ABRDN HEALTHCARE OPPORTUNITI THQ
SHS · Closed-End Fund · CUSIP 879105104
93
institutional holders
+7 vs Q4 2022
8.5m
shares reported held*
$159.5mreported value*
15 new
31 added
27 reduced
8 sold out
net sold ≈ $2.3m (-128.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.77.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 82 |
| Q4 2022 | 86 |
| Q1 2023 | 93 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 47 | 29 |
| Q1 2023 | 46 | 35 |
Biggest buyers
| 1607 Capital Partners, LLC | Added | +159.1k |
| Heron Bay Capital Management | New | +139.6k |
| Cornerstone Advisors, LLC | New | +62.8k |
| AQR Arbitrage LLC | Added | +46.0k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | Added | +19.5k |
| Private Advisor Group, LLC | Added | +19.3k |
| GUGGENHEIM CAPITAL LLC | New | +17.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +17.0k |
| COMMERCE BANK | New | +11.8k |
| Steward Partners Investment Advisory, LLC | Added | +11.8k |
Biggest sellers
| LPL Financial LLC | Reduced | -270.1k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -75.6k |
| Janney Montgomery Scott LLC | Reduced | -58.4k |
| MORGAN STANLEY | Reduced | -53.8k |
| STEPHENS INC /AR/ | Sold out | -44.0k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -32.7k |
| FIRST TRUST ADVISORS LP | Reduced | -32.5k |
| AMERIPRISE FINANCIAL INC | Reduced | -25.7k |
| HBK Sorce Advisory LLC | Reduced | -23.3k |
| Jaffetilchin Investment Partners, LLC | Sold out | -17.7k |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 1 | $11.9k | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.6m $30.7m | Reduced -53.8k |
| Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio | 974.4k $18.3m | Reduced -75.6k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 876.3k $16.4m | Reduced -32.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 798.3k $15.0m | Added +8.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 376.5k $7.1m | Reduced -15.1k |
| UBS Group AG 0.00% of their portfolio | 310.4k $5.8m | Added +5.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 281.5k $5.3m | Reduced -25.7k |
| 1607 Capital Partners, LLC 0.33% of their portfolio | 250.8k $4.7m | Added +159.1k |
| Steward Partners Investment Advisory, LLC 0.07% of their portfolio | 219.7k $4.1m | Added +11.8k |
| LPL Financial LLC 0.00% of their portfolio | 148.2k $2.8m | Reduced -270.1k |
| WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio | 145.2k $2.7m | Reduced -425 |
| Heron Bay Capital Management 1.02% of their portfolio | 139.6k $2.6m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 138.0k $2.6m | Added +4.8k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 126.0k $2.4m | Reduced -32.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 120.7k $2.3m | Added +2.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 116.2k $2.2m | Reduced -1.4k |
| WEDBUSH SECURITIES INC 0.10% of their portfolio | 110.8k $2.1m | Reduced -9.7k |
| Aviance Capital Partners, LLC 0.42% of their portfolio | 101.3k $1.9m | Added +2.3k |
| AQR Arbitrage LLC 0.05% of their portfolio | 90.4k $1.7m | Added +46.0k |
| Advisor Resource Council 0.35% of their portfolio | 71.4k $1.4m | Reduced -720 |
| Private Advisor Group, LLC 0.01% of their portfolio | 70.2k $1.3m | Added +19.3k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 69.0k $1.3m | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.03% of their portfolio | 67.9k $1.3m | Added +441 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 67.5k $1.3m | Added +5.6k |
| Cornerstone Advisors, LLC 0.05% of their portfolio | 62.8k $1.2m | New |
| Cetera Investment Advisers 0.01% of their portfolio | 60.0k $1.1m | Added +6.0k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 60.0k $1.1m | Added +112 |
| Shaker Financial Services, LLC 0.41% of their portfolio | 50.4k $944.9k | Unchanged |
| Kingsview Wealth Management, LLC 0.04% of their portfolio | 47.1k $883.0k | Added +169 |
| 1832 Asset Management L.P. 0.00% of their portfolio | 47.1k $883.0k | Reduced -257 |
| McGowan Group Asset Management, Inc. 0.14% of their portfolio | 46.1k $865.4k | Reduced -2.5k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.07% of their portfolio | 45.6k $855.6k | Added +19.5k |
| Tradition Wealth Management, LLC 0.10% of their portfolio | 44.1k $828.0k | Added +838 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 40.0k $750.3k | Reduced -1.9k |
| Advisory Services Network, LLC 0.02% of their portfolio | 39.0k $732.5k | Reduced -911 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 37.6k $704.9k | Reduced -280 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 35.4k $664.0k | Reduced -58.4k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio | 33.1k $620.5k | Reduced -3.4k |
| HARBOR INVESTMENT ADVISORY, LLC 0.09% of their portfolio | 31.1k $583.1k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 30.4k $570.5k | Added +3.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio | 30.1k $565.3k | Added +8.8k |
| Prospera Financial Services Inc 0.02% of their portfolio | 27.0k $505.7k | Unchanged |
| Next Level Private LLC 0.38% of their portfolio | 25.4k $476.9k | Added +1.8k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 24.5k $460.0k | Reduced -1.1k |
| Whitener Capital Management, Inc. 0.19% of their portfolio | 24.4k $457.3k | Added +3.5k |
| HBK Sorce Advisory LLC 0.02% of their portfolio | 23.7k $444.8k | Reduced -23.3k |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 22.5k $423.0k | Added +5.0k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 19.9k $374.1k | Added +62 |
| AE Wealth Management LLC 0.00% of their portfolio | 19.1k $358.8k | Reduced -832 |
| NWF Advisory Services Inc. 0.08% of their portfolio | 18.1k $345.3k | First filing |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 17.3k $324.4k | New |
| Elequin Capital, LP 0.23% of their portfolio | 17.2k $322.7k | Added +3.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 17.0k $319.8k | New |
| SHELTON WEALTH MANAGEMENT, LLC 0.26% of their portfolio | 16.9k $317.8k | Reduced -110 |
| Invesco Ltd. 0.00% of their portfolio | 16.7k $313.4k | Reduced -7.2k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 15.5k $290.5k | Added +537 |
| Walleye Capital LLC 0.01% of their portfolio | 15.4k $289.1k | Reduced -6.7k |
| StrategIQ Financial Group, LLC 0.03% of their portfolio | 14.9k $279.5k | Unchanged |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio | 14.7k $275.5k | Added +400 |
| &PARTNERS 0.13% of their portfolio | 14.6k $274.3k | Added +241 |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 13.9k $261.0k | Unchanged |
| StoneX Group Inc. 0.03% of their portfolio | 12.6k $236.7k | Reduced -1.8k |
| COMMERCE BANK 0.00% of their portfolio | 11.8k $221.6k | New |
| DF DENT & CO INC 0.00% of their portfolio | 11.5k $216.0k | Added +665 |
| Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio | 10.2k $192.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.6k $85.9k | Added +12 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 4.0k $75.7k | Reduced -7.7k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.1k $57.8k | Added +2.8k |
| Capital Advisors, Ltd. LLC 0.01% of their portfolio | 2.5k $47.0k | Unchanged |
| BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio | 2.0k $37.5k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 1.6k $29.4k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.3k $24.4k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1.2k $23.4k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio | 1.2k $23.0k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.1k $20.8k | Unchanged |
| HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio | 1.0k $19.0k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 1.0k $18.8k | Unchanged |
| Level Financial Advisors 0.01% of their portfolio | 1.0k $18.8k | Unchanged |
| Rise Advisors, LLC 0.01% of their portfolio | 724 $13.6k | Added +13 |
| DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio | 675 $12.7k | Unchanged |
| Ahrens Investment Partners LLC 0.01% of their portfolio | 600 $11.3k | New |
| CWM, LLC 0.00% of their portfolio | 522 $10.0k | New |
| CENTRAL TRUST Co 0.00% of their portfolio | 500 $9.4k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 500 $9.4k | New |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 284 $5.3k | New |
| Beacon Capital Management, LLC 0.00% of their portfolio | 251 $4.7k | Added +4 |
| Rosenberg Matthew Hamilton 0.00% of their portfolio | 50 $938 | Unchanged |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 50 $938 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5 $0 | New |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 3 $57 | New |
| Register Financial Advisors LLC 0.00% of their portfolio | 1 $25 | Reduced -1.2k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 0 $0 | New |