Vault-13

ABRDN HEALTHCARE OPPORTUNITI THQ

SHS · Closed-End Fund · CUSIP 879105104

97 institutional holders +2 vs Q1 2024
8,553,8298.6m shares reported held*
$174.2mreported value*
14 new 31 added 30 reduced 13 sold out net sold ≈ $79.5m (-3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.36.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 82Q4 22: 86Q1 23: 93Q2 23: 79Q3 23: 92Q4 23: 99Q1 24: 95Q2 24: 9797Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202282
Q4 202286
Q1 202393
Q2 202379
Q3 202392
Q4 202399
Q1 202495
Q2 202497

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 35 cut or sold outQ2 23: 36 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 30 cut or sold outQ4 23: 45 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 48 bought or addedQ1 24: 51 cut or sold outQ2 24: 45 bought or addedQ2 24: 43 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224729
Q1 20234635
Q2 20233641
Q3 20234930
Q4 20234544
Q1 20244851
Q2 20244543

Biggest buyers

LPL Financial LLC Added +148,400+148.4k
ROYAL BANK OF CANADA Added +86,533+86.5k
COHEN & STEERS, INC. Added +34,000+34.0k
RAYMOND JAMES & ASSOCIATES Added +29,946+29.9k
CWM, LLC New +27,005+27.0k
OSAIC HOLDINGS, INC. Added +24,284+24.3k
Invesco Ltd. New +21,689+21.7k
Raymond James Financial Services Advisors, Inc. Added +18,558+18.6k
WNY Asset Management, LLC New +13,116+13.1k
Aptus Capital Advisors, LLC New +11,048+11.0k

Biggest sellers

MORGAN STANLEY Reduced -3,020,096-3.0m
1607 Capital Partners, LLC Reduced -354,610-354.6k
Cornerstone Advisors, LLC Reduced -308,027-308.0k
AQR Arbitrage LLC Reduced -156,978-157.0k
AMERIPRISE FINANCIAL INC Reduced -115,645-115.6k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Sold out -99,715-99.7k
1832 Asset Management L.P. Sold out -98,664-98.7k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -75,803-75.8k
PFG Investments, LLC Reduced -46,297-46.3k
Atria Wealth Solutions, Inc. Sold out -24,852-24.9k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 1 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$18.2k0——
Q1 20241$18.4k0——
Q2 20241$11.7k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-04-09 Goetz Kathleen Director Bought 600 $19.54 $11.7k600 shares +110%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,479,6851.5m $30.2m $30.2m 0.00% Reduced -3.0m -3,020,096
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 961,583961.6k $19.6m $19.6m 0.00% Added +86.5k +86,533
3 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 878,421878.4k $17.9m $17.9m 0.03% Added +18.6k +18,558
4 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 827,221827.2k $16.9m $16.9m 0.01% Added +29.9k +29,946
5 Heron Bay Capital Management 2.21% of their portfolio BLOOMFIELD HILLS, MI 508,047508.0k $10.4m $10.4m 2.21% Unchanged
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 298,259298.3k $6.1m $6.1m 0.00% Added +148.4k +148,400
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 288,427288.4k $5.9m $5.9m 0.00% Reduced -7.5k -7,504
8 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 244,726244.7k $5.0m $5.0m 0.05% Reduced -822 -822
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 229,737229.7k $4.7m $4.7m 0.00% Reduced -115.6k -115,645
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 224,080224.1k $4.6m $4.6m 0.00% Reduced -1.0k -1,025
11 AQR Arbitrage LLC 0.09% of their portfolio Greenwich, CT 177,364177.4k $3.6m $3.6m 0.09% Reduced -157.0k -156,978
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 149,947149.9k $3.1m $3.1m 0.00% Added +11.0k +10,951
13 1607 Capital Partners, LLC 0.26% of their portfolio Richmond, VA 139,741139.7k $2.8m $2.8m 0.26% Reduced -354.6k -354,610
14 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 137,671137.7k $2.7m $2.7m 0.02% First filing
15 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 129,135129.1k $2.6m $2.6m 0.00% Added +4.0k +4,028
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 117,879117.9k $2.4m $2.4m 0.00% Reduced -6.8k -6,750
17 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.20% of their portfolio CHICAGO, IL 100,000100.0k $2.0m $2.0m 0.20% Unchanged
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 95,39895.4k $1.9m $1.9m 0.00% Added +2.3k +2,276
19 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 92,07892.1k $1.9m $1.9m 0.01% Added +1.1k +1,090
20 Aviance Capital Partners, LLC 0.24% of their portfolio NAPLES, FL 81,42281.4k $1.7m $1.7m 0.24% Added +2.6k +2,623
21 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 79,62979.6k $1.6m $1.6m 0.06% Added +81 +81
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,95878.0k $1.6m $1.6m 0.00% Added +24.3k +24,284
23 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 71,84571.8k $1.5m $1.5m 0.00% Added +34.0k +34,000
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 69,12569.1k $1.4m $1.4m 0.01% Added +4.1k +4,134
25 COMERICA BANK 0.01% of their portfolio DALLAS, TX 67,81467.8k $1.4m $1.4m 0.01% Reduced -29 -29
26 Consolidated Portfolio Review Corp 0.25% of their portfolio WOODBURY, NY 52,64452.6k $1.1m $1.1m 0.25% Added +6.6k +6,637
27 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 51,81951.8k $1.1m $1.1m 0.03% Reduced -21.8k -21,834
28 McGowan Group Asset Management, Inc. 0.13% of their portfolio DALLAS, TX 46,16646.2k $940.9k $940.9k 0.13% Reduced -479 -479
29 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 45,25845.3k $922.4k $922.4k 0.01% Added +4.1k +4,134
30 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 40,55840.6k $826.6k $826.6k 0.02% Reduced -1.6k -1,575
31 Samalin Investment Counsel, LLC 0.36% of their portfolio CHAPPAQUA, NY 37,70037.7k $768.3k $768.3k 0.36% Added +960 +960
32 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 36,51436.5k $744.2k $744.2k 0.01% Reduced -1.5k -1,524
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 36,04736.0k $734.6k $734.6k 0.00% Reduced -1.6k -1,617
34 Whitener Capital Management, Inc. 0.22% of their portfolio Rocky Mount, NC 35,85035.9k $730.6k $730.6k 0.22% Added +2.7k +2,700
35 Next Level Private LLC 0.30% of their portfolio HARRISON, NY 32,30232.3k $658.3k $658.3k 0.30% Added +6.4k +6,352
36 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 30,59730.6k $623.6k $623.6k 0.01% Reduced -120 -120
37 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 30,36530.4k $619.0k $619.0k 0.00% Added +735 +735
38 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 27,69027.7k $564.3k $564.3k 0.02% Unchanged
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 27,00527.0k $550.0k $550.0k 0.00% New
40 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 24,06924.1k $490.5k $490.5k 0.02% Added +118 +118
41 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,08323.1k $470.0k $470.0k 0.00% Added +1.3k +1,296
42 Provenance Wealth Advisors, LLC 0.07% of their portfolio FORT LAUDERDALE, FL 22,95923.0k $467.9k $467.9k 0.07% Added +20 +20
43 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 22,23922.2k $453.0k $453.0k 0.01% Unchanged
44 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 21,83321.8k $445.0k $445.0k 0.00% Added +5.2k +5,226
45 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 21,68921.7k $442.0k $442.0k 0.00% New
46 HARBOR INVESTMENT ADVISORY, LLC 0.04% of their portfolio LUTHERVILLE, MD 19,93919.9k $406.4k $406.4k 0.04% Unchanged
47 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 19,35019.4k $394.4k $394.4k 0.01% Added +1.1k +1,100
48 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 19,31019.3k $393.5k $393.5k 0.01% Reduced -1.3k -1,300
49 ARS Wealth Advisors Group, LLC 0.05% of their portfolio St. Petersburg, FL 18,78518.8k $382.8k $382.8k 0.05% Reduced -300 -300
50 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 16,99517.0k $346.4k $346.4k 0.02% Reduced -46.3k -46,297
51 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 15,97916.0k $325.7k $325.7k 0.03% Reduced -173 -173
52 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 15,33815.3k $312.6k $312.6k 0.01% Added +1.4k +1,364
53 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,17415.2k $309.2k $309.2k 0.00% Reduced -24 -24
54 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 14,96715.0k $305.0k $305.0k 0.05% Unchanged
55 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 14,91514.9k $304.0k $304.0k 0.00% Reduced -133 -133
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,83213.8k $281.9k $281.9k 0.00% Unchanged
57 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 13,56413.6k $276.4k $276.4k 0.03% Unchanged
58 WNY Asset Management, LLC 0.04% of their portfolio Williamsville, NY 13,11613.1k $267.3k $267.3k 0.04% New
59 Madison Park Capital Advisors, LLC 0.22% of their portfolio SEATTLE, WA 13,00013.0k $264.9k $264.9k 0.22% Unchanged
60 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 12,80012.8k $260.9k $260.9k 0.01% Reduced -200 -200
61 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 12,06612.1k $245.9k $245.9k 0.02% Added +213 +213
62 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 11,94511.9k $243.4k $243.4k 0.02% Reduced -390 -390
63 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 11,81211.8k $240.7k $240.7k 0.00% Unchanged
64 DF DENT & CO INC 0.00% of their portfolio BALTIMORE, MD 11,21711.2k $228.6k $228.6k 0.00% Added +100 +100
65 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 11,04811.0k $225.2k $225.2k 0.00% New
66 Second Line Capital, LLC 0.07% of their portfolio METAIRIE, LA 11,04811.0k $225.2k $225.2k 0.07% New
67 SteelPeak Wealth, LLC 0.01% of their portfolio WOODLAND HILLS, CA 10,35010.3k $210.9k $210.9k 0.01% New
68 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,14510.1k $206.8k $206.8k 0.00% New
69 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,0004.0k $86.0k $86.0k 0.01% New
70 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,7673.8k $76.8k $76.8k 0.00% Reduced -3.3k -3,274
71 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 3,5273.5k $71.9k $71.9k 0.00% Unchanged
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,9513.0k $60.1k $60.1k 0.00% Added +21 +21
73 Cornerstone Advisors, LLC 0.00% of their portfolio ASHEVILLE, NC 2,8412.8k $57.9k $57.9k 0.00% Reduced -308.0k -308,027
74 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,1412.1k $43.6k $43.6k 0.00% Reduced -1.5k -1,528
75 Creekmur Asset Management LLC 0.01% of their portfolio MORTON, IL 1,7841.8k $36.4k $36.4k 0.01% Reduced -4.1k -4,051
76 GABLES CAPITAL MANAGEMENT INC. 0.02% of their portfolio MIAMI, FL 1,7451.7k $35.6k $35.6k 0.02% Unchanged
77 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,7221.7k $35.0k $35.0k 0.00% Added +27 +27
78 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 1,2201.2k $24.0k $24.0k 0.01% Unchanged
79 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,1101.1k $22.6k $22.6k 0.00% Unchanged
80 HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio WHEELING, WV 1,0001.0k $20.0k $20.0k 0.01% Unchanged
81 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 1,0001.0k $20.4k $20.4k 0.01% New
82 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 1,0001.0k $20.4k $20.4k 0.01% Unchanged
83 HUDSON EDGE INVESTMENT PARTNERS INC. 0.00% of their portfolio JERSEY CITY, NJ 850850 $17.3k $17.3k 0.00% New
84 Winch Advisory Services, LLC 0.00% of their portfolio Appleton, WI 622622 $12.7k $12.7k 0.00% New
85 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 381381 $7.8k $7.8k 0.00% Unchanged
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 375375 $8.0k $8.0k 0.00% Unchanged
87 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 327327 $6.7k $6.7k 0.00% New
88 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 284284 $5.8k $5.8k 0.00% Reduced -406 -406
89 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 254254 $5.2k $5.2k 0.00% Added +7 +7
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 222222 $4.5k $4.5k 0.00% Reduced -2.9k -2,880
91 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 193193 $3.9k $3.9k 0.00% Added +5 +5
92 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 114114 $2.3k $2.3k 0.00% New
93 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 7070 $1.4k $1.4k 0.00% New
94 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 5050 $1.0k $1.0k 0.00% Unchanged
95 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 44 $82 $82 0.00% Reduced -6 -6
96 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $20 $20 0.00% Unchanged
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged