Vault-13

ABRDN HEALTHCARE INVESTORS HQH

SH BEN INT · Closed-End Fund · CUSIP 87911J103

115 institutional holders +7 vs Q3 2022
8,555,0078.6m shares reported held*
$154.1mreported value*
16 new 35 added 35 reduced 9 sold out net bought ≈ $4.0m (+255.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.01.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 115115Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022108
Q4 2022115

Biggest buyers

Cornerstone Advisors, LLC Added +246,200+246.2k
MORGAN STANLEY Added +144,494+144.5k
Logan Stone Capital, LLC New +99,257+99.3k
WOLVERINE ASSET MANAGEMENT LLC Added +58,546+58.5k
AQR Arbitrage LLC New +54,267+54.3k
Weiss Asset Management LP New +47,191+47.2k
Elequin Capital, LP New +43,676+43.7k
JPMORGAN CHASE & CO Added +38,235+38.2k
Advisors Asset Management, Inc. Added +35,542+35.5k
Cetera Investment Advisers Added +23,023+23.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -162,075-162.1k
NEEDHAM INVESTMENT MANAGEMENT LLC Reduced -118,469-118.5k
WELLS FARGO & COMPANY/MN Reduced -62,981-63.0k
Raymond James Financial Services Advisors, Inc. Reduced -49,929-49.9k
GUGGENHEIM CAPITAL LLC Sold out -48,858-48.9k
ROYAL BANK OF CANADA Reduced -39,491-39.5k
LPL Financial LLC Reduced -29,609-29.6k
UBS Group AG Reduced -24,891-24.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -19,635-19.6k
B. Riley Wealth Advisors, Inc. Reduced -16,245-16.2k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 1 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20221$11.9k0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,118,8003.1m $56.1m $56.1m 0.01% Added +144.5k +144,494
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 550,910550.9k $9.9m $9.9m 0.00% Reduced -39.5k -39,491
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 303,832303.8k $5.5m $5.5m 0.00% Reduced -63.0k -62,981
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 290,641290.6k $5.2m $5.2m 0.00% Reduced -29.6k -29,609
5 Cornerstone Advisors, LLC 0.24% of their portfolio ASHEVILLE, NC 270,800270.8k $4.9m $4.9m 0.24% Added +246.2k +246,200
6 WOLVERINE ASSET MANAGEMENT LLC 0.07% of their portfolio CHICAGO, IL 269,614269.6k $4.9m $4.9m 0.07% Added +58.5k +58,546
7 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 238,048238.0k $4.3m $4.3m 0.01% Reduced -49.9k -49,929
8 NEEDHAM INVESTMENT MANAGEMENT LLC 0.70% of their portfolio NEW YORK, NY 216,331216.3k $3.9m $3.9m 0.70% Reduced -118.5k -118,469
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 206,632206.6k $3.7m $3.7m 0.00% Reduced -24.9k -24,891
10 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 181,815181.8k $3.3m $3.3m 0.00% Reduced -2.9k -2,869
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 159,160159.2k $2.9m $2.9m 0.00% Reduced -162.1k -162,075
12 MATRIX PRIVATE CAPITAL GROUP LLC 1.85% of their portfolio NEW YORK, NY 157,900157.9k $2.8m $2.8m 1.85% Reduced -5.2k -5,165
13 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 154,411154.4k $2.8m $2.8m 0.01% Reduced -380 -380
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 144,528144.5k $2.6m $2.6m 0.01% Unchanged
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 143,701143.7k $2.6m $2.6m 0.00% Added +8.2k +8,173
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 141,265141.3k $2.5m $2.5m 0.01% Added +539 +539
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 113,126113.1k $2.1m $2.1m 0.00% Added +1.3k +1,346
18 Logan Stone Capital, LLC 0.67% of their portfolio CHICAGO, IL 99,25799.3k $1.8m $1.8m 0.67% New
19 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 87,56887.6k $1.6m $1.6m 0.04% Reduced -16.2k -16,245
20 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 75,70175.7k $1.4m $1.4m 0.03% Reduced -670 -670
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 72,23572.2k $1.3m $1.3m 0.01% Added +6.8k +6,775
22 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 68,66568.7k $1.2m $1.2m 0.01% Added +23.0k +23,023
23 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 65,13965.1k $1.2m $1.2m 0.02% Added +35.5k +35,542
24 Cyndeo Wealth Partners, LLC 0.14% of their portfolio ST. PETERSBURG, FL 63,99364.0k $1.2m $1.2m 0.14% First filing
25 Eudaimonia Partners, LLC 0.28% of their portfolio Winchester, TN 63,52563.5k $1.1m $1.1m 0.28% Added +910 +910
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 62,62262.6k $1.1m $1.1m 0.00% Reduced -19.6k -19,635
27 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 57,75257.8k $1.0m $1.0m 0.05% Reduced -4.0k -3,973
28 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 54,26754.3k $976.8k $976.8k 0.03% New
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.14% of their portfolio Englewood, NJ 52,38152.4k $942.9k $942.9k 0.14% Added +15.2k +15,217
30 Weiss Asset Management LP 0.04% of their portfolio BOSTON, MA 47,19147.2k $849.4k $849.4k 0.04% New
31 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 45,87845.9k $825.8k $825.8k 0.01% Reduced -2.3k -2,335
32 Elequin Capital, LP 0.22% of their portfolio NEW YORK, NY 43,67643.7k $786.2k $786.2k 0.22% New
33 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 42,16642.2k $759.0k $759.0k 0.00% Reduced -6.2k -6,187
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 38,84238.8k $699.0k $699.0k 0.00% Added +38.2k +38,235
35 Claraphi Advisory Network, LLC 0.27% of their portfolio ALISO VIEJO, X1 37,87837.9k $681.8k $681.8k 0.27% Reduced -12.2k -12,191
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 36,10436.1k $649.9k $649.9k 0.07% Reduced -102 -102
37 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 35,21735.2k $633.9k $633.9k 0.00% Added +2.7k +2,700
38 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 31,20231.2k $534.4k $534.4k 0.01% Reduced -80 -80
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,06531.1k $558.0k $558.0k 0.00% Reduced -2.6k -2,579
40 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 30,17030.2k $543.1k $543.1k 0.00% Added +9.3k +9,280
41 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 29,46829.5k $530.4k $530.4k 0.00% Added +1.3k +1,260
42 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 28,47028.5k $512.0k $512.0k 0.02% Added +570 +570
43 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,14427.1k $488.6k $488.6k 0.01% Added +218 +218
44 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,76526.8k $482.0k $482.0k 0.01% Added +804 +804
45 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 26,21626.2k $471.9k $471.9k 0.00% Unchanged
46 Stockman Wealth Management, Inc. 0.11% of their portfolio BILLINGS, MT 25,39425.4k $457.1k $457.1k 0.11% Unchanged
47 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 24,54424.5k $441.8k $441.8k 0.02% Unchanged
48 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 23,87923.9k $429.8k $429.8k 0.00% Added +464 +464
49 Sage Capital Advisors,llc 0.18% of their portfolio SIOUX FALLS, SD 23,00023.0k $414.0k $414.0k 0.18% Reduced -122 -122
50 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 21,47821.5k $386.6k $386.6k 0.01% Added +1.8k +1,817
51 Atlantic Union Bankshares Corp 0.04% of their portfolio GLEN ALLEN, VA 20,95721.0k $377.2k $377.2k 0.04% Reduced -1.0k -1,015
52 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 20,84420.8k $375.0k $375.0k 0.02% Reduced -1.4k -1,385
53 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 19,75419.8k $355.6k $355.6k 0.00% Added +1.0k +1,009
54 Shaker Financial Services, LLC 0.16% of their portfolio Arlington, VA 19,00019.0k $342.0k $342.0k 0.16% New
55 All Season Financial Advisors, Inc. 0.30% of their portfolio DENVER, CO 18,66418.7k $335.9k $335.9k 0.30% Not comparable
56 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 18,14818.1k $326.7k $326.7k 0.01% Added +7.8k +7,836
57 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 17,78817.8k $320.0k $320.0k 0.02% New
58 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,35717.4k $312.4k $312.4k 0.00% Reduced -358 -358
59 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 16,29416.3k $293.3k $293.3k 0.03% Added +783 +783
60 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 15,48715.5k $278.8k $278.8k 0.00% Reduced -4.2k -4,197
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,29015.3k $275.2k $275.2k 0.00% Added +1.7k +1,667
62 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 15,22215.2k $274.0k $274.0k 0.03% Reduced -516 -516
63 Laurel Wealth Advisors, Inc. 0.03% of their portfolio SOLANA BEACH, CA 14,89914.9k $268.0k $268.0k 0.03% Added +685 +685
64 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 14,25014.2k $256.5k $256.5k 0.03% Added +76 +76
65 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 13,54413.5k $289.0k $289.0k 0.01% Added +200 +200
66 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,24111.2k $202.3k $202.3k 0.00% Unchanged
67 Moloney Securities Asset Management, LLC 0.04% of their portfolio MANCHESTER, MO 11,12811.1k $200.3k $200.3k 0.04% Added +234 +234
68 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.02% of their portfolio London, X0 10,60010.6k $191.0k $191.0k 0.02% New
69 Coastline Trust Co 0.03% of their portfolio PROVIDENCE, RI 10,46010.5k $188.3k $188.3k 0.03% Unchanged
70 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,15410.2k $212.0k $212.0k 0.00% Reduced -415 -415
71 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 10,14610.1k $182.6k $182.6k 0.00% Reduced -257 -257
72 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 10,14410.1k $182.6k $182.6k 0.01% Unchanged
73 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 7,3107.3k $131.6k $131.6k 0.01% New
74 CLOUGH CAPITAL PARTNERS L P 0.01% of their portfolio Boston, MA 6,3006.3k $113.4k $113.4k 0.01% New
75 SOA Wealth Advisors, LLC. 0.03% of their portfolio NEW YORK, NY 5,8375.8k $105.1k $105.1k 0.03% Reduced -684 -684
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,4155.4k $97.5k $97.5k 0.00% Reduced -772 -772
77 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 4,3974.4k $79.1k $79.1k 0.00% Unchanged
78 IMA Advisory Services, Inc. 0.02% of their portfolio DENVER, CO 3,9003.9k $70.2k $70.2k 0.02% Unchanged
79 NORTHWEST INVESTMENT COUNSELORS, LLC 0.02% of their portfolio Lake Oswego, OR 3,0393.0k $54.7k $54.7k 0.02% Unchanged
80 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 2,6742.7k $48.1k $48.1k 0.00% Unchanged
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,6352.6k $47.4k $47.4k 0.00% Added +1.1k +1,086
82 Truvestments Capital LLC 0.03% of their portfolio SARASOTA, FL 2,4962.5k $44.9k $44.9k 0.03% Unchanged
83 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 2,1992.2k $40.0k $40.0k 0.00% Unchanged
84 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 2,1992.2k $39.6k $39.6k 0.00% Unchanged
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,8051.8k $32.5k $32.5k 0.00% New
86 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 1,4481.4k $26.1k $26.1k 0.00% Added +28 +28
87 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 1,3571.4k $24.0k $24.0k 0.00% Reduced -357 -357
88 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,2421.2k $22.4k $22.4k 0.00% Unchanged
89 Rise Advisors, LLC 0.02% of their portfolio ROCHESTER, NY 1,2291.2k $22.1k $22.1k 0.02% Added +25 +25
90 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 934934 $16.8k $16.8k 0.00% New
91 FNY Investment Advisers, LLC 0.02% of their portfolio NEW YORK, NY 900900 $16.0k $16.0k 0.02% New
92 PIERSHALE FINANCIAL GROUP, INC. 0.01% of their portfolio BARRINGTON, IL 880880 $15.8k $15.8k 0.01% New
93 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 831831 $14.4k $14.4k 0.01% Unchanged
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 635635 $11.0k $11.0k 0.00% Unchanged
95 Accel Wealth Management 0.01% of their portfolio WAVERLY, IA 587587 $10.6k $10.6k 0.01% Unchanged
96 SITTNER & NELSON, LLC 0.01% of their portfolio EUGENE, OR 550550 $9.9k $9.9k 0.01% Added +11 +11
97 TOMPKINS FINANCIAL CORP 0.00% of their portfolio ITHACA, NY 465465 $8.0k $8.0k 0.00% Unchanged
98 OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio Chicago, IL 350350 $6.3k $6.3k 0.00% Unchanged
99 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 300300 $5.4k $5.4k 0.00% Unchanged
100 Quent Capital, LLC 0.00% of their portfolio NEW YORK, NY 288288 $5.2k $5.2k 0.00% Added +3 +3