k +1,665
20 CSS LLC/IL 0.07% of their portfolio CHICAGO, IL 181,833181.8k $1.5m $1.5m 0.07% Added +10.7k +10,725
21 DOLIVER ADVISORS, LP 0.26% of their portfolio HOUSTON, TX 140,000140.0k $1.2m $1.2m 0.26% New
22 Comprehensive Money Management Services LLC 0.67% of their portfolio CORAL GABLES, FL 127,548127.5k $1.1m $1.1m 0.67% Added +1.6k +1,650
23 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 90,96891.0k $759.6k $759.6k 0.00% Reduced -10.0k -9,962
24 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 89,27189.3k $745.4k $745.4k 0.00% Reduced -1.5k -1,523
25 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 68,48468.5k $571.8k $571.8k 0.01% Added +2.2k +2,151
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 65,91465.9k $550.4k $550.4k 0.00% Added +46.0k +45,987
27 Marex Group Ltd 0.00% of their portfolio London, X0 62,01762.0k $517.8k $517.8k 0.00% Added +10.7k +10,672
28 RPO LLC 1.72% of their portfolio Stamford, CT 49,90749.9k $416.7k $416.7k 1.72% Reduced -73.2k -73,239
29 LEGACY FINANCIAL INDEPENDENT ADVISORS LLC 0.17% of their portfolio LOUISVILLE, KY 43,91643.9k $366.7k $366.7k 0.17% Reduced -6.4k -6,425
30 Visionary Horizons, LLC 0.15% of their portfolio Knoxville, TN 43,87643.9k $366.4k $366.4k 0.15% Reduced -1.9k -1,900
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,45840.5k $337.8k $337.8k 0.00% Added +6.2k +6,236
32 Gridiron Partners, LLC 0.17% of their portfolio Wexford, PA 40,18240.2k $333.1k $333.1k 0.17% Added +1.5k +1,527
33 KELLEHER FINANCIAL ADVISORS 0.05% of their portfolio NEW YORK, NY 40,16140.2k $335.3k $335.3k 0.05% New
34 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 30,77130.8k $256.9k $256.9k 0.00% Added +11.0k +10,969
35 EVERGREEN CAPITAL MANAGEMENT LLC 0.00% of their portfolio Bellevue, WA 30,31830.3k $253.2k $253.2k 0.00% Unchanged
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,57029.6k $246.9k $246.9k 0.00% Added +3.4k +3,422
37 Avion Wealth 0.04% of their portfolio THE WOODLANDS, TX 27,93727.9k $233.0k $233.0k 0.04% Reduced -968 -968
38 Gilman Hill Asset Management, LLC 0.03% of their portfolio NEW CANAAN, CT 25,00025.0k $208.8k $208.8k 0.03% Unchanged
39 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 24,00024.0k $200.4k $200.4k 0.00% New
40 K2 PRINCIPAL FUND, L.P. 0.02% of their portfolio TORONTO, A6 22,70022.7k $189.5k $189.5k 0.02% Unchanged
41 UHLMANN PRICE SECURITIES, LLC 0.01% of their portfolio SKOKIE, IL 21,06321.1k $175.9k $175.9k 0.01% Added +6.4k +6,375
42 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.01% of their portfolio CEDAR RAPIDS, IA 20,21220.2k $168.8k $168.8k 0.01% Unchanged
43 Harbour Capital Advisors, LLC 0.03% of their portfolio TYSONS CORNER, VA 17,50517.5k $143.2k $143.2k 0.03% Reduced -495 -495
44 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 17,22517.2k $143.8k $143.8k 0.00% Reduced -1.5k -1,500
45 MELFA WEALTH MANAGEMENT, INC. 0.08% of their portfolio WESTBOROUGH, MA 16,87516.9k $140.9k $140.9k 0.08% Unchanged
46 PATRON PARTNERS, LLC 0.05% of their portfolio HOUSTON, TX 16,49016.5k $137.7k $137.7k 0.05% Unchanged
47 Clear Creek Financial Management, LLC 0.01% of their portfolio SILVERDALE, WA 15,39115.4k $128.5k $128.5k 0.01% Added +716 +716
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,15615.2k $126.6k $126.6k 0.00% Reduced -2.4k -2,376
49 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 14,25114.3k $119.0k $119.0k 0.00% Unchanged
50 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 13,90113.9k $116.1k $116.1k 0.00% Added +28 +28
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,50813.5k $112.0k $112.0k 0.00% Reduced -9.3k -9,260
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,51412.5k $104.5k $104.5k 0.00% Added +2.4k +2,438
53 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 12,50012.5k $104.4k $104.4k 0.00% Unchanged
54 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 12,21612.2k $101.9k $101.9k 0.00% Added +4 +4
55 Winter & Associates, Inc. 0.07% of their portfolio ST. PAUL, MN 11,90811.9k $99.4k $99.4k 0.07% Reduced -27.8k -27,765
56 Joel Isaacson & Co., LLC 0.00% of their portfolio NEW YORK, NY 11,50011.5k $96.0k $96.0k 0.00% Unchanged
57 SHRIER WEALTH MANAGEMENT, LLC 0.03% of their portfolio LOS ANGELES, CA 11,34911.3k $94.8k $94.8k 0.03% Added +43 +43
58 Rock Point Advisors, LLC 0.02% of their portfolio BURLINGTON, VT 10,21610.2k $85.3k $85.3k 0.02% Unchanged
59 Abel Hall, LLC 0.01% of their portfolio BATON ROUGE, LA 10,00010.0k $83.5k $83.5k 0.01% Unchanged
60 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 7,0857.1k $59.2k $59.2k 0.00% New
61 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,4615.5k $45.6k $45.6k 0.00% Added +461 +461
62 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,0455.0k $42.1k $42.1k 0.00% New
63 LRI Investments, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 5,0005.0k $41.8k $41.8k 0.00% New
64 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 4,9174.9k $41.1k $41.1k 0.00% Unchanged
65 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,8824.9k $40.8k $40.8k 0.00% Unchanged
66 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 3,4873.5k $29.1k $29.1k 0.00% Unchanged
67 Axiom Investment Management LLC 0.01% of their portfolio NEW YORK, NY 2,5132.5k $21.0k $21.0k 0.01% Unchanged
68 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,4592.5k $20.5k $20.5k 0.00% Added +942 +942
69 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 2,0352.0k $17.0k $17.0k 0.00% Added +8 +8
70 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 1,5001.5k $12.5k $12.5k 0.01% Unchanged
71 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 1,3351.3k $11.1k $11.1k 0.00% Unchanged
72 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 575575 $4.8k $4.8k 0.00% Unchanged
73 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 500500 $4.2k $4.2k 0.00% Unchanged
74 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 325325 $2.7k $2.7k 0.00% Unchanged
75 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 300300 $2.5k $2.5k 0.00% Unchanged
76 Gould Capital, LLC 0.00% of their portfolio TACOMA, WA 300300 $2.5k $2.5k 0.00% Unchanged
77 TOUNJIAN ADVISORY PARTNERS, LLC 0.00% of their portfolio FORT MYERS, FL 220220 $1.8k $1.8k 0.00% New
78 Elevated Capital Advisors, LLC 0.00% of their portfolio SANDY, UT 168168 $1.4k $1.4k 0.00% Unchanged
79 HAGER INVESTMENT MANAGEMENT SERVICES, LLC 0.00% of their portfolio NEW LONDON, NH 125125 $1.0k $1.0k 0.00% New
80 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 7373 $610 $610 0.00% New
81 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 6565 $543 $543 0.00% Unchanged
82 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 5252 $430 $430 0.00% Added +2 +2
83 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 5050 $418 $418 0.00% Unchanged
84 WINMILL & CO. INC 0.00% of their portfolio WALPOLE, NH 1717 $142 $142 0.00% Unchanged