Vault-13

TABULA RASA HEALTHCARE INC TRHC 1.75 02.15.26

NOTE 1.750% 2/1 · US DOMESTIC · CUSIP 873379AA9

14 institutional holders -2 vs Q2 2023
24,642,00024.6m shares reported held*
$302.3mreported value*
4 new 1 added 2 reduced 6 sold out net sold ≈ $10.3m (+24.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.27.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 18Q4 22: 21Q1 23: 17Q2 23: 16Q3 23: 1414Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202218
Q4 202221
Q1 202317
Q2 202316
Q3 202314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 8 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202246
Q1 202329
Q2 202346
Q3 202358

Biggest buyers

Irenic Capital Management LP New +22,302,000+22.3m
GLAZER CAPITAL, LLC New +5,000,000+5.0m
Westchester Capital Management, LLC New +2,310,000+2.3m
BlackRock Inc. Added +150,000+150.0k
Jefferies Financial Group Inc. New +40,000+40.0k

Biggest sellers

Irenic Capital Management LP Sold out -22,302,000-22.3m
SILVERBACK ASSET MANAGEMENT LLC Sold out -12,797,000-12.8m
AVIVA PLC Reduced -3,000,000-3.0m
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -1,000,000-1.0m
AGF MANAGEMENT LTD Reduced -950,000-950.0k
JANE STREET GROUP, LLC Sold out -150,000-150.0k
ROYAL BANK OF CANADA Sold out -75,000-75.0k
BANK OF AMERICA CORP /DE/ Sold out -12,000-12.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DEERFIELD MANAGEMENT COMPANY, L.P. 3.12% of their portfolio New York, NY 144,516,000144.5m $141.5m $141.5m 3.12% Unchanged
2 Indaba Capital Management, L.P. 25.87% of their portfolio SAN FRANCISCO, CA 89,728,00089.7m $87.8m $87.8m 25.87% Unchanged
3 Birch Grove Capital LP 43.69% of their portfolio New York, NY 25,576,00025.6m $25.1m $25.1m 43.69% Unchanged
4 Irenic Capital Management LP 6.69% of their portfolio NEW YORK, NY 22,302,00022.3m $21.8m $21.8m 6.69% New
5 AVIVA PLC 0.05% of their portfolio LONDON, X0 12,000,00012.0m $11.7m $11.7m 0.05% Reduced -3.0m -3,000,000
6 GLAZER CAPITAL, LLC 0.32% of their portfolio New York, NY 5,000,0005.0m $4.8m $4.8m 0.32% New
7 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 5,000,0005.0m $4.9m $4.9m 0.03% Unchanged
8 Westchester Capital Management, LLC 0.08% of their portfolio VALHALLA, NY 2,310,0002.3m $2.3m $2.3m 0.08% New
9 BlackRock Inc. 0.00% of their portfolio New York, NY 2,003,0002.0m $1.9m $1.9m 0.00% Added +150.0k +150,000
10 PIER 88 INVESTMENT PARTNERS LLC 0.07% of their portfolio SAN FRANCISCO, CA 300,000300.0k $293.6k $293.6k 0.07% Unchanged
11 AGF MANAGEMENT LTD 0.00% of their portfolio TORONTO, A6 50,00050.0k $48.4k $48.4k 0.00% Reduced -950.0k -950,000
12 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 40,00040.0k $39.0k $39.0k 0.00% New
13 Stockman Wealth Management, Inc. 0.01% of their portfolio BILLINGS, MT 30,00030.0k $29.3k $29.3k 0.01% Unchanged
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged