Vault-13

TAKEDA PHARMACEUTICAL CO LTD TAK

SPONSORED ADS · ADR · CUSIP 874060205 · ISIN US8740602052

Japanese pharmaceutical company

314 institutional holders +2 vs Q2 2023
80,288,02380.3m shares reported held*
$1.2bnreported value*
33 new 112 added 93 reduced 29 sold out net sold ≈ $58.9m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.46. Options: 8 managers hold calls ($44.1m notional), 5 hold puts ($4.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 276Q4 22: 281Q1 23: 301Q2 23: 312Q3 23: 314314Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022276
Q4 2022281
Q1 2023301
Q2 2023312
Q3 2023314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 113 bought or addedQ4 22: 141 cut or sold outQ4 22Q1 23: 152 bought or addedQ1 23: 88 cut or sold outQ1 23Q2 23: 127 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 145 bought or addedQ3 23: 122 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022113141
Q1 202315288
Q2 2023127125
Q3 2023145122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ4 22 calls: $39.2mQ4 22 puts: $16.1mQ4 22P/C 0.41Q1 23 calls: $37.8mQ1 23 puts: $6.1mQ1 23P/C 0.16Q2 23 calls: $44.7mQ2 23 puts: $6.0mQ2 23P/C 0.13Q3 23 calls: $44.1mQ3 23 puts: $4.1mQ3 23P/C 0.09
Numbers
QuarterCallsPutsP/C
Q4 2022$39.2m$16.1m0.41
Q1 2023$37.8m$6.1m0.16
Q2 2023$44.7m$6.0m0.13
Q3 2023$44.1m$4.1m0.09

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,354,853+1.4m
MILLENNIUM MANAGEMENT LLC Added +677,213+677.2k
MORGAN STANLEY Added +455,729+455.7k
LMR Partners LLP Added +362,114+362.1k
Summit Global Investments Added +246,886+246.9k
VAN ECK ASSOCIATES CORP Added +226,754+226.8k
HAP Trading, LLC Added +222,700+222.7k
Walleye Trading LLC New +152,304+152.3k
Twin Tree Management, LP Added +149,340+149.3k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +139,715+139.7k

Biggest sellers

Clal Insurance Enterprises Holdings Ltd Reduced -2,733,558-2.7m
Point72 Asset Management, L.P. Sold out -2,125,500-2.1m
Capricorn Fund Managers Ltd Reduced -663,525-663.5k
JANE STREET GROUP, LLC Reduced -586,670-586.7k
OLD MISSION CAPITAL LLC Reduced -535,934-535.9k
Qube Research & Technologies Ltd Reduced -444,953-445.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -419,100-419.1k
NOMURA HOLDINGS INC Sold out -364,302-364.3k
TUDOR INVESTMENT CORP ET AL Sold out -170,818-170.8k
HSBC HOLDINGS PLC Sold out -168,754-168.8k

Biggest calls

CITADEL ADVISORS LLC Added $14.8m953.8k shares
JANE STREET GROUP, LLC Added $14.5m931.8k shares
MILLENNIUM MANAGEMENT LLC Reduced $4.6m300.0k shares
GROUP ONE TRADING LLC Added $4.4m286.7k shares
SIMPLEX TRADING, LLC Added $4.0m259.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m94.4k shares
Walleye Trading LLC Added $372.8k24.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Walleye Trading LLC Reduced $2.5m160.1k shares
CITADEL ADVISORS LLC Reduced $1.2m75.0k shares
GROUP ONE TRADING LLC Added $312.5k20.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $188.7k12.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Research Global Investors 0.06% of their portfolio Los Angeles, CA 13,794,35913.8m $213.4m $213.4m 0.06% Added +6.5k +6,518
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,233,2815.2m $81.0m $81.0m 0.01% Added +455.7k +455,729
3 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 4,849,8124.8m $75.0m $75.0m 0.02% Added +118.1k +118,088
4 Mondrian Investment Partners LTD 1.26% of their portfolio LONDON, X0 4,081,7154.1m $61.2m $61.2m 1.26% Unchanged
5 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 3,762,3793.8m $58.2m $58.2m 0.06% Added +677.2k +677,213
6 MACQUARIE GROUP LTD 0.07% of their portfolio Sydney, NSW 2000, C3 3,759,4983.8m $58.2m $58.2m 0.07% Reduced -71.3k -71,257
7 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 3,230,9003.2m $50.0m $50.0m 0.09% Reduced -419.1k -419,100
8 FMR LLC 0.00% of their portfolio BOSTON, MA 2,593,3502.6m $40.1m $40.1m 0.00% Added +115.9k +115,947
9 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.05% of their portfolio BOSTON, MA 2,473,9102.5m $38.3m $38.3m 0.05% Added +139.7k +139,715
10 BlackRock Inc. 0.00% of their portfolio New York, NY 2,294,4692.3m $35.5m $35.5m 0.00% Reduced -112.4k -112,430
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,200,2782.2m $34.0m $34.0m 0.00% Added +1.4m +1,354,853
12 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 2,190,2702.2m $33.9m $33.9m 0.01% Reduced -84.9k -84,881
13 Tetragon Partners GP Ltd 5.37% of their portfolio GRAND CAYMAN, E9 1,903,6621.9m $29.4m $29.4m 5.37% Unchanged
14 BRANDES INVESTMENT PARTNERS, LP 0.54% of their portfolio LA JOLLA, CA 1,802,0361.8m $27.9m $27.9m 0.54% Added +36.7k +36,717
15 MANAGED ASSET PORTFOLIOS, LLC 4.12% of their portfolio ROCHESTER, MI 1,736,4161.7m $26.9m $26.9m 4.12% Added +25.3k +25,291
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,512,9361.5m $23.4m $23.4m 0.01% Added +81.3k +81,267
17 Y.D. More Investments Ltd 4.11% of their portfolio Ramat Gan, L3 1,381,5501.4m $21.4m $21.4m 4.11% Reduced -62.5k -62,460
18 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 1,278,3001.3m $19.8m $19.8m 0.04% Added +226.8k +226,754
19 CAUSEWAY CAPITAL MANAGEMENT LLC 0.51% of their portfolio LOS ANGELES, CA 1,244,3091.2m $19.2m $19.2m 0.51% Added +123.7k +123,725
20 Pacer Advisors, Inc. 0.05% of their portfolio Malvern, PA 926,745926.7k $14.3m $14.3m 0.05% Added +29.2k +29,211
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 761,796761.8k $11.8m $11.8m 0.00% Added +2.7k +2,746
22 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 671,887671.9k $10.4m $10.4m 0.03% Added +10.9k +10,857
23 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio JUPITER, FL 572,517572.5k $8.9m $8.9m 0.04% Reduced -9.1k -9,149
24 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 563,773563.8k $8.7m $8.7m 0.02% Reduced -18.1k -18,089
25 Clean Yield Group 3.62% of their portfolio NORWICH, VT 533,157533.2k $8.2m $8.2m 3.62% Reduced -10.9k -10,885
26 Ethic Inc. 0.25% of their portfolio NEW YORK, NY 461,847461.8k $7.1m $7.1m 0.25% Added +58.9k +58,945
27 LMR Partners LLP 0.16% of their portfolio LONDON, X0 461,104461.1k $7.1m $7.1m 0.16% Added +362.1k +362,114
28 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 457,661457.7k $7.1m $7.1m 0.02% Reduced -22.4k -22,427
29 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 410,519410.5k $6.4m $6.4m 0.01% Reduced -586.7k -586,670
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 400,652400.7k $6.2m $6.2m 0.00% Reduced -26.3k -26,293
31 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 388,018388.0k $6.0m $6.0m 0.00% Reduced -8.8k -8,753
32 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 361,480361.5k $5.6m $5.6m 0.01% Added +34.8k +34,787
33 QRG CAPITAL MANAGEMENT, INC. 0.10% of their portfolio BERWYN, PA 356,241356.2k $5.5m $5.5m 0.10% First filing
34 Summit Global Investments 0.35% of their portfolio BOUNTIFUL, UT 336,324336.3k $5.2m $5.2m 0.35% Added +246.9k +246,886
35 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 327,116327.1k $5.1m $5.1m 0.00% Reduced -4.1k -4,148
36 Manning & Napier Group, LLC 0.06% of their portfolio Fairport, NY 302,267302.3k $4.7m $4.7m 0.06% Reduced -3.2k -3,189
37 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 293,813293.8k $4.5m $4.5m 0.01% Added +14.8k +14,766
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 292,132292.1k $4.5m $4.5m 0.00% Reduced -15.4k -15,399
39 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 286,705286.7k $4.4m $4.4m 0.01% Reduced -445.0k -444,953
40 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 267,895267.9k $4.1m $4.1m 0.01% Reduced -19.2k -19,224
41 HAP Trading, LLC 1.01% of their portfolio NEW YORK, NY 263,679263.7k $4.1m $4.1m 1.01% Added +222.7k +222,700
42 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 259,210259.2k $4.0m $4.0m 0.02% Added +90.7k +90,669
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 244,393244.4k $3.8m $3.8m 0.01% Reduced -5.6k -5,645
44 OPPENHEIMER ASSET MANAGEMENT INC. 0.06% of their portfolio NEW YORK, NY 243,585243.6k $3.8m $3.8m 0.06% Reduced -6.2k -6,175
45 HANTZ FINANCIAL SERVICES, INC. 0.09% of their portfolio SOUTHFIELD, MI 234,979235.0k $3.6m $3.6m 0.09% Added +3.4k +3,383
46 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 233,119233.1k $3.6m $3.6m 0.00% Added +68.1k +68,066
47 Simplicity Solutions, LLC 0.11% of their portfolio MINNEAPOLIS, MN 213,515213.5k $3.3m $3.3m 0.11% Added +955 +955
48 Bleakley Financial Group, LLC 0.12% of their portfolio PARSIPPANY, NJ 213,515213.5k $3.3m $3.3m 0.12% Added +738 +738
49 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 211,934211.9k $3.3m $3.3m 0.00% Added +12.6k +12,647
50 Capricorn Fund Managers Ltd 1.10% of their portfolio LONDON, X0 204,892204.9k $3.2m $3.2m 1.10% Reduced -663.5k -663,525
51 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 183,025183.0k $2.8m $2.8m 0.00% Added +45.2k +45,244
52 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 165,235165.2k $2.6m $2.6m 0.00% Reduced -6.8k -6,750
53 Twin Tree Management, LP 0.08% of their portfolio DALLAS, TX 153,893153.9k $2.4m $2.4m 0.08% Added +149.3k +149,340
54 Walleye Trading LLC 0.06% of their portfolio NEW YORK, NY 152,304152.3k $2.4m $2.4m 0.06% New
55 Quantinno Capital Management LP 0.10% of their portfolio NEW YORK, NY 145,368145.4k $2.2m $2.2m 0.10% Added +69.3k +69,297
56 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 143,732143.7k $2.2m $2.2m 0.00% Added +38.3k +38,331
57 XY Capital Ltd 2.04% of their portfolio CENTRAL, K3 143,697143.7k $2.2m $2.2m 2.04% Added +65.7k +65,666
58 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 139,769139.8k $2.2m $2.2m 0.10% Added +90.3k +90,266
59 Legal & General Group Plc 0.00% of their portfolio London, X0 138,985139.0k $2.2m $2.2m 0.00% Unchanged
60 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 137,093137.1k $2.1m $2.1m 0.00% Reduced -3.8k -3,841
61 Altshuler Shaham Ltd 0.06% of their portfolio Tel Aviv, L3 136,348136.3k $2.1m $2.1m 0.06% Unchanged
62 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 136,100136.1k $2.1m $2.1m 0.02% New
63 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 135,606135.6k $2.1m $2.1m 0.01% New
64 Schechter Investment Advisors, LLC 0.20% of their portfolio BIRMINGHAM, MI 134,388134.4k $2.1m $2.1m 0.20% Reduced -4.2k -4,200
65 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 134,375134.4k $2.1m $2.1m 0.00% Added +1.4k +1,353
66 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 128,405128.4k $2.1m $2.1m 0.00% Reduced -56.1k -56,068
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 124,993125.0k $1.9m $1.9m 0.00% Reduced -2.0k -1,951
68 Legacy Wealth Asset Management, LLC 0.71% of their portfolio WOODBURY, MN 124,967125.0k $1.9m $1.9m 0.71% Added +851 +851
69 HERITAGE INVESTORS MANAGEMENT CORP 0.08% of their portfolio BETHESDA, MD 123,459123.5k $1.9m $1.9m 0.08% Reduced -6.0k -5,977
70 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 107,286107.3k $1.7m $1.7m 0.00% Reduced -870 -870
71 Laird Norton Wetherby Wealth Management, LLC 0.09% of their portfolio Seattle, WA 101,018101.0k $1.6m $1.6m 0.09% Reduced -6.2k -6,201
72 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 98,22898.2k $1.5m $1.5m 0.00% Added +1.8k +1,815
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 96,46196.5k $1.5m $1.5m 0.00% Reduced -85.3k -85,298
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 93,51793.5k $1.4m $1.4m 0.00% Reduced -1.9k -1,945
75 Aquatic Capital Management LLC 0.06% of their portfolio CHICAGO, IL 86,90086.9k $1.3m $1.3m 0.06% Added +43.9k +43,900
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 83,72083.7k $1.3m $1.3m 0.00% Added +12.4k +12,423
77 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.02% of their portfolio Stamford, CT 82,48982.5k $1.3m $1.3m 0.02% Added +8.7k +8,671
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 80,46380.5k $1.2m $1.2m 0.00% Added +4.4k +4,353
79 ADVISOR PARTNERS II, LLC 0.05% of their portfolio WALNUT CREEK, CA 80,10080.1k $1.2m $1.2m 0.05% Added +12.8k +12,802
80 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 77,13177.1k $1.2m $1.2m 0.00% Added +3.4k +3,383
81 Ellevest, Inc. 0.09% of their portfolio NEW YORK, NY 76,58176.6k $1.2m $1.2m 0.09% Added +24.6k +24,608
82 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 76,32376.3k $1.2m $1.2m 0.03% New
83 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 73,87273.9k $1.1m $1.1m 0.01% Added +15.9k +15,932
84 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 72,55772.6k $1.1m $1.1m 0.00% Added +2.1k +2,133
85 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 71,78171.8k $1.1m $1.1m 0.00% Added +22.2k +22,218
86 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 71,53571.5k $1.1m $1.1m 0.00% Added +1 +1
87 First Trust Direct Indexing L.P. 0.13% of their portfolio Boston, MA 71,05871.1k $1.1m $1.1m 0.13% Added +12.9k +12,943
88 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 67,59167.6k $1.0m $1.0m 0.03% Reduced -535.9k -535,934
89 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 67,52467.5k $1.0m $1.0m 0.01% Added +7.3k +7,301
90 Forum Financial Management, LP 0.02% of their portfolio LOMBARD, IL 67,41867.4k $1.0m $1.0m 0.02% Added +336 +336
91 Caprock Group, LLC 0.08% of their portfolio BOISE, ID 67,27667.3k $1.0m $1.0m 0.08% Added +9.9k +9,906
92 HIGHLAND CAPITAL MANAGEMENT, LLC 0.07% of their portfolio MEMPHIS, TN 67,10067.1k $1.0m $1.0m 0.07% Reduced -700 -700
93 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 63,87663.9k $988.2k $988.2k 0.02% Added +6.6k +6,628
94 Vestmark Advisory Solutions, Inc. 0.07% of their portfolio Wakefield, MA 63,63063.6k $984.4k $984.4k 0.07% Added +870 +870
95 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 63,63063.6k $984.4k $984.4k 0.03% Reduced -530 -530
96 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 59,41359.4k $919.1k $919.1k 0.00% Added +26.8k +26,849
97 Qtron Investments LLC 0.17% of their portfolio Boston, MA 58,85658.9k $910.5k $910.5k 0.17% Added +9.1k +9,058
98 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 57,94157.9k $896.3k $896.3k 0.00% Added +3.1k +3,089
99 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 57,89157.9k $895.6k $895.6k 0.00% Added +575 +575
100 American Assets Investment Management, LLC 0.10% of their portfolio SAN DIEGO, CA 57,00057.0k $881.8k $881.8k 0.10% Unchanged