ABRDN HEALTHCARE OPPORTUNITI THQ
SHS · Closed-End Fund · CUSIP 879105104
86
institutional holders
+4 vs Q3 2022
8.6m
shares reported held*
$170.5mreported value*
12 new
35 added
22 reduced
7 sold out
net bought ≈ $6.2m (+314.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.80.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 82 |
| Q4 2022 | 86 |
Biggest buyers
| LPL Financial LLC | Added | +302.6k |
| 1607 Capital Partners, LLC | New | +91.7k |
| Raymond James Financial Services Advisors, Inc. | Added | +40.9k |
| AMERIPRISE FINANCIAL INC | Added | +39.3k |
| MORGAN STANLEY | Added | +33.7k |
| AQR Arbitrage LLC | Added | +26.9k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | New | +26.1k |
| Steward Partners Investment Advisory, LLC | Added | +25.3k |
| HBK Sorce Advisory LLC | Added | +23.6k |
| Elequin Capital, LP | New | +13.8k |
Biggest sellers
| WELLS FARGO & COMPANY/MN | Reduced | -140.6k |
| UBS Group AG | Reduced | -91.0k |
| STEPHENS INC /AR/ | Reduced | -58.8k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -34.3k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -28.0k |
| All Season Financial Advisors, Inc. | Sold out | -17.7k |
| Aviance Capital Partners, LLC | Reduced | -15.7k |
| Invesco Ltd. | Reduced | -12.7k |
| 1832 Asset Management L.P. | Reduced | -6.0k |
| McGowan Group Asset Management, Inc. | Reduced | -4.2k |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 1 | $11.9k | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.7m $33.5m | Added +33.7k |
| Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio | 1.1m $20.8m | Added +40.9k |
| RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio | 909.0k $18.0m | Added +10.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 790.2k $15.7m | Reduced -2.0k |
| LPL Financial LLC 0.01% of their portfolio | 418.3k $8.3m | Added +302.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 391.6k $7.8m | Reduced -140.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 307.2k $6.1m | Added +39.3k |
| UBS Group AG 0.00% of their portfolio | 305.2k $6.0m | Reduced -91.0k |
| Steward Partners Investment Advisory, LLC 0.07% of their portfolio | 207.9k $4.1m | Added +25.3k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 158.5k $3.1m | Reduced -2.5k |
| WOLVERINE ASSET MANAGEMENT LLC 0.04% of their portfolio | 145.6k $2.9m | Reduced -34.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 133.2k $2.6m | Reduced -1.6k |
| WEDBUSH SECURITIES INC 0.13% of their portfolio | 120.5k $2.4m | Added +982 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 118.0k $2.3m | Added +4.7k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 117.6k $2.3m | Added +1.9k |
| Aviance Capital Partners, LLC 0.46% of their portfolio | 99.0k $2.0m | Reduced -15.7k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 93.8k $1.9m | Added +4.7k |
| 1607 Capital Partners, LLC 0.12% of their portfolio | 91.7k $1.8m | New |
| Advisor Resource Council 0.85% of their portfolio | 72.1k $1.4m | Reduced -1.1k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 69.0k $1.4m | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.04% of their portfolio | 67.5k $1.3m | Added +11.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 61.9k $1.2m | Added +3.7k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 59.9k $1.2m | Added +1.3k |
| Cetera Investment Advisers 0.01% of their portfolio | 54.0k $1.1m | Added +3.3k |
| Private Advisor Group, LLC 0.03% of their portfolio | 50.9k $1.0m | Reduced -25 |
| Shaker Financial Services, LLC 0.47% of their portfolio | 50.4k $997.8k | Added +12.0k |
| McGowan Group Asset Management, Inc. 0.15% of their portfolio | 48.6k $962.4k | Reduced -4.2k |
| 1832 Asset Management L.P. 0.00% of their portfolio | 47.3k $937.5k | Reduced -6.0k |
| HBK Sorce Advisory LLC 0.03% of their portfolio | 47.0k $931.0k | Added +23.6k |
| Kingsview Wealth Management, LLC 0.04% of their portfolio | 46.9k $929.1k | Unchanged |
| AQR Arbitrage LLC 0.02% of their portfolio | 44.5k $880.6k | Added +26.9k |
| STEPHENS INC /AR/ 0.02% of their portfolio | 44.0k $870.6k | Reduced -58.8k |
| Tradition Wealth Management, LLC 0.12% of their portfolio | 43.3k $858.0k | Added +2.6k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 41.9k $829.1k | Added +2.4k |
| Advisory Services Network, LLC 0.02% of their portfolio | 40.0k $791.5k | Reduced -2.0k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 37.9k $750.0k | Reduced -282 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio | 36.5k $723.2k | Added +13.6k |
| HARBOR INVESTMENT ADVISORY, LLC 0.10% of their portfolio | 31.1k $615.7k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 27.3k $541.5k | Reduced -199 |
| Prospera Financial Services Inc 0.03% of their portfolio | 27.0k $534.0k | Added +50 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.04% of their portfolio | 26.1k $516.5k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 25.6k $507.0k | Added +258 |
| Invesco Ltd. 0.00% of their portfolio | 23.9k $473.2k | Reduced -12.7k |
| Next Level Private LLC 0.34% of their portfolio | 23.6k $466.4k | Added +1.3k |
| Walleye Capital LLC 0.01% of their portfolio | 22.1k $437.4k | Added +11.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio | 21.3k $421.9k | Reduced -28.0k |
| Whitener Capital Management, Inc. 0.18% of their portfolio | 20.8k $412.5k | Added +4.6k |
| AE Wealth Management LLC 0.00% of their portfolio | 20.0k $395.4k | Added +586 |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 19.9k $393.8k | Added +2.6k |
| Jaffetilchin Investment Partners, LLC 0.04% of their portfolio | 17.7k $350.6k | Reduced -3.8k |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 17.6k $347.7k | Added +6.3k |
| SHELTON WEALTH MANAGEMENT, LLC 0.27% of their portfolio | 17.1k $337.8k | Added +37 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 14.9k $296.1k | Added +123 |
| StrategIQ Financial Group, LLC 0.03% of their portfolio | 14.9k $295.2k | Reduced -300 |
| StoneX Group Inc. 0.03% of their portfolio | 14.4k $285.6k | Added +83 |
| &PARTNERS 0.14% of their portfolio | 14.4k $284.9k | Reduced -1.4k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio | 14.3k $283.0k | Reduced -800 |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 13.9k $276.0k | Unchanged |
| Elequin Capital, LP 0.08% of their portfolio | 13.8k $273.9k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.8k $146.1k | New |
| DF DENT & CO INC 0.00% of their portfolio | 10.8k $214.9k | Unchanged |
| Bison Wealth, LLC 0.06% of their portfolio | 10.1k $195.6k | Unchanged |
| McElhenny Sheffield Capital Management, LLC 0.04% of their portfolio | 4.9k $96.7k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.6k $90.5k | Added +10 |
| Capital Advisors, Ltd. LLC 0.01% of their portfolio | 2.5k $50.0k | New |
| BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio | 2.0k $39.6k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 1.6k $31.0k | New |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.3k $25.8k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1.2k $24.8k | New |
| Worth Asset Management, LLC 0.02% of their portfolio | 1.2k $24.8k | Unchanged |
| Register Financial Advisors LLC 0.02% of their portfolio | 1.2k $23.8k | First filing |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.1k $22.0k | Reduced -1.0k |
| HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio | 1.0k $20.0k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 1.0k $19.8k | Unchanged |
| Level Financial Advisors 0.01% of their portfolio | 1.0k $20.0k | Unchanged |
| Rise Advisors, LLC 0.01% of their portfolio | 711 $14.1k | Added +12 |
| DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio | 675 $13.4k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 256 $5.0k | New |
| CoreCap Advisors, LLC 0.00% of their portfolio | 250 $5.0k | New |
| Beacon Capital Management, LLC 0.00% of their portfolio | 247 $4.9k | Added +9 |
| Sugarloaf Wealth Management, LLC 0.00% of their portfolio | 226 $4.5k | Added +3 |
| Rosenberg Matthew Hamilton 0.00% of their portfolio | 50 $991 | Unchanged |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 50 $991 | First filing |
| FMR LLC 0.00% of their portfolio | 31 $614 | New |
| US BANCORP \DE\ 0.00% of their portfolio | 30 $594 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |